United States v. Ellis

868 F.3d 1155, 2017 WL 3623925, 2017 U.S. App. LEXIS 16173
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 24, 2017
Docket14-3165 & 14-3181
StatusPublished
Cited by24 cases

This text of 868 F.3d 1155 (United States v. Ellis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ellis, 868 F.3d 1155, 2017 WL 3623925, 2017 U.S. App. LEXIS 16173 (10th Cir. 2017).

Opinion

PHILLIPS, Circuit Judge.

In 2009, law-enforcement officials began investigating a Mexican cocaine-trafficking operation extending into the Kansas City area. This led them to several suspects, including Marvin Ellis, a low-level powder-cocaine buyer, who was working with two others to buy powder cocaine and cook at least some of it into cocaine base (crack cocaine) for resale. In 2012, Kansas police arrested Ellis after he fled from a traffic stop. At arrest, Ellis had a stolen handgun, miscellaneous drugs, and some drug-dealer paraphernalia. Later, based on this and separate evidence from the federal investigation, a federal grand jury charged Ellis with several drug and firearm felonies. The most serious charge against Ellis was for his conspiring with 49 other persons to manufacture, distribute, or possess with the intent to distribute at least 5 kilograms of powder cocaine and 280 grams of crack cocaine.

*1160 After the jury convicted Ellis .on all chargeSj the district court imposed consecutive -sentences for the cocaine-conspiracy count and a firearm count and concurrent sentences for the remaining counts. Ellis received a sentence of life without release on the cocaine-conspiracy count (after applying a sentencing enhancement under 21 U.S.C. § 851 for his two earlier felony-drug-offense convictions), a mandatory-minimum five-year term for possession of a firearm in furtherance of a drug-trafficking crime under § 924(c), and statutory maximum sentences on all remaining counts. Later, the district court revoked Ellis’s supervised release from a 2007 federal conviction and sentenced him to an additional consecutive 24 months’ imprisonment.

Ellis now appeals some of his convictions and sentences. In Appeal No. 14-3165, Ellis (1) challenges his convictions under 21 U.S.C. §§ 846, 841(a)(1), (b)(1)(A), 18 U.S.C. § 924(c), and 21 U.S.C. § 856; (2) argues that his life sentence for the conspiracy conviction violates the Fifth and Sixth Amendments; and (3) argues that the district court violated his Sixth Amendment right to counsel at sentencing. In Appeal No. 14-3181, Ellis challenges the consecutive sentence for his supervised-release violation, based on the district court’s denying him substitute counsel. '

In Appeal No. 14-3165, we affirm all of Ellis’s convictions and all of his sentences except one. Though we affirm Ellis’s cocaine-conspiracy conviction, we reverse its accompanying life-without-release sentence because (1) the jury never found that Ellis was individually responsible for the charged amounts of powder or crack cocaine, either from his own acts or the reasonably foreseeable acts of his cocon-' spirators; and (2) the government’s evidence does not show that omitting this element was harmless beyond a reasonable doubt. In Appeal No, 14-3181, we affirm Ellis’s sentence for violating his supervised release. We remand to the district court for a full resentencing, subject to resen-tencing on the cocaine-conspiracy, count under 21 U.S.C. § 841(b)(1)(C).

BACKGROUND

I. The Investigation

In 2009, Drug Enforcement Administration (DEA) agents began investigating a Mexican cocaine-trafficking network that was supplying the Kansas City area. Agents learned that Mexican drug sources were shipping multi-kilogram deliveries of powder cocaine from Mexico into and near Kansas City. In addition, agents learned that some of this powder, cocaine was going to local drug dealers, including Djuane Sykes, who was selling large amounts of cocaine to several customers from the 2200 block of Russell Avenue in Kansas City, Kansas.

Among Sykes’s many customers were Ataven Tatum and Marvin Ellis, In August 2011, Ellis had been released from prison to supervised release after serving time on a 2007 conviction for violating 18 U.S.C. § 924(c).. By November .2007, Ellis, had begun working with Tatum and Ellis’s nephew, Theoplis Ellis (Theoplis), to buy powder cocaine from Sykes and cook at least some of it into crack cocaine for sale to their customers. Over the next few months, the three men worked together to sell drugs, including crack cocaine. They sold the drugs from different locations, including from a house at 921 Haskell Avenue. In October 2011, Ellis leased this residence," and in November, Tatum signed a contract for deed to buy it.

II. Ellis’s Arrest

In late April 2012, a Kansas City, Kansas police officer, Patrick Locke, stopped *1161 Ellis for a traffic violation. After first pulling over to the roadside, Ellis sped away when Office Locke’s partner approached the car. Officer Locke gave chase until Ellis crossed the Kansas state line into Missouri.

Two weeks later, just after midnight on May 11, Officer Locke again stopped Ellis for a traffic violation. As before, Ellis pulled over but then sped away. Again, Officer Locke chased Ellis, this time at speeds up to 80 miles per hour. The chase ended when Ellis lost control of his car after it hit a curb. When his car came to rest, Ellis jumped from it and ran. During the ensuing foot chase, Officer Locke saw that Ellis was carrying a green plastic bag. When Ellis was subdued on the ground, Officer Locke saw Ellis holding his right hand in his waistband — causing Officer Locke to fear that Ellis had a gun. Officer Locke tasered Ellis, yet Ellis refused commands to remove his hand from his waistband. When Officer Locke threatened to shoot Ellis, Ellis dropped the green bag and threw a pistol about 10 to 15 feet away.

After finally subduing and arresting Ellis, Officer Locke gathered Ellis’s thrown gun — a stolen, loaded .40 caliber pistol. Officer Locke also coEected Ellis’s discarded green bag, which contained an empty sandwich-bag box, a digital scale, 2.5 grams of powder cocaine, about 32 grams of synthetic marijuana, 25.8 grams of POP in a bottle, 3.1 grams of marijuana, 16 mollies.(ecstasy/MDMA), and-8 Diazepam pills.

III. The Charges

In October 2012, a grand jury sitting in the District of Kansas issued a sweeping 112-count Second Superseding Indictment against 51 defendants, including EEis, Tatum, and Theoplis. 1 In a vast cocaine-conspiracy count under 21 U.S.C. § 846, naming 50 defendants including Ellis (reaching all the way up to the Mexican cartel), the grand jury charged that the 50 defendants

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Bluebook (online)
868 F.3d 1155, 2017 WL 3623925, 2017 U.S. App. LEXIS 16173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ellis-ca10-2017.