United States v. David Kendrick

• Court: Court of Appeals for the Third Circuit
• Decided: October 15, 2020
• Docket: 19-2282
• Status: Unpublished

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ____________

No. 19-2282 ____________

UNITED STATES OF AMERICA

v.

DAVID KENDRICK, Appellant ____________

On Appeal from the United States District Court for the Western District of Pennsylvania (D.C. No. 2-17-cr-00143-004) District Judge: Honorable Joy Flowers Conti ____________

Submitted Pursuant to Third Circuit L.A.R. 34.1(a) April 22, 2020

Before: HARDIMAN, RENDELL and FISHER, Circuit Judges.

(Filed: October 15, 2020) ____________

OPINION* ____________

FISHER, Circuit Judge.

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. David Kendrick pleaded guilty to conspiring to possess with intent to distribute 28

grams or more of crack cocaine. Before sentencing, however, he moved to withdraw the

plea. The District Court denied the motion and sentenced him to 130 months of

imprisonment. Kendrick now appeals both that denial and his sentence. We will affirm.1

Kendrick argues that under our decision in United States v. Rowe,2 and the

Supreme Court’s related decision in Alleyne v. United States,3 the Government needed to

(and could not) prove that he conspired to possess with intent to distribute 28 grams or

more of crack at a single time in order to trigger the enhanced penalties of 21 U.S.C. §

841(b)(1)(B), as incorporated by 21 U.S.C. § 846.4 We recently rejected a similar

argument in United States v. Williams.5 Drug quantity, we held there, is not a mens rea

element under § 846 for purposes of the (b)(1)(A) and (b)(1)(B) penalties, and Alleyne

and Rowe are consistent with our decision in United States v. Gori.6 Because Kendrick’s

situation is in all relevant respects the same as that of Gori, the District Court did not err

in denying Kendrick’s motion to withdraw his guilty plea.

1 The District Court had jurisdiction under 18 U.S.C. § 3231. We have jurisdiction under 28 U.S.C. § 1291. 2 919 F.3d 752 (3d Cir. 2019). 3 570 U.S. 99 (2013). 4 We review denials of a motion to withdraw a guilty plea for abuse of discretion. United States v. James, 928 F.3d 247, 253 (3d Cir. 2019). 5 United States v. Williams, No. 17-2111, __ F.3d __, 2020 WL 5422788 (3d Cir. Sept. 10, 2020). 6 324 F.3d 234, 237 (3d Cir. 2003) (holding that the drug quantities from multiple transactions involving the same defendant may be aggregated for sentencing purposes under § 846); see Williams, 2020 WL 5422788, at *24-26.

2 Kendrick challenges his sentence on two grounds. First, he contends that the 21

U.S.C. § 851 information filed prior to his plea provided constitutionally inadequate

notice of the Government’s intent to rely upon an April 1998 state drug felony conviction

as the basis of a possible sentencing enhancement.7 In determining whether a § 851

information passes constitutional muster, we ask “whether [it] . . . provided [the

defendant] reasonable notice of the government’s intent to rely on a particular conviction

and a meaningful opportunity to be heard.”8 If that standard is satisfied, any errors in the

information are considered “[c]lerical mistakes,” which, § 851 declares, “may be

amended at any time prior to the pronouncement of sentence.”9 We have said that this

applies to “inaccurate descriptions of prior convictions.”10

The two errors here fall squarely into the category of clerical mistakes. The

information identified the 1998 felony’s court of conviction as the “Allegheny County

Court of Common Please,”11 erroneously adding an “e” to the end of the name. It also

listed the statute of conviction as 18 Pa. Cons. Stat. § 13(a)(16), which does not exist,

rather than 35 Pa. Stat. § 780-113(a)(30). However, the information correctly identified

the date of conviction and sentence, the docket number, and the term of imprisonment

7 We review de novo the sufficiency of the notice provided by a § 851 information. United States v. Weaver, 267 F.3d 231, 246 (3d Cir. 2001). 8 Id. at 247 (second alteration in original) (citation and internal quotation marks omitted). 9 21 U.S.C. § 851(a)(1). 10 United States v. Rivas, 493 F.3d 131, 142 (3d Cir. 2007). 11 Suppl. App. 10.

3 imposed. Even if, therefore, the erroneous statutory citation failed to notify Kendrick of

the conviction upon which the Government was relying, several indicators—including

the minor misspelling of the court’s name—would have conveyed reasonable notice of

the Government’s intentions.12 Moreover, the Government corrected both errors before

sentencing, thus “compl[ying] with § 851(a)(1)’s requirements for the amendment of

clerical errors.”13

In his second sentencing challenge, Kendrick asserts that the District Court’s

application of the § 851 information’s sentencing enhancement encompassed factual

findings that are unconstitutional under the rules announced in Alleyne and Apprendi v.

New Jersey.14 Because Kendrick did not raise this argument before the District Court, our

review is for plain error.15 Both Alleyne and Apprendi made clear that they did not

“revisit” the holding of Almendarez-Torres v. United States,16 and we have said that

12 See Weaver, 267 F.3d at 247-49 (finding sufficient notice despite the incorrect identification of a prior conviction and the combination of two prior convictions into a single, nonexistent offense); see also United States v. Higgins, 710 F.3d 839, 844 (8th Cir. 2013). We note too that a presentence report filed prior to both Kendrick’s plea and the initial § 851 information included accurate details of the 1998 felony conviction. See, e.g., United States v. Wallace, 759 F.3d 486, 496 (5th Cir. 2014) (noting that, despite a misstatement in the § 851 information, “the government correctly characterized [the defendant’s] prior conviction on several other occasions”). 13 Weaver, 267 F.3d at 248. 14 530 U.S. 466 (2000). 15 See United States v. Olano, 507 U.S. 725, 732 (1993). 16 523 U.S. 224, 226-27 (1998) (holding that the fact of a prior conviction is not an element of an offense even when it increases a defendant’s statutory maximum term of imprisonment); see Alleyne, 570 U.S. at 111 n.1; Apprendi, 530 U.S. at 489-90.

4 “Almendarez-Torres is [still] good law.”17 As a result, the District Court’s factual finding

of the prior conviction, pursuant to the § 851 information, was not error. Further, even

assuming, as Kendrick argues, the First Step Act’s additional factual requirements for

finding a “serious drug felony” led the District Court to run afoul of Alleyne and

Apprendi,18 we decline to notice the error.19 The evidence of those facts was

“overwhelming,” and the issue “was essentially uncontroverted” before the District Court

“and has remained so on appeal.”20

For these reasons, we will affirm the judgment of the District Court.

17 United States v. Johnson, 899 F.3d 191, 201 (3d Cir. 2018). 18 See 21 U.S.C. § 802(57). 19 See Puckett v. United States, 556 U.S. 129, 135 (2009) (“[I]f the [first] three prongs [of plain-error review] are satisfied, the court of appeals has the discretion to remedy the error—discretion which ought to be exercised only if the error ‘seriously affect[s] the fairness, integrity or public reputation of judicial proceedings.’” (emphasis and third alteration in original) (quoting Olano, 507 U.S. at 736)). 20 Johnson v. United States, 520 U.S. 461, 470 (1997).