United States v. Diaz

637 F.3d 592, 2011 U.S. App. LEXIS 6796, 2011 WL 1239791
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 4, 2011
Docket10-10544
StatusPublished
Cited by71 cases

This text of 637 F.3d 592 (United States v. Diaz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Diaz, 637 F.3d 592, 2011 U.S. App. LEXIS 6796, 2011 WL 1239791 (5th Cir. 2011).

Opinion

LESLIE H. SOUTHWICK, Circuit Judge:

Carlos Joel Diaz was convicted after a jury trial of conspiring to possess with the intent to distribute 100 kilograms or more of marijuana. He appeals and alleges error as to restrictions placed on cross-examination, on alleged opinion testimony about his mental state, and on a clear but corrected error in a jury instruction. He also asserts that the evidence was insufficient and his sentence was substantively unreasonable. We AFFIRM.

STATEMENT OF FACTS

On the evening of April 18, 2007, in Dallas, Texas, two undercover agents of the Drug Enforcement Agency drove an 18-wheeler tractor-trailer rig to a gas station. The trailer contained more than 1,000 pounds of marijuana. A member of the B anegas drug trafficking organization led the agents a short distance away, to an unlighted street next to Brian’s Auto Sales. The agents unloaded duffle bags of *597 marijuana from the trailer and handed them to members of Banegas, who then placed them inside the back of a white van.

While the transfer occurred, the defendant Carlos Joel Diaz stood on the street corner near the tractor-trailer rig and the white van. There was testimony that he looked from side to side, observing vehicles that drove by. At one point, Diaz walked to where he could watch the transfer of the drugs into the van. After the marijuana had been loaded, Diaz closed the van doors.

Two members of Banegas met the agents back at the gas station, where a payment of $17,000 was to be made. Instead, police arrived and detained the members of Banegas, as well as Diaz. In Diaz’s pocket were keys to a Ford F-150, a Banegas vehicle that was to be used to transfer some of the marijuana from the van to another location. Diaz was released after questioning.

Two months later, a federal grand jury indicted Diaz and seven others with one count of conspiring to possess with the intent to distribute 100 kilograms or more of marijuana in violation of 21 U.S.C. §§ 846, 841(a)(1), and 841(b)(l)(B)(vii). Diaz was not tried at that time.

Nearly two years later, Diaz was stopped for a traffic violation. The officer arrested Diaz after learning of the outstanding warrant issued in connection with the drug charge. His jury trial began in January 2010. He was found guilty and sentenced to 121 months of imprisonment. A timely appeal followed.

DISCUSSION

I. Limitations of Cross-Examination

Diaz argues that his Sixth Amendment right to confrontation was violated when the district court did not permit him to cross-examine witnesses about alternate explanations for his presence during the drug transaction. Diaz contends that he could not cross-examine two witnesses, Drug Enforcement Special Agent Luis De La Cruz and Officer Donnie Morton of the Fort Worth Police Department, about his status as an illegal immigrant or his employment at Brian’s Auto Sales. This testimony allegedly would have been relevant to witness credibility and the adequacy of the government’s investigation.

We review alleged violations of the Confrontation Clause of the Sixth Amendment de novo, applying a harmless error analysis. United States v. Jimenez, 464 F.3d 555, 558 (5th Cir.2006). Where there is no constitutional violation, we will not find an abuse of the trial court’s discretion absent “a showing that the limitations were clearly prejudicial.” United States v. Skelton, 514 F.3d 433, 438 (5th Cir.2008) (citation omitted).

The Confrontation Clause guarantees a defendant’s right to cross-examine his accusers. Jimenez, 464 F.3d at 559. The right is not unlimited. Id. What is required is that defense counsel be “permitted to expose to the jury the facts from which jurors, as the sole triers of fact and credibility, could appropriately draw inferences relating to the reliability of the witness.” United States v. Hitt, 473 F.3d 146, 156 (5th Cir.2006) (citation omitted). The district court has discretion to place reasonable limits on “a criminal defendant’s right to cross-examine a witness based on concerns about, among other things, harassment, prejudice, confusion of the issues, the witness’ safety, or interrogation that is repetitive or only marginally relevant.” Id. (quotation marks and citations omitted). To determine if a Sixth Amendment violation has occurred, we inquire into “whether the jury had sufficient information to appraise the bias and motives of the witness.” United States v. Tansley, 986 F.2d 880, 886 (5th Cir.1993).

*598 Prior to trial, the government filed a motion in limine seeking to preclude Diaz from introducing testimony regarding his status as an illegal immigrant. The motion specifically targeted Diaz’s proposed voir dire questions, which sought to inquire about prejudices of prospective jurors towards illegal immigrants. During a pretrial hearing, the district court ruled on the motion by allowing Diaz to ask one question during voir dire about bias or animosity towards illegal immigrants or Spanish-speaking individuals. Further, if during trial Diaz’s counsel wanted to elicit testimony about Diaz’s immigration status, he was to approach the bench and seek a final determination as to whether his status was material to the case.

Later during the pretrial hearing, Diaz’s counsel again presented arguments about immigration status. He wanted to question government witnesses as to what their investigation revealed about reasons Diaz might have been present at the drug transaction. Counsel assured the district court, “I don’t want to get into that issue about his immigration status” unless a witness were to describe Diaz as acting nervously. The district court restated the requirement of approaching the bench for a ruling on the propriety of that line of questioning. The court indicated that if the government had not opened the door to the issue, Diaz would not be permitted to pursue the issue because it was either irrelevant or more confusing and prejudicial than probative.

At trial, Agent De La Cruz testified that Diaz was at the scene of the drug transaction “as a lookout,” and that he observed Diaz “seeing side to side, making sure no vehicles were coming.” Diaz’s counsel objected. Jurors were excused. Counsel argued that this testimony opened the door to inquiries about Diaz’s status as an illegal immigrant. He wanted to cross-examine Agent De La Cruz about whether Diaz’s behavior might have been “consistent with someone who was not looking out for a drug transaction but looking out for police on his own behalf.” The district court ruled that the question could be asked but disallowed questions about Diaz’s immigration status. The question counsel identified in this exchange was not asked during cross-examination.

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Bluebook (online)
637 F.3d 592, 2011 U.S. App. LEXIS 6796, 2011 WL 1239791, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-diaz-ca5-2011.