United States v. Ferguson

15 M.J. 12, 1983 CMA LEXIS 23042
CourtUnited States Court of Military Appeals
DecidedFebruary 14, 1983
DocketNo. 41,590; ACM 22865
StatusPublished
Cited by25 cases

This text of 15 M.J. 12 (United States v. Ferguson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ferguson, 15 M.J. 12, 1983 CMA LEXIS 23042 (cma 1983).

Opinions

Opinion

FLETCHER, Judge:

Appellant was charged with the premeditated murder of his wife “by shooting her with a shotgun in the back,” in violation of Article 118, Uniform Code of Military Justice, 10 U.S.C. § 918. He pleaded not guilty to this charge and a trial on the merits ensued. The members of his general court-martial found him guilty of murder without premeditation by shooting his wife with a shotgun in the back, in violation of Article 118. In May of 1980 he was sentenced to a bad-conduct discharge, 10 years’ confinement at hard labor, and reduction to the lowest enlisted grade. The convening authority approved this sentence and the United States Air Force Court of Military Review affirmed without opinion.

Review was granted on the following issues of law:

I
WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF THE APPELLANT BY REFUSING TO ALLOW THE TESTIMONY OF MASTER SERGEANT MACK REGARDING STATEMENTS OF THE APPELLANT TENDING TO SHOW A CONSCIOUSNESS OF INNOCENCE.
[14]*14II
WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF THE APPELLANT BY REFUSING TO INSTRUCT ON THE DEFENSE OF ACCIDENT.

Resolution of both these issues does not require this Court to find facts, but it is necessary to examine the record of trial for evidence introduced by the parties bearing on these questions. After conducting such an examination, we hold that both questions must be answered in favor of the Government.

I

The first question in this case is whether the military judge erred in refusing to admit testimony from a defense witness concerning an out-of-court statement made by appellant. Article 39(a)(4), UCMJ, 10 U.S.C. § 839(a)(4). The defense requested that Sergeant Mack be allowed to testify that appellant told him that the death of Mrs. Octavia Ferguson was an accident. There is no factual dispute that this conversation took place five days after appellant’s arrest for the charged offense and while he was in pretrial confinement. Both parties also agree that Sergeant Mack was a close personal friend of appellant who was assisting him with his family during this turbulent period. The defense further made an offer of proof that Sergeant Mack believed appellant was sincere in making this statement. The military judge denied the defense request.

Defense counsel argued that there were several evidentiary theories which would justify admission of Sergeant Mack’s testimony concerning the out-of-court statement of appellant. He first asserted that this testimony was admissible because it embraced a spontaneous exclamation made by appellant to Sergeant Mack. See para. 142 b, Manual for Courts-Martial, United States, 1969 (Revised edition). Then, he asserted that this testimony was admissible because it contained evidence of appellant’s state of mind. See para. 142 d, Manual, supra. Finally, he particularized his second theory by asking the military judge to consider that portion of paragraph 142 d concerning admissibility of evidence of statements of an accused tending to show a consciousness of innocence.

In addressing the granted issue, we note that if the defense intended to use the proffered testimony to prove the truth of the assertion contained therein, i.e., the wife’s death was an accident, it was hearsay. Para. 139a, Manual, supra. The spontaneous exclamation exception to the hearsay rule provided in paragraph 142b, Manual, supra, would permit admission of this testimony for this purpose. The military judge, however, ruled that this testimony did not meet the requirements of this exception to the hearsay rule and accordingly it was inadmissible for this purpose. This ruling is not the subject of review in the present case and we do not find it plainly erroneous.

A second evidentiary theory was proffered by the defense to support admission of Sergeant Mack’s testimony concerning appellant’s out-of-court statement. Defense counsel stated that he intended to use this testimony to show appellant’s state of mind five days after the death of his wife. See McCormick’s Handbook On the Law of Evidence §§ 249, 294 (2d ed. 1972) [hereafter cited as McCormick].1 This testimony would still be hearsay if used for this purpose. Its value as to appellant’s state of mind is dependent on the credibility of the out-of-court declarant and the truth of his assertion. See para. 142<J, Manual, supra; [15]*15McCormick, supra. In other words, the mere fact that appellant said his wife’s death was an accident provides no inference as to his state of mind unless one also accepts the fact that he was speaking truthfully. See 2 J. Wigmore, Evidence § 267 (3d ed. 1940).

In order for the military judge to admit this testimony for this evidentiary purpose, it was first necessary to determine whether the state of mind of appellant five days after the alleged offense was a relevant issue in this case. See paras. 142d and 137, Manual, supra. Defense counsel further particularized his purpose in introducing this testimony by indicating that he intended to show that appellant had a consciousness of innocence after the offense, and this fact was relevant to the issue of his guilt of the charged offense. Para. 142d, Manual, supra; 1 Wigmore, Evidence §§ 172-74 (3d ed. 1940); 2 Wigmore, supra at § 293. The military judge did not indicate that he disagreed that this fact was probative as to the issue of appellant’s guilt of the charged offense.2

The second question the military judge had to decide was whether appellant’s out-of-court statement had a tendency to disclose his state of mind as being conscious of his innocence. Paragraph 142d, Manual, supra, provides that such a state of mind on the part of an accused can be shown by statements made by him after the offense. Moreover, his statement that his wife’s death was an accident can be reasonably construed as an assertion on his part that he then believed himself innocent of the charged offense. See generally McCormick, supra at §§ 249 and 294. Again the military judge did not disagree that this statement provided a reasonable inference that five days after the offense appellant believed himself innocent.

The third question confronting the military judge was whether the out-of-court statement of appellant was made under circumstances of probable sincerity. See McCormick, supra at § 294; 2 Wigmore, supra at § 293. Paragraph 142d, Manual states: “Evidence of statements of the accused, not made under circumstances indicative of insincerity, tending to show a consciousness of innocence is also admissible.” (Emphasis added.) This Manual provision reflects the concern of the President that a judicial ruling be made to insure that feigned or artificial conduct or statements not be used as a basis for an inference concerning the accused’s consciousness of innocence. See 2 Wigmore, supra at § 273. It was on this basis that the military judge ruled the testimony of Sergeant Mack inadmissible.3

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Bluebook (online)
15 M.J. 12, 1983 CMA LEXIS 23042, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ferguson-cma-1983.