United States v. Dante Dixon

308 F.3d 229, 2002 U.S. App. LEXIS 21102, 2002 WL 31255738
CourtCourt of Appeals for the Third Circuit
DecidedOctober 9, 2002
Docket01-3845, 01-3846
StatusPublished
Cited by51 cases

This text of 308 F.3d 229 (United States v. Dante Dixon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dante Dixon, 308 F.3d 229, 2002 U.S. App. LEXIS 21102, 2002 WL 31255738 (3d Cir. 2002).

Opinion

OPINION OF THE COURT

FUENTES, Circuit Judge.

The primary issue in this appeal is whether the District Court committed plain error in accepting defendant Dante Dixon’s guilty plea by overstating to Dixon, by 30 years, the statutory maximum sentence he faced. Dixon contends that had he known the correct maximum sentence he faced, he might have chosen to plead not guilty and take his chances at trial. He therefore urges us to vacate his sentence so that he may withdraw his guilty plea and his case may be restored to its pre-guilty plea posture. Because Dixon has faded to demonstrate that he was prejudiced by the overstated sentence, we conclude that he is not entitled to plain error relief. However, we remand this case for the District Court to correct the sentence it imposed.

I.

In January 1997, Dante Dixon and Michael Stubblefield orchestrated a scheme to obtain several hundred unauthorized credit cards. Their scheme involved the use of sham operations to create fake mail-drop addresses. They also directed their so-called “employees” to collect personal information regarding real persons, both living and deceased, and to submit fraudulent credit card applications in those persons’ names. The criminal enterprise operated out of several states including New York and New Jersey.

On July 25, 2000, Dixon was charged in a criminal complaint with conspiring to engage in credit card fraud, contrary to 18 U.S.C. § 1029(a)(2) and in violation of 18 U.S.C. § 1029(b)(2). 1 At his initial appearance before a Magistrate Judge, Dixon was informed that he faced a maximum penalty of 10 years, assuming that he did not have a prior federal conviction for credit card fraud. In case of a prior conviction, Dixon was told that he faced a maximum penalty of 20 years.

Pursuant to a negotiated plea agreement, Dixon agreed to plead guilty to two one-count Informations. One Information was filed in the District of New Jersey, and the second was filed in the Southern District of New York and transferred to the District of New Jersey under Federal Rule of Criminal Procedure 20. Each Information charged him with conspiracy to commit credit card fraud in violation of 18 U.S.C. § 1029(b)(2). The plea agreement provided that the maximum statutory term Dixon faced with respect to each count was twenty years’ imprisonment. The agreement further provided that in exchange for the plea, federal prosecutors in neither the District of New Jersey nor the Southern District of New York would bring any additional charges against Dixon arising out of the conspiracy to commit credit card fraud that was effectuated in each jurisdiction.

*232 In its pre-sentence report, the Probation Department calculated the amount of loss incurred by victims of the conspiracy, based upon figures furnished by the Government, to be $1,650,801. In the plea agreement, however, the parties agreed to stipulate a lower loss range to the court of more than $800,000, but less than $1.5 million, thereby yielding a lower base offense level for Dixon under the Sentencing Guidelines. It was further stipulated, subject to the District Court’s approval, that Dixon’s recognition and acceptance of responsibility would yield a 2 level decrease in offense level under U.S.S.G. § 3El.l(a). For his timely notice of his intent to plead guilty, the Government agreed to recommend that Dixon receive an additional 1 level reduction if his Guidelines offense level was 16 or greater.

Dixon waived indictment in February, 2001, and proceeded to enter a guilty plea to each of the one-count Informations in which he was charged. At his plea hearing, Dixon was informed that he faced a statutory maximum penalty of 20 years’ imprisonment for each count to which he was pleading guilty, for a total maximum sentence of 40 years.

At sentencing, the District Court granted Dixon’s motion to maintain the loss amount at under $1.5 million. Accordingly, the court found that the base offense level of 6 should be increased by 11 levels, in accordance with the plea agreement, rather than 12 level increase which would have resulted from the loss amount calculated in the presentence report. The court then applied a 6 level upward adjustment under U.S.S.G. § 3Bl.l(a) and (b), finding that Dixon was an organizer or leader of five or more participants and that he was involved in more than minimal planning. The court then granted a 3 level reduction based on Dixon’s acceptance of responsibility. These adjustments yielded a total offense level of 20 and a criminal history category of V which resulted in a sentencing range of 63-78 months. The District Court ultimately imposed a custodial sentence of two concurrent terms of 75 months.

Dixon filed a timely Notice of Appeal. In the course of preparing what appellate counsel anticipated would be an Anders brief, counsel re-read the charging statute and discovered for the first time that Dixon had been misadvised at various stages of his case, including the plea hearing, as to his maximum statutory exposure. Because no one discovered this error until appeal, Dixon did not raise this issue before the District Court.

The Government and defense counsel now agree that an error was made each time Dixon was informed that he faced a maximum penalty of 20 years on each of the counts to which he pled guilty, and a total of 40 years. Dixon actually faced a maximum of five years for each of the two counts, for a total of 10 years.

The District Court had subject matter jurisdiction over this case under 18 U.S.C. § 3231, and this Court has jurisdiction over the appeal under 28 U.S.C. § 1291.

II.

Credit card fraud under § 1029(a)(2) carries a maximum ten year sentence. If the defendant has a prior federal credit card fraud conviction under this section, § 1029(c)(1)(B) doubles the statutory maximum to twenty years. Section 1029(b)(2), however, establishes a separate statutory maximum sentence for conspiracy to engage in credit card fraud of only one half of the maximum sentence for the substantive offense. Therefore, conspiracy to commit credit card fraud carries a maximum term of 5 years, and a doubled maximum of 10 years if the defendant was *233 previously convicted of credit card fraud under this statute. 2

The Government, Dixon’s trial counsel, and the District Court all determined Dixon’s statutory maximum sentence based on two apparent incorrect understandings: 1) that the term for conspiracy and the substantive offense were the same; and 2) that Dixon had a prior federal credit card conviction under § 1029.

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Bluebook (online)
308 F.3d 229, 2002 U.S. App. LEXIS 21102, 2002 WL 31255738, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dante-dixon-ca3-2002.