United States v. Cook

12 M.J. 448, 1982 CMA LEXIS 19247
CourtUnited States Court of Military Appeals
DecidedMarch 22, 1982
DocketNo. 39,434; NCM 78 1424
StatusPublished
Cited by23 cases

This text of 12 M.J. 448 (United States v. Cook) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cook, 12 M.J. 448, 1982 CMA LEXIS 19247 (cma 1982).

Opinion

Opinion of the Court

EVERETT, Chief Judge:

At a rehearing held in April and July, 1979, appellee was convicted by general court-martial, pursuant to his pleas, of three specifications of larceny, in contravention of Article 121, Uniform Code of Military Justice, 10 U.S.C. § 921. His sentence was a bad-conduct discharge, confinement at hard labor for 12 months, forfeiture of $250 pay per month for 12 months, and reduction to the lowest enlisted grade. The convening authority approved these results which were consistent with the plea agreement then in effect. However, the United States Navy Court of Military Review set aside the findings as to one of the specifications and dismissed the charge concerned; the remaining findings were affirmed. The court below also set aside the sentence and ordered a rehearing on the sentence. United States v. Cook, 9 M.J. 763 (N.C.M.R.1980).

Thereafter, the Judge Advocate General of the Navy certified the following question to this Court (C.M.R. 9 M.J. 194):

WAS THE UNITED STATES NAVY COURT OF MILITARY REVIEW CORRECT IN HOLDING THAT CHARGES WITHDRAWN BY THE GOVERNMENT AT TRIAL PURSUANT TO A PRETRIAL AGREEMENT AFTER APPELLANT ENTERED PLEAS TO CERTAIN OTHER CHARGES COULD NOT BE REVIVED FOR A SUBSEQUENT TRIAL OCCASIONED BY THE REJECTION ON REVIEW OF THE PLEAS ENTERED AS IMPROVIDENT, ABSENT A PROVISION IN THE PRETRIAL AGREEMENT EXPRESSLY AUTHORIZING THE GOVERNMENT TO DO SO AS PART OF THE ORIGINAL BARGAIN?

I

As may be inferred from the wording of the certified question, this case has an unusual history. Appellee originally was tried by general court-martial on June 29, 1978. The charges and specifications referred to trial at that time included larceny of several items from a Marine Corps Exchange and unlawful concealment of many of the same items.1 A pretrial agreement between appellee and the convening authority provided for suspension of any punitive discharge awarded and of any confinement in excess of 8 months, in exchange for Cook’s guilty pleas to the concealment specification. The document expressly acknowledged appellee’s intent to plead not guilty to the remaining charges but did not specify whether they would be prosecuted or withdrawn. Additionally, the following proviso was included in the agreement:

That it is expressly understood that the pretrial agreement will become null and void in the event: (1) I fail to plead guilty to each of the charges and specifications set forth below, (2) the court refuses to accept my plea of guilty to any of the charges and specifications set forth [450]*450below, (3) the court accepts each of my pleas but, prior to the time sentence is announced, I ask permission to withdraw any of my pleas, and the court permits me to do so, or (4) the court initially accepts my pleas of guilty to each of the charges and specifications set forth below but, prior to the time the sentence is adjudged, the court sets aside any of my guilty pleas and enters a plea of not guilty on my behalf.

At the beginning of the trial the appellee agreed to be tried by military judge alone. Thereafter, he entered pleas consistent with the pretrial agreement; during the military judge’s inquiry into the providence of appellee’s tendered plea of guilty, trial counsel informed the judge:

There is an agreement upon acceptance of a provident guilty plea to the charge and specification to which there has been a guilty plea entered that if there is an acceptance of that plea, the convening authority will withdraw Charge I' and the specification thereunder, Charge II and the specification thereunder, and Specification 2 under Charge III.

Appellee expressed his concurrence that withdrawal of these remaining charges and specifications was “part of the agreement.” After the judge completed his inquiry into the terms of the agreement, the trial counsel announced:

In view of the military judge’s acceptance of the accused’s plea as provident, I have been authorized and directed by the convening authority to withdraw Charge I and the specification thereunder, Charge II and the specification thereunder, and Specification 2 under Charge III.

Thereupon, the military judge announced his findings of guilty of the concealment specification, nothing further being said about the remaining alleged offenses.

The military judge sentenced appellee to a bad-conduct discharge, confinement at hard labor for 8 months, forfeiture of $200 pay per month for 8 months, and reduction to the lowest enlisted grade. In conformance with his obligation under the pretrial agreement, the convening authority suspended the punitive discharge; additionally, the convening authority suspended the period of confinement and forfeitures in excess of 5 months.

In its review of the conviction, the Court of Military Review ruled, however, that the plea of guilty to the concealment charge was improvident. 7 M.J. 623 (N.C.M.R.1979). The court pointed out that appellee’s responses during the providence inquiry indicated that he had participated in the larceny from the exchange along with a confederate and that he was uncertain whether the items he was charged with concealing were the same items he had stolen or were those which his companion had stolen. Reasoning that under military law one cannot be found guilty of receiving or concealing property which he himself has stolen,2 the Court of Military Review concluded that it had no choice but to reverse the conviction and to return the record for a rehearing.

When the rehearing commenced on April 18,1979, appellee faced two new specifications of larceny from a Public Affairs Office and two new specifications of concealing the property stolen from that office, as well as all of the original charges and specifications.3 Noting that all but one of the charges first referred for trial had been withdrawn by the Government at the original hearing pursuant to a pretrial agreement, the military judge queried counsel about the court’s power to rehear those charges. The judge speculated whether “the withdrawing of those other charges under the circumstances [was] tantamount [451]*451to a finding of not guilty,” which would preclude a rehearing. The individual defense counsel seemed to acknowledge that the pretrial agreement had been met by both parties — appellee’s guilty plea had been accepted and the other charges had been withdrawn, just as the agreement prescribed. However, counsel referred to the following language of paragraph 92a, Manual for Courts-Martial, United States, 1969 (Revised edition): “A rehearing may not be ordered in a case in which there is a lack of evidence in the record to support a finding of guilty of the offense charged.” The defense contended that, as the charges of larceny from the Marine Exchange had been withdrawn at the first hearing, there was, of course, “a lack of evidence in the record to support a finding of guilty of” those offenses. Accordingly, he argued that the charges originally dismissed were improperly before the court at the rehearing.4 Thereupon, the military judge ruled:

I notice that the pretrial agreement in the previous court did not provide for the contingency of what would happen in the event that the appellate court busted the plea.

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Bluebook (online)
12 M.J. 448, 1982 CMA LEXIS 19247, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cook-cma-1982.