United States v. Dean Stitz

877 F.3d 533
CourtCourt of Appeals for the Fourth Circuit
DecidedDecember 14, 2017
Docket16-4813
StatusPublished
Cited by39 cases

This text of 877 F.3d 533 (United States v. Dean Stitz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dean Stitz, 877 F.3d 533 (4th Cir. 2017).

Opinion

Affirmed by published opinion. Judge ' Thacker wrote the opinion, in which Judge Duncan and Judge Diaz joined.

THACKER, Circuit Judge:

Dean Paul Stitz (“Appellant”) appeals the district court’s determination -that a factual basis existed for his plea of guilty to distribution of child pornography. Specifically, the main issues on appeal are whether use of a peer-to-peer file-sharing system constitutes, “distribution” of child pornography pursuant to 18 U.S.C. § 2252A(a)(2)(A), and whether Appellant possessed the requisite mens rea. For the following reasons, we answer both questions in the affirmative. Accordingly, we affirm.

I.

On April 7, 2016, the Government filed a single-count information charging Appellant with distribution of child pornography by computer in violation of 18 U.S.C. § 2252Á(a)(2)(A). 1 Appellant and the Government had previously entered into a plea agreement on April 5, 2016, wherein Appellant stipulated that there was a factual basis for the plea. The parties filed a stipulated factual basis (“Stipulation”) signed by the Government and Appellant’s counsel as an attachment to the plea agreement. The plea agreement noted that Appellant had read and understood the Stipulation.

The Stipulation states that on three occasions FBI investigators used the ARES file-sharing network 2 to connect with Appellant’s IP address and download child pornography files. Moreover, Appellant admitted in the Stipulation that during an interview with the FBI, he acknowledged that he was aware his computer was sharing child pornography files on the ARES network. .

On April 14,2016, Appellant appeared in magistrate court for a plea hearing. The court conducted the plea colloquy based on the single-count information, plea agreement, and Stipulation. Appellant confirmed that he was aware the Stipulation had been filed as an attachment to the plea agreement, he had read the Stipulation, and he understood and agreed with the Stipulation.

On October 26, 2016, the district court conducted a sentencing hearing during which it accepted the Stipulation and found a sufficient factual basis to support the guilty plea as required by Federal Rule of Criminal Procedure 11(b)(3). The court calculated Appellant’s advisory sentencing range pursuant to the United States Sentencing Guidelines (“Guidelines” or “U.S.S.G.”) at 161 to 188 months, corresponding to an offense level 34 and criminal history category I. The parties agreed that the calculation was correct.

During the sentencing hearing, Appellant argued that he was entitled to a lower sentence based on the factors enumerated in 18 U.S.C. § 3553(a). Appellant’s argument was twofold: (1) his distribution of child pornography was passive; and (2) he did not have the specific intent to distribute.

Throughout the sentencing hearing,. Appellant reiterated that he knew the peer-to-peer file-sharing system made his child pornography images available to others. For example, during his allocution, Appellant said, “I knew what peer-to-peer did. I looked for a way to turn it off. I didn’t find one. And I foolishly just kept using it for awhile.... I saw a connection made, and I saw the file downloaded....” J.A. 69. 3 Appellant further agreed with the district court’s description of his conduct as “a peer-to-peer type situation which [Appellant] knowingly was aware that what ... he was engaging in, he was making available to other[s],...” Id. at 59. Significantly, Appellant’s counsel also stated, “He had knowledge. I certainly would concede that.” Id. at 60,

Ultimately, the court varied downward from the Guidelines calculation and sentenced Appellant to 121 months of imprisonment. In doing so, the district court took into account that the two-level enhancement under U.S.S.G. § 2G2.2(b)(6) for the use of a computer to distribute child pornography was “put in place at the time when the use of the computer was a more significant fact than it appears to be today.” J.A. 79. It also found compelling Appellant’s “horrific childhood” and rehabilitative efforts. Id. at 79. ' ‘ '

Appellant timely appealed. He contends the district court erred in finding a factual basis for his plea because there is no published law in this circuit concluding that use of a peer-to-peer file-sharing program constitutes a conviction under the statute. Thus,: his conduct did not “conclusively establish!] the elements of the offense.” Appellant’s Br. 18 (quoting United States v. Willis, 992 F.2d 489, 490 (4th Cir. 1993)).

II.

When reviewing a lower court’s determination that a factual basis exists for a guilty plea, we apply an abuse of discretion standard of review. See United States v. Mastrapa, 509 F.3d 652, 660 (4th Cir. 2007). However, when a defendant does not challenge the factual basis for the plea in the district court, the- standard is plain error. See id. at 657. The parties dispute which standard applies here.

Appellant may have argued below that he did not have the specific intent to distribute child pornography and that his distribution was passive, but these arguments were not a challenge, even indirectly, to the factual basis of the plea agreement. Rather, they were made as part of a § 3553(a) variance argument, which does not implicate the factual basis underlying the plea. Indeed, argument on the § 3553(a) factors is a sentencing argument that presupposes a conviction, and therefore, an accepted factual basis. See Fed. R. Crim. P. 11(b)(3), 32(i)(l)(C), 32(i)(4)(A); see also Florida v. Nixon, 543 U.S. 175, 187, 125 S.Ct. 551, 160 L.Ed.2d 565 (2004) (“[T]jie [guilty] plea is not simply a strategic choice; it is itself a conviction.... ” (internal quotation omitted)); Kercheval v. United States, 274 U.S. 220, 223, 47 S.Ct. 582, 71 L.Ed. 1009 (1927) (“A plea of guilty differs in purpose and effect from a mere admission or an extrajudicial confession; it is itself a conviction. Like a verdict of a jury it is conclusive. More is not required; the court has nothing to do but give judgment and sentence.”).

Moreover, as discussed further herein, the mens rea necessary for a conviction pursuant to 18 U.S.C. § 2252A(a)(2)(A) is “knowingly,” which does not require specific intent to distribute. See United States v.

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Bluebook (online)
877 F.3d 533, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dean-stitz-ca4-2017.