United States v. Cornelius Peoples

360 F.3d 892, 2004 WL 503561
Court of Appeals for the Eighth Circuit·Decided June 9, 2004·No. 03-1207·Published·Cited by 8 cases

Opinions

WOLLMAN, Circuit Judge.

Because we believe that the reasoning in Sattazahn v. Pennsylvania, 537 U.S. 101, 123 S.Ct. 732, 154 L.Ed.2d 588 (2003), extends to the facts of this case, we affirm the district court’s1 denial of Cornelius [894]*894Peoples’s motion to strike the government’s notice of intent to seek the death penalty on retrial.

I.

Peoples and his co-defendant, Xavier Lightfoot, were indicted and tried for the federal crimes of murder of a federal witness (first-degree murder) and conspiracy to rob a credit union. 18 U.S.C. §§ 2113(a), 1111, 1512(a)(1) and 1512(a)(2). The government filed a notice of intent to seek the death penalty. The jury convicted both defendants during the guilt phase of the trial. During the penalty phase, the government presented evidence of aggravating factors against both Peoples and Lightfoot. It then bifurcated the remainder of the penalty phase, presented further evidence, and submitted only Light-foot’s penalty to the jury for consideration. The jury hung on Lightfoot’s sentence, and the district court entered the default sentence of life in prison.2 At that point, because the government did not believe that the jury would impose the death penalty against Peoples, it withdrew its notice of intent to seek the death penalty against him. The district court released the jury and entered the default sentence of life in prison without parole for Peoples.

On appeal, we reversed the convictions and remanded for a new trial. United States v. Peoples, 250 F.3d 630 (8th Cir.2001). A second grand jury indicted Peoples and Lightfoot for the same crimes, adding an additional count of conspiracy to commit murder. The government again filed a notice of intent to seek the death penalty. Raising the claim of double jeopardy, Peoples and Lightfoot each filed a motion to strike the notice, which the district court denied. Peoples and Lightfoot both filed interlocutory appeals, but Light-foot’s appeal was later dismissed pursuant to his motion following the Supreme Court’s decision in Sattazahn.

II.

The foundational principle in double jeopardy jurisprudence is that “no man can be twice lawfully punished for the same offense.” North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969) (quoting Ex parte Lange, 85 U.S. 163, 18 Wall. 163, 168, 21 L.Ed. 872); U.S. Const. amend. V. Once jeopardy has attached and terminated as to a particular offense, the government may not retry or punish the defendant again for the same offense. Pearce, 395 U.S. at 718, 89 S.Ct. 2072. Jeopardy attaches in a jury trial when the jury is empaneled and sworn. United States v. Curry, 328 F.3d 970, 972 (8th Cir.2003). Some event must terminate the original jeopardy before the double jeopardy protection of the fifth amendment prevents reprosecution for the same offense. Richardson v. United States, 468 U.S. 317, 325, 104 S.Ct. 3081, 82 L.Ed.2d 242 (1984). Without a terminating event, jeopardy continues from one proceeding to the next. Jeopardy typically terminates if there is an acquittal or if the judge declares a mistrial when there is neither manifest necessity nor the defendant’s consent. See, e.g., Arizona v. Rumsey, 467 U.S. 203, 210-11, 104 S.Ct. 2305, 81 L.Ed.2d 164 (1984) (stating one may not face retrial after an acquittal); United States v. Dixon, 913 F.2d 1305, 1310 (8th Cir.1990) (stating that a mistrial will bar retrial unless it is re[895]*895quired by manifest necessity or the defendant consents). . The test for “manifest, necessity” is not precise, but often comes down to a calculus of when the public interest establishes a “high degree” of need to allow a retrial. Arizona v. Washington, 434 U.S. 497, 505-06, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978). We review de novo a district court’s denial of double jeopardy protection. United States v. Beeks 266 F.3d 880, 882 (8th Cir.2001) (per curiam).

Jeopardy separately attaches to the penalty phase of a capital trial, and the guilt and penalty phases of the trial are treated as separate proceedings for purposes of double jeopardy analysis. See Bullington v. Missouri, 451 U.S. 430, 445-46, 101 S.Ct. 1852, 68 L.Ed.2d 270 (1981). The penalty phase in a capital trial is more than mere sentencing. It is a separate proceeding in which the prosecution has to prove additional facts beyond a reasonable doubt before the jury can find death appropriate. Id. at 438, 101 S.Ct. 1852. Jeopardy attached for purposes of the penalty phase when the jury reconvened and the government began to present evidence on the aggravating factors for both Peoples and Lightfoot.

The Supreme Court has applied several double jeopardy principles in capital cases. The touchstone principle in capital sentencing proceedings is that' jeopardy terminates and provides finality for the penalty phase if there is an acquittal of death. Sattazahn, 537 U.S. at 109, 123 S.Ct. 732. The mere imposition of a life sentence is not enough; there must be an affirmative choice by the jury not to impose a death sentence. Id. at 107, 123 S.Ct. 732. If the jury finds that the prosecutor failed to prove the aggravating circumstances and unanimously sentences the defendant to life in prison, it has acquitted him of death as a possible penalty. Rumsey, 467 U.S. at 210-11, 104 S.Ct. 2305. In contrast, if there has been no acquittal by judge or jury, the defendant may again be subjected to the penalty of death. Poland v. Arizona, 476 U.S. 147, 156-57, 106 S.Ct. 1749, 90 L.Ed.2d 123 (1986). If the jury deliberates but fails to reach a conclusion, it has neither acquitted the defendant of death nor found that he is legally entitled to a life sentence. Sattazahn, 537 U.S. at 109-10, 123 S.Ct. 732. A non-capital case with a hung jury usually results in an automatic retrial based on “manifest necessity.” Washington, 434 U.S. at 509-10, 98 S.Ct. 824. Jeopardy continues, establishing a “slate wiped clean” for the jury in the second trial. Pearce, 395 U.S. at 719-21, 89 S.Ct. 2072.

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United States v. Cornelius Peoples, 360 F.3d 892, 2004 WL 503561 (8th Cir. 2004).

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