United States v. Ellsey

16 C.M.A. 455, 16 USCMA 455, 37 C.M.R. 75, 1966 CMA LEXIS 170, 1966 WL 4610
CourtUnited States Court of Military Appeals
DecidedDecember 23, 1966
DocketNo. 19,572
StatusPublished
Cited by29 cases

This text of 16 C.M.A. 455 (United States v. Ellsey) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ellsey, 16 C.M.A. 455, 16 USCMA 455, 37 C.M.R. 75, 1966 CMA LEXIS 170, 1966 WL 4610 (cma 1966).

Opinions

Opinion of the Court

FERGUSON, Judge:

Convicted below by special court-martial of a number of offenses in violation of the Uniform Code of Military Justice, the accused sought our review, and we granted his petition upon the following issues:

[456]*4561. WHETHER AMENDING THE SPECIFICATION OF ADDITIONAL CHARGE II WAS AUTHORIZED.
2. WHETHER THERE IS A FATAL VARIANCE BETWEEN THE ALLEGATIONS AND THE PROOF OF THE SPECIFICATION OF ADDITIONAL CHARGE II.

I

The specification of Additional Charge II originally alleged the offense of escape from lawful custody. After the charges were referred to the trial counsel, he approached the convening authority and requested permission to amend the specification to allege escape from confinement. The convening authority denied such permission. Thereafter, trial counsel apparently consulted with the Office of the Staff Legal Officer. The Assistant Staff Legal Officer discussed the matter with the convening authority, who again refused permission to alter the specification. Nevertheless, the specification was amended to charge escape from confinement, and it was for this offense that accused was tried. It also appears trial defense counsel was “ ‘assured that the convening authority had authorized (trial counsel) to make the change.’ ” In fairness to trial counsel, it must be said that he was told by the Staff Legal Officer to make the change and “ ‘that he’d advise the convening authority accordingly.’ ” Apparently, the latter’s final ruling to the contrary was never communicated to trial counsel.

This Court has always permitted liberal amendment of pleadings, provided the substantial rights of the accused were not prejudiced. United States v Squirrell, 2 USCMA 146, 7 CMR 22; United States v Johnson, 12 USCMA 710, 31 CMR 296; United States v Krutsinger, 15 USCMA 235, 35 CMR 207; United States v Arbic, 16 USCMA 292, 36 CMR 448. In general, we have permitted such action, if the change “does not result (1) in a different offense or in the allegation of an additional or more serious offense, or (2) in raising a substantial question as to the statute of limitations, or (3) in misleading the accused.” United States v Arbic, supra, at page 294.

Pointing to these standards, the Government urges the accused was not here misled; the two offenses are punishable to the same extent; no question of limitations is involved; and that the amendment did not result in the allegation of a different or more serious offense. Conceding the convening authority may “have been unhappy” over trial counsel’s amendments, it argues he eventually ratified such actions by approving the findings and sentence of the court.1 We nevertheless conclude the amendments were illegal and void.

At the outset, it appears the parties are agreed the convening authority twice specifically forbade any amendment of the specification. His order was judicial in nature and was binding upon trial counsel. True, the latter is authorized to “correct and initial slight errors or obvious mistakes in the charges,” but he is appointed by and operates under the direction of the convening authority. As such, he “will not without authority make any substantial change” in the allegations. Manual for Courts-Martial, United States, 1951, paragraph 44/(1). These procedural regulations, promulgated by the President with regard to the amendment of charges, have the force and effect of law. United States v Smith, 13 USCMA 105, 32 CMR 105.

In United States v Nix, 15 USCMA 578, 36 CMR 76, we were confronted with a similar situation. There, the convening authority, upon application, ordered a psychiatric examination of the accused. Military medical authorities refused to comply with the order. Referring to the judicial nature of the convening authority’s activities in connection with courts-martial and the pertinent provisions of the Manual, supra, relating thereto, we declared, at page 581:

[457]*457“To the extent that the Manual relates to procedure and modes of proof in court-martial cases, it has the force of law. Uniform Code of Military Justice, Article 36, 10 USC § 836; United States v Smith, 13 USCMA 105, 32 CMR 105. Paragraph 121 of the Manual, supra, comes within the ambit of that Article. Since pretrial motions are properly addressed to the convening authority, his action in approving the defense request was a judicial order which must be complied with and completed before proceeding with the trial. Sullivan v United States, 205 F Supp 545 (SD NY) (1962).”

See also United States v Dobson, 16 USCMA 236, 36 CMR 392.

In like manner, we pointed out in United States v Smith, 16 USCMA 274, 36 CMR 430, that a convening authority’s order determining a rehearing impracticable and ordering the charges against an accused dismissed was final and binding on all subsequent convening authorities. Cf. United States v Werthman, 5 USCMA 440, 18 CMR 64.

The teaching of these cases is clear. The convening authority’s function in military justice is judicial in nature. His actions are magisterial, and this is so whether he grants pretrial relief to a party to the proceedings or, as in this case, denies it. Hence, his ruling refusing to permit the trial counsel to alter the specification in question was binding on that officer. United States v Nix, supra; United States v Smith, 16 USCMA 274, supra. The change of the offense thereafter to escape from confinement was, therefore, a nullity and could not operate to create a valid charge against the accused.

II

Normally, the foregoing would suffice to dispose of the case, for both issues on which we granted review deal with the improperly constituted charge. The Government, however, urges there is no substantial difference between the offenses of escape from custody and escape from confinement and, hence, imply no prejudice resulted from the unauthorized action of the trial counsel. A study of their brief and that of appellate defense counsel indicates some confusion exists regarding the two crimes, as well as a difference of viewpoint between various service boards of review. We deem it necessary, therefore, as well as desirable to reach the second question before us and inquire whether there is presented a fatal variance between the allegation that accused escaped from lawful confinement and the proof. In order to do so, a brief sketch of the evidentiary background is obviously necessary.

The accused was taken from the battalion adjutant’s office by a guard, who was there furnished with a written confinement order directing his incarceration in the brig. En route to the confinement facility, accused was accompanied to his barracks in order to pack his gear. While at the latter place, accused evaded his guard and disappeared. Based on these facts, the accused was, as noted above, charged with escape from custody and convicted, because of the altera-ation of the count, of escape from confinement. The question of variance before us thus turns on the difference between “custody” and “confinement.”

Code, supra, Article 95, 10 USC § 895, under which the accused stands convicted, provides for the punishment of “Any person subject to this chapter who resists apprehension or breaks arrest or who escapes from custody or confinement.”

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Bluebook (online)
16 C.M.A. 455, 16 USCMA 455, 37 C.M.R. 75, 1966 CMA LEXIS 170, 1966 WL 4610, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ellsey-cma-1966.