United States v. Cortes

588 F.2d 106, 1980 A.M.C. 1331
Court of Appeals for the Fifth Circuit·Decided January 16, 1979·No. No. 78-1734·Published·Cited by 38 cases

Opinion

ALVIN B. RUBIN, Circuit Judge:

Vessels on the high seas are protected from unlawful search and seizure by the power of the sovereign whose flag they fly. International law and treaties extend to ships the same integrity they enjoy in the land of their registry save where the actions of those aboard create such a hazard to another state that subjection to the law of that state is warranted. By its very nature, however, the stateless vessel claims no sovereign. In this case we examine for the first time the legality of a Coast Guard search on the high seas of a vessel-without-a-country. We conclude that, under the authority granted by United States statutes and international law, the boarding and subsequent search of the vessel PITER was justified, and that the trial court erroneously dismissed the indictment of the defendants, who were arrested aboard the ship, and suppressed the evidence seized.

I. FACTS

The PITER was first sighted by the Coast Guard in international waters south of the Dominican Republic on the evening of January 16,1978. Noting that the vessel had no name permanently affixed to her hull and was flying no flag, the Coast Guard cutter ALERT approached her, and inquired her name, nationality, and home port. The vessel hoisted a British Honduran flag, and claimed to be from Belize, [108] British Honduras. The ALERT thereupon ceased surveillance. Coast Guard operations center in Miami, to which the information was conveyed, subsequently ascertained that no such ship was registered in or had recently visited Belize.

On January 22, Customs patrol officers off the cost of Florida stopped a suspicious American vessel, the PRINCESS CHARLOTTE, escorted her to port, and searched her. They discovered 23,500 pounds of marijuana. The legality of these actions and the admissibility of the fruits of the search are not questioned.

Three days later, while on routine patrol on the high seas near Little Bahama Bank, the Coast Guard cutter CAPE SHOALWATER came upon the PITER lying at anchor far from land. Because the PITER Was flying no flag and had no permanently-affixed name, the CAPE SHOALWATER came alongside her and inquired her nationality. One of the defendants answered that the vessel came from San Andres Island, a Colombian possession, and that the captain had gone ashore because of engine trouble. The nearest land was 26 miles away, so the justifiably suspicious commander of the CAPE SHOALWATER radioed Coast Guard operations center in Miami. He was directed to board the vessel to determine its nationality.

When the Coast Guard personnel boarded the PITER, the crew showed no registration papers; therefore, the Coast Guard undertook a search of the vessel to find a main beam number to aid in identifying her. They found no such number, but, as soon as they entered the main hold, detected the smell of marijuana. Thereupon they examined the boxes in the hold and found them to contain the controlled substance. They seized the vessel and removed it to Miami where it was searched more thoroughly. The second search uncovered various pieces of furniture and matchbooks belonging to the PRINCESS CHARLOTTE. At no time was the PITER ever determined to be registered and it must therefore be treated as a stateless vessel.

The defendants, all Colombian members of the PITER crew, as well as the two Americans previously arrested aboard the PRINCESS CHARLOTTE, were indicted for conspiracy to import marijuana, conspiracy to possess with intent to distribute, and completed substantive counts in violation of 21 U.S.C. §§ 841, 952, 960 and 963, and 18 U.S.C. § 2. Prior to trial, the Colombian defendants moved to dismiss the indictment for lack of subject matter jurisdiction, and to suppress the evidence seized following what they claimed to be an illegal search. The district court granted the motions. We reverse and remand for trial.

II. SUBJECT MATTER JURISDICTION

Defense counsel conceded during oral argument that our recent decision in United States v. Cadena, 5 Cir. 1978, 585 F.2d 1252, forecloses any attack on the subject matter jurisdiction of the court over the offense charged. We must therefore reverse on this point.1

III. LEGALITY OF THE SEARCH

A. Authority of the Coast Guard

Under 14 U.S.C. § 89(a)2 the Coast Guard is granted authority to search and [109] seize any vessel on the high seas that is “subject to the jurisdiction, or to the operation of any law, of the United States.” As we noted in Cadena, supra, the statute is not limited on its face to domestic vessels; we there concluded that jurisdiction over the offense conferred authority under § 89(a) to search and seize foreign vessels on the high seas.

In Cadena, there was clearly probable cause to believe United States law was being violated when the Coast Guard approached the vessel later searched. Here it is conceded that at the time the CAPE SHOALWATER approached the PITER it had no reason to suspect the vessel was engaged in illegal activities. The fortuitous subsequent discovery of misdeeds cannot itself confer the jurisdiction necessary to warrant the Coast Guard search.

There was ample reason to investigate to determine whether the PITER was registered, and, if so, its nationality; or, if it was stateless, to ascertain that fact and to take such action as its lack of vassalage might warrant. The actions of the Coast Guard were restricted to inquiries, boarding, and limited search designed to elicit information about the vessel’s identity and registration. Under the principles of international law discussed below, stateless vessels are subject to this type of examination. Hence, stateless vessels are “subject to the jurisdiction ... of the United States” for these limited purposes; we conclude therefore, that the Coast Guard had authority under § 89(a) for its actions.

This authority is not curtailed by the Convention on the High Seas, 450 U.N.T.S. 82, 13 U.S.T. 2312, T.I.A.S. No. 5200. The Convention recognizes certain principles of international law for the mutual benefit of its signatories. As a stateless vessel, the PITER was entitled to no protection under its provisions. Indeed, even had the vessel been registered in Colombia, the nationality of its crew, the Convention would have provided defendants no comfort because Colombia is not a party. As we stated in Cadena, supra, 585 F.2d 1252 at 1261, “There is no indication in the treaty, or elsewhere, that it was intended to confer rights on non-member nations or on vessels of non-member nations, let alone on citizens of non-member nations.”

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United States v. Cortes, 588 F.2d 106, 1980 A.M.C. 1331 (5th Cir. 1979).

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