United States v. E.W. Freeman

813 F.2d 303, 1987 U.S. App. LEXIS 2859
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 5, 1987
Docket86-1717
StatusPublished
Cited by25 cases

This text of 813 F.2d 303 (United States v. E.W. Freeman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. E.W. Freeman, 813 F.2d 303, 1987 U.S. App. LEXIS 2859 (10th Cir. 1987).

Opinion

SAFFELS, District Judge.

The defendant, E.W. Freeman, was indicted on a three-count indictment, charging E.W. Freeman and co-defendant McCamey with one count of conspiracy in violation of 18 U.S.C. § 371, and two counts of offering an illegal gratuity to a federal employee in violation of 18 U.S.C. § 203(b). A guilty verdict was returned by a jury on all three counts. Freeman was sentenced to a term of two years, on Counts 2 and 3 for violations of 18 U.S.C. § 203(b), to be served concurrently. Freeman was also sentenced to a term of probation for five years, with respect to Count 1, for the charge of conspiracy in violation of 18 U.S.C. § 371. Following the trial, Freeman filed a motion for arrest of judgment on the grounds that the indictment was fatally misworded and that it did not include sufficient elements of the crime charged. The district court denied defendant’s Motion for Arrest of Judgment as untimely and not well-taken.

On appeal, Freeman asserts that the indictment was defective in that it did not specifically state the language of Title 18, United States Code, Section 203(b), in that it did not list as one element, “in which the United States is a party or has a direct and substantial interest.” Defendant also objects to the instructions given to the jury on Counts 2 and 3 in that the word “influencing” was included in the instruction and is not an element of 18 U.S.C. § 203(b). Freeman further objects to the Court’s omission in the jury instruction that the interest of the United States must be “substantial.” Finally, defendant asserts that subsection (b) of 18 U.S.C. § 203 as applied to the defendant in Counts 2 and 3, is unconstitutionally vague. We agree with the trial court that the defendant’s Motion for Arrest of Judgment should have been denied. We note that no objection was made as to the language of the indictment prior to trial, nor was objection made as to the instruction on Counts 2 and 3 at the time of trial.

Rule 12(f) of the Federal Rules of Criminal Procedure provides that “[fjailure by a party to raise defenses or objections or to make requests which must be made prior to trial ... shall constitute waiver thereof, but the court for cause shown may grant relief from the waiver.” Rule 12(b)(2) provides that the objections based on defects in the indictment (other than that it fails to charge an offense) shall only be raised prior to trial. It is well established, however, that the failure of an indictment to state an offense is a fatal defect that may be raised at any time. See United States v. Watkins, 709 F.2d 475, 478 n. 2 (7th Cir.1983). Nonetheless, the countervailing interest in judicial efficiency requires that tardily-challenged indictments be construed liberally in favor of validity. Id. (citing United States v. Pheaster, 544 F.2d 353 (9th Cir.1976), cert. denied, 429 U.S. 1099, 97 S.Ct. 1118, 51 L.Ed.2d 546 (1977)).

Rule 7(c)(1) of the Federal Rules of Criminal Procedure, demands that the indictment be “a plain, concise and definite written statement of the essential facts constituting the offense charged.” It must be sufficient to apprise the accused of the nature of the offense so that he may adequately prepare his defense. Following conviction, the record of the case must be *305 sufficient so as to enable the accused to subsequently avail himself of the form of jeopardy for future prosecution for the same offense. See United States v. Janoe, 720 F.2d 1156, 1159 (10th Cir.1983), cert. denied, 465 U.S. 1036, 104 S.Ct. 1310, 79 L.Ed.2d 707 (1984). Rule 7(c)(3) of the Federal Rules of Criminal Procedure provides that omission of citation is not grounds for dismissal of an indictment unless it misleads the defendant to his prejudice. United States v. Wagstaff, 572 F.2d 270, 272-73 (10th Cir.1978). See also, United States v. Watkins, 709 F.2d 475, 478 (7th Cir.1983) (indictment will be upheld unless challenged before trial, or it is so defective it does not charge an offense for which the defendant is convicted).

Our reading of the indictment convinces us that the indictment adequately apprised the defendant of the charges against him. The indictment specifically stated the dates and individual acts for which he was indicted. We find that the indictment does state an offense under 18 U.S.C. § 203(b). The omission of the sentence “in which the United States is a party or has a direct and substantial interest” did not have to do with a substantial element of the violation charged and cannot be found to prejudice the defendant. As an aside, we note that prior to trial, Freeman confessed to doing the acts alleged in the indictment.

We further reject Freeman’s argument that there is a defect in the phrasing of the indictment. Freeman asserts that the service described in the indictment is not a service related to the statutory purpose of 18 U.S.C. § 203(b), that of preventing undue influence before a forum listed in the statute. We find that 18 U.S.C. § 203(b) clearly contemplates the offense charged. We find that the decision cited by the defendant, United States v. Myers, 692 F.2d 823, 855-58 (2d Cir.1982), cert. denied, 461 U.S. 961, 103 S.Ct. 2437, 77 L.Ed.2d 1322 (1983) is not controlling and can be distinguished from the present case. The court in Myers did not address the issue of whether a violation could be charged only for services to be performed before the federal forums listed in the statute. In Myers, the court’s interpretation was limited to construing § 203(a), without making any reference to the violation charged in § 203(b). We further find that the facts in Myers are inapposite to the facts at hand.

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Bluebook (online)
813 F.2d 303, 1987 U.S. App. LEXIS 2859, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ew-freeman-ca10-1987.