United States v. Salley

9 M.J. 189, 1980 CMA LEXIS 11132
CourtUnited States Court of Military Appeals
DecidedAugust 18, 1980
DocketNo. 38,543; CM 438312
StatusPublished
Cited by64 cases

This text of 9 M.J. 189 (United States v. Salley) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Salley, 9 M.J. 189, 1980 CMA LEXIS 11132 (cma 1980).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

The appellant was tried at Fort Campbell, Kentucky, by a general court-martial composed of officers and, contrary to his pleas, was found guilty of robbery, wrongful use of an identification card, and carrying a concealed weapon, in violation of Articles 121 and 134, Uniform Code of Military Justice, 10 U.S.C. sections 921 and 934. His sentence to a bad conduct discharge, confinement at hard labor for 2 years, and forfeiture of all pay and allowances was approved by the convening authority. After the Army Court of Military Review affirmed the findings and sentence without opinion, he petitioned this Court for review.

We granted the petition for review upon this issue raised by appellate defense counsel:

WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF THE ACCUSED BY EQUATING SUBSTANTIAL DOUBT AND REASONABLE DOUBT IN HIS INSTRUCTIONS TO THE JURY?

Although we now disapprove the form of the instruction, we conclude that appellant was not prejudiced thereby.

[190]*190I.

The instructions of the military judge occupy some 38 pages of the record of trial. The instruction complained of here was given in these terms:

Now, by reasonable doubt is intended not a fanciful or ingenious doubt or conjecture but substantial, honest, conscientious doubt suggested by the material evidence or lack of it in the case. It is an honest, substantial misgiving generated by insufficiency of proof of guilt. Proof beyond reasonable doubt means proof to a moral certainty though not necessarily an absolute or mathematical certainty. If you have an abiding conviction of the accused’s guilt such as you would be willing to act upon in the more important matters related to your own affairs, then you have no reasonable doubt. (Emphasis supplied).

The language is that of a standard instruction contained in the Army’s Military Judge’s Guide. See Department of the Army Pamphlet 27-9, para. 2-4 (19 May 1969). Apparently, it stems from a provision in the 1969 Manual for Courts-Martial,1 and in its 1951 and 1949 predecessors.2 Not surprisingly, this same instruction appears in many records of trial reviewed in this Court.

In seeking to explain how “substantial doubt” crept into the “reasonable doubt” definition, the appellant’s brief remarks:

Although the answer is not free from doubt, it appears the term was introduced in the context of distinguishing mere speculation from reasoned doubt. An example of these earlier instructions is found in the instruction discussed in Scurry v. United States, 347 F.2d 468 (D.C.Cir. 1965): “It is a doubt that connotes something of substance as compared to something shadowy.”
It would thus appear that, as originally used, the term “substantial” was applied as reflecting its secondary meaning of “tangible”, rather than its more common primary meaning of “ample or considerable amount.” As instructions were paraphrased and rewritten, this meaning became obscured.
A common instruction being given about the time the MCM was revised was La Buy, Jury Instructions in Federal Criminal Cases, No. 6.01-3, which stated, inter alia:
A ‘reasonable doubt’ means a doubt based on reason, and must be substantial rather that speculative; it must be sufficient to cause you as a reasonably prudent person to hesitate to act in the more important affairs of your life. (Emphasis supplied.)
In thus using the term “substantial” in contraposition to the term “speculative,” arguably to an English professor or one who carefully studied the sentence in its context, the word “substantial” might connote “tangible” rather than “considerable.”

Final Brief on Behalf of Accused Pursuant to Rule 22(b), at 4-5.

Whatever the source of this phraseology, we concur in the further observation by appellate defense counsel that “it is easy to see how, for the laymen, it could be confusing or easily misconstrued.” Id. at 5. The Supreme Court said as much in Taylor v. Kentucky, 436 U.S. 478, 98 S.Ct. 1930, 56 L.Ed.2d 468 (1978), when, in reversing because of the trial court’s failure to give a requested instruction on the presumption of innocence, it criticized in these terms the instructions on reasonable doubt that had been given:

The trial court’s truncated discussion of reasonable doubt, however, was hardly a model of clarity. It defined reasonable doubt as “a substantial doubt, a real doubt.” [cit. omitted] This definition, though perhaps not in itself reversible error, often has been criticized as confusing. See, e.g., United States v. Muckenstrum, 515 F.2d 568, 571 (C.A.5), cert. [191]*191denied, 423 U.S. 1032, 96 S.Ct. 564, 46 L.Ed.2d 406 (1975); United States v. Christy, 444 F.2d 448, 450 (C.A.6), cert. denied, 404 U.S. 949, 92 S.Ct. 293, 30 L.Ed .2d 266 (1971).

Id. at 488, 98 S.Ct. at 1936.

In Muckenstrum the Court of Appeals for the Fifth Circuit concluded that, taken in the context of the whole jury charge, reasonable doubt had not been equated with substantial doubt. However, the court also commented:3

We hasten to add, however, that the sentence instructing that a doubt must be substantial rather than speculative is confusing in that arguably it raises the burden from “reasonable doubt” to “substantial doubt” and would better be left unsaid.

Christy contains this criticism 4 of an instruction that the Government had the burden “ ‘. . .to leave no reasonable, substantial doubt in the minds of the jury.’ (Emphasis supplied.)”:5

No objection to the charge was raised at trial, but appellant now contends that the District Court’s use of the word “substantial” rose to the level of plain error because it significantly reduced the government’s burden of proof at trial. Were this the District Court’s only reference to or explanation of the concept of reasonable doubt, the unfortunate inclusion of the questioned word would present an issue of some magnitude. The record indicates that the circumstances were just to the contrary, however. After explaining the presumption of innocence which every accused enjoys, the District Court proceeded to instruct the jury that the presumption of innocence is overcome only after the government has proven its case beyond a reasonable doubt. In explaining this concept to the jury, the District Judge used the words “reasonable doubt” no less that nine times without any indication that the doubt had to be “substantial.” The use of the word “substantial” occurred only once, and it is significant to note that it occurred immediately prior to and in connection with the Court’s proper explanation of- the term “reasonable doubt” as that which is not a whimsical or capricious doubt but a substantial one. See

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Bluebook (online)
9 M.J. 189, 1980 CMA LEXIS 11132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-salley-cma-1980.