United States v. Daniel Joseph Aguilera

48 F.3d 327
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 31, 1995
Docket94-2834
StatusPublished
Cited by22 cases

This text of 48 F.3d 327 (United States v. Daniel Joseph Aguilera) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Daniel Joseph Aguilera, 48 F.3d 327 (8th Cir. 1995).

Opinions

MORRIS SHEPPARD ARNOLD, Circuit Judge.

Daniel Aguilera pleaded guilty in federal district court to making false statements on a credit application in violation of 18 U.S.C. § 1014. In addition to the term of imprisonment of 27 months and the five-year term of supervised release following release from prison, Aguilera was ordered to pay the costs of his supervised release and restitution in the amount of $16,667.77. He now appeals from his sentence and we affirm.1

I.

Aguilera attacks the district court’s imposition of a fine representing the costs of supervised release under U.S.S.G. § 5E1.2(i). We review the district court’s application of the Guidelines de novo. United States v. Wilson, 41 F.3d 399, 401 (8th Cir.1994).

At sentencing, the court adopted the Pre-sentence Report (“PSR”), noting that there were no objections to its factual findings. Tr. at 4. The court considered the defendant’s ability to pay a fine and stated that a lump sum cash fine under U.S.S.G. § 5E1.2(c) was not imposed because the defendant did not have the ability to pay such a fine in addition to the cost of supervised release and restitution. Id. at 17-18. The court found that Aguilera should nevertheless be able to pay the costs of supervised release after leaving prison. Id. at 18. Upon pronouncing sentence, Aguilera’s counsel asked for reconsideration of the fine, noting that the statutory language provides that it was supposed to be an “additional” fine, and also arguing that Aguilera would not have the ability to pay a such a fine. The court responded:

Well, that request is denied. I realize that some take the position that if you don’t impose a fine, ... you can’t impose upon the defendant the costs of his supervised release. I disagree with that viewpoint- I could impose a $10.00, I suppose, cash fine or a $100.00 fine and then that would have the effect, it would seem to me, of making then the imposition of the cost of the supervised release permissible. I take it that would satisfy those with that viewpoint, and I don’t think that is what the law intended or what it required, but we will find out perhaps.

Id. at 19.

Aguilera contends that a district court can assess an “additional” fine for costs under U.S.S.G. § 5E1.2(i) only if it first assesses a punitive fine under § 5E 1.2(c). See United States v. Pineda, 981 F.2d 569, 576 (1st Cir.1992); United States v. Fair, 979 F.2d 1037, 1042 (5th Cir.1992); United States v. Labat, 915 F.2d 603, 607 (10th Cir.1990). These cases adhere to the view that the language of 5E1.2(i) requires this result:

Notwithstanding of the provisions of subsection (c) of this section [the table of minimum and maximum fines], but subject to the provisions of subsection (f) herein [giving relief if defendant can show that he is not able to pay the fine], the court shall impose an additional fine amount that is at least sufficient to pay the costs to the government of any imprisonment, probation, or supervised release ordered.

[329]*329U.S.S.G. § 5E1.2(i). The word “additional” in this Guideline, according to the cases cited above, requires that a punitive fine under 5E 1.2(c) must have been imposed initially.

We respectfully disagree with the reasoning of these cases: As the district court noted, it makes little sense to impose a token punitive fine under 5E 1.2(c) merely to be able to impose a fine representing the government’s costs. The cases cited above compel the court, if it imposes a fine of $1 under 5E1.2(c), to add a fine for incarceration, yet if no punitive fine is levied the defendant cannot be committed to pay the costs of incarceration. We do not think that the Sentencing Commission could have possibly intended such a result. If one needs a technical argument to support this commonsense conclusion, one could say that the imposition of a fine in the amount of zero dollars furnishes the required statutory predicate for an “additional” fine compensating the government for the costs of supervision. See United States v. Sellers, 42 F.3d 116, 119 (2d Cir.1994); United States v. Favorito, 5 F.3d 1338, 1340 (9th Cir.1993), cert. denied, — U.S. -, 114 S.Ct. 1374, 128 L.Ed.2d 50 (1994); United States v. Turner, 998 F.2d 534, 538 (7th Cir.), cert. denied, — U.S. -, 114 S.Ct. 639, 126 L.Ed.2d 598 (1993).

A less technical argument in support of the district court’s holding can be premised on the observation that the Guidelines require that “[t]he court shall impose a fine in all cases, except where the defendant establishes that he is unable to pay and is not likely to become able to pay any fine.” U.S.S.G. § 5E1.2(a). Conceptually, therefore, in every case the district court should select a fine under § 5E 1.2(e), decide whether to add a costs fine under § 5E1.2(i), and then appropriately reduce the total fine for inability to pay under § 5E1.2(f). Turner, 998 F.2d at 538. Under this scheme the characterization of the costs fine as an “additional” fine makes perfect sense. We conclude therefore that the district court did not err in imposing a fine under 5E1.2(i) without imposing a fine under 5E1.2(e).

Aguilera also maintains that the Guidelines were incorrectly applied in his case because the PSR does not support the imposition of any fine at all. The PSR states that in light of “defendant’s debt and the extent of his restitution obligation, a fine would appear to be extraordinarily difficult.” PSR ¶ 98. It also notes that, subject to the defendant’s ability to pay, the court shall impose a finé that is at least sufficient to pay the cost to the government of any supervised release, which currently amounts to $180.90 per month. Id. ¶ 109. The PSR indicates that Aguilera had previously earned as much as $1200 per month. PSR ¶ 89. While a district court is required to make specific findings on the record that it has considered the defendant’s ability to pay, in light of the defendant’s capacity, and the burden that the fine places on him (Lincoln v. United States, 12 F.3d 132, 133 (8th Cir.1993) (per curiam); United States v. Cammisano, 917 F.2d 1057, 1064 (8th Cir.1990); United States v. Walker, 900 F.2d 1201, 1206 (8th Cir.1990) (per cu-riam)), it need not itself set forth a detailed analysis of the defendant’s financial position, but may rely on the information contained in the PSR. See Lincoln, 12 F.3d at 133.

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United States v. Daniel Joseph Aguilera
48 F.3d 327 (Eighth Circuit, 1995)

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Bluebook (online)
48 F.3d 327, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-daniel-joseph-aguilera-ca8-1995.