United States v. Deborah Gore Dean

55 F.3d 640, 312 U.S. App. D.C. 75
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 13, 1995
Docket94-3021
StatusPublished
Cited by56 cases

This text of 55 F.3d 640 (United States v. Deborah Gore Dean) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Deborah Gore Dean, 55 F.3d 640, 312 U.S. App. D.C. 75 (D.C. Cir. 1995).

Opinion

RANDOLPH, Circuit Judge:

A jury convicted Deborah Gore Dean, a former employee of the Department of Housing and Urban Development, of three counts of conspiracy to defraud the federal government, one count of having accepted an illegal gratuity, four counts of perjury, and four counts of engaging in a scheme to conceal material facts. The district court sentenced Dean to two concurrent terms of twenty-one months’ confinement on the first two conspiracy counts and fined Dean $2,500 on each of those counts. On each of the remaining counts, the court sentenced Dean to twenty-one months’ confinement, to run concurrently with each other and with the sentences imposed under the first two conspiracy counts. On appeal, Dean maintains that the evidence presented at trial was insufficient to support her conviction; that the trial court erred in quashing subpoenas she served on a Senator and a Senate committee investigator; that the government engaged in prosecutorial misconduct, depriving her of a fair trial; and that the trial court improperly sentenced her.

I

In the spring of 1989, the Inspector General of the Department of Housing and Urban Development reported apparent mismanagement of a HUD program aimed at upgrading substandard housing for low-income tenants. Office of the INSPECTOR General, U.S. Department of Housing and Urban Development, Audit of Section 8 Moderate Rehabilitation Program (Apr. 26,1989) [hereinafter OIG Audit Report]. According to the Inspector General, top Department officials had, from 1984 to 1989, allocated hundreds of millions of dollars of program funds on an informal, undocumented and discretionary basis. Id. at 5. Ignoring regulations that should have governed their funding decisions, the officials directed funds to favored developers, many of whom had connections to the Department. Id. at 5-9. A subcommittee of the House Committee on Government Operations investigated further. House Comm, on Government Operations, Abuse and Mismanagement at HUD: Twenty-Fourth Report, H.R.Doc. No. 977, 101st Cong., 2d Sess. (1990) [hereinafter House Report], The subcommittee reported that, largely because of its administration of this program, the Department had become “synonymous with rampant abuse, favoritism, and mismanagement.” Id. at 111. The subcommittee identified Deborah Gore Dean — a prominent Department official — as a “key player” in the Department’s “giveaway game.” Id. at 4.

On July 7, 1992, a grand jury returned a thirteen-count indictment against Dean. The indictment charged Dean with three counts of conspiracy in violation of 18 U.S.C. § 371, one count of accepting an illegal gratuity in violation of 18 U.S.C. § 201(c)(1)(B), four counts of perjury in violation of 18 U.S.C. § 1621, and five counts of concealment and false statements in violation of 18 U.S.C. § 1001. The district court dismissed one of the counts brought under 18 U.S.C. § 1001. On October 26, 1998, a jury found Dean guilty of the twelve remaining counts.

The case against Dean, brought by an Independent Counsel, 28 U.S.C. § 594, centered on Dean’s actions as an administrator of the Department’s Section 8 Moderate Rehabilitation Program. Established in 1978, *645 the program funded the upgrading of marginally deteriorated rental housing, and subsidized rents of lower-income families living in the improved units. To this end, Congress authorized the Department to pay owners of substandard housing, either directly or through public housing agencies, to upgrade their properties. Act of Oct. 31,1978, Pub.L. No. 95-557, § 206(e), 92 Stat. 2080, 2092. Regulations governing the program, published in 1979 and first revised in 1982, made state and local public housing authorities primarily responsible for program administration. After deciding which substandard properties qualified for funding, 24 C.F.R. §§ 882.503-882.504 (1982), public housing authorities contracted with owners and developers to rehabilitate the properties. 24 C.F.R. § 882.505 (1982). For owners and developers of adequately upgraded properties, 24 C.F.R. § 882.506 (1982), additional contracts guaranteed a fifteen-year stream of rental subsidies. 1 24 C.F.R. §§ 882.403(c), 882.409 (1982). Under the regulations, the Department oversaw public housing authorities’ administration of the Moderate Rehabilitation Program. The Department determined which public housing authorities were qualified to participate in the program, 24 C.F.R. § 882.501 (1982), and allocated funds to qualified public housing authorities under one-year contracts, 24 C.F.R. §§ 882.403, 882.501 (1982).

Problems with administration of the program began in 1984 when Congress altered the way in which the Department allocated funds to public housing authorities. House Report at 10. Before 1984, the Department distributed program funds to housing authorities based on a eongressionally-mandated “fair share” formula. Housing and Community Development Act of 1974, Pub.L. No. 93-383, § 213(d)(1), 88 Stat. 633, 675. Under this formula, the amount of money a state received from the Department depended on its population, poverty, housing overcrowding, housing vacancies, the amount of substandard housing, and other criteria. House Report at 10. In 1984, at the Department’s request, Congress waived the fair share funding requirement. Act of Nov. 30, 1983, Pub.L. No. 98-181, § 201(a)(2), 97 Stat. 1153, 1176; House Report at 10. Although this meant that the Department no longer had to allocate funds on a geographically-mandated basis, it did not leave Moderate Rehabilitation Program funding decisions utterly up to the discretion of Department officials. House Report at 10. Rather, Congress instructed the Secretary of Housing and Urban Development to develop a formula to guide Department funding decisions, based on “the relative needs of different States ... as reflected in data as to population, poverty, housing overcrowding, housing vacancies, amount of substandard housing_” Act of Nov. 30, 1983, Pub.L. No. 98-181, § 201(a)(2), 97 Stat. 1153, 1176.

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Bluebook (online)
55 F.3d 640, 312 U.S. App. D.C. 75, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-deborah-gore-dean-cadc-1995.