United States v. Cohan

20 C.M.A. 469, 20 USCMA 469, 43 C.M.R. 309, 1971 CMA LEXIS 682, 1971 WL 12783
CourtUnited States Court of Military Appeals
DecidedApril 9, 1971
DocketNo. 23,459
StatusPublished
Cited by9 cases

This text of 20 C.M.A. 469 (United States v. Cohan) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cohan, 20 C.M.A. 469, 20 USCMA 469, 43 C.M.R. 309, 1971 CMA LEXIS 682, 1971 WL 12783 (cma 1971).

Opinions

Opinion of the Court

Quinn, Chief Judge:

The question presented by this appeal is the admissibility during sentence procedure of evidence of Article 15 punishment. Judges of the United States Army Court of Military Review have divided as to the answer. United States v Ward, 42 CMR 616 (ACMR June 3, 1970); United States v Palmer, 43 CMR — (ACMR October 28, 1970).

Paragraph 754, Manual for Courts-Martial, United States, 1969 (Revised edition), authorizes a court-martial to consider personnel records of the accused reflecting his “past conduct and performance” in connection with the sentence. We have held that this grant of authority includes the record of nonjudicial punishment under Article 15, Uniform Code of Military Justice, 10 USC § 815. United States v Johnson, 19 USCMA 464, 42 CMR 66 (1970). Whether a record qualifies as one within the Manual provision is subject to regulations of the Secretary of the accused’s service. Such regulations have been promulgated for the Army. AR 27-10, Legal Services, Military Justice, November 1968, as amended. Two paragraphs of these regulations are pertinent to the issue. Paragraph 2-206(2) lists the records that qualify for consideration under [471]*471the Manual provision; included is the record of Article 15 punishment “required by regulations to be retained in the accused’s field Military Personnel Records Jacket.” Paragraph 3-15d defines the conditions for retention and disposition of record of Article 15 punishment. In material part, it reads as follows:

“d. Retention and disposition of DA Forms 2627-1, 2627-2.
“(1) Military Personnel Records Jacket, U. S. Army (DA Form 201). To be withdrawn and destroyed upon transfer of the individual from the organization, upon the complete setting aside of all punishments imposed, or upon the expiration of 2 years from imposition of the punishment, whichever shall first occur, provided that at the time of transfer, a period of 1 year has elapsed since imposition of the punishment and that all punishment imposed has been executed (with forfeitures collected and any period of detention of pay expired) and action has been completed on any appeal from such punishment. If these conditions do not exist at time of transfer, the copy of the record of proceedings will be retained in the individual’s personnel records which accompany him to his new assignment and retained therein until the foregoing conditions no longer exist.” [AR 27-10, paragraph 3-15d, at page 3-11.]

Paragraph 3-15d is plainly intended to limit the period during which Article 15 punishment can be considered against the individual upon whom it was imposed. It is, therefore, a regulation of repose; and, as far as language allows, should be construed liberally in favor of the accused. United States v Satz, 109 P Supp 94, 96 (ND NY) (1952).

Under the regulation, occurrence of any one of three events mandates destruction of the record of a particular punishment. One event is invalidation of all aspects of the punishment; a second is the expiration of two years from the date of imposition of punishment. No condition is attached to either of these events so that immediately upon occurrence the obligation arises to remove and destroy the record of punishment. See United States v Gallagher, 42 CMR 621 (ACMR June 4, 1970). Neither event is involved in this case. Punishment was imposed on September 16, 1968, and the trial was held in March 1970. There is no evidence to indicate, and it is not contended, that the punishment was invalidated after imposition. We turn, therefore, to the third event, which is transfer from the organization of which the individual was a member at the time of punishment.

Unlike the other two events requiring destruction of the record, transfer does not, at the instant thereof, vivify the duty to remove and destroy. Three factors must conjoin for transfer to operate as a mandate for withdrawal of the record from the individual’s personnel file. First, one year must have elapsed since imposition of the punishment; secondly, all aspects of the punishment must have been executed; and, thirdly, if any appeal was taken, action thereon must have been completed. Under any reading of the regulation, if all three factors exist previous to transfer, the record must be removed from the file at transfer. Thus, if the accused had been transferred on September 17, 1969, instead of February 1969, the record of punishment could not have been retained in the personnel file forwarded to his new organization. United States v Fletcher, 42 CMR 698 (ACMR July 6, 1970); United States v Gallagher, supra.

The three factors mentioned above did not conjoin previous to the accused’s transfer. Paragraph 3-15d of the regulation provides for such a situation. As the quoted excerpt indicates, it directs that the record of punishment remain in the personnel file accompanying the accused to his new organization and that it be “retained therein until the foregoing con[472]*472ditions no longer exist.” Different interpretations have been given to this provision.

Relying upon the opinion of Judge Nemrow in United States v Ward, supra, the accused contends that transfer to a new organization requires destruction of the record as soon as the three factors of time, complete execution of punishment, and finality of appeal combine, even if the combination occurs after transfer. According to that view, the record should have been withdrawn from the accused’s file and destroyed in September 1969. A different construction was given in United States v Palmer, supra. It was there held that if at transfer one year had not elapsed since imposition of the punishment, it was a “nonexisting condition” which could never satisfy the provision that “the foregoing conditions no longer exist.” Under this construction, the punishment record would remain in the personnel file until either of the other two events occurred, that is, two years elapsed or the punishment was totally invalidated. However, the court also construed the regulation as providing that the two factors of unexecuted punishment and incomplete action on appeal could “exist at the time of transfer” and therefore could be satisfied after the transfer. Id., at page —. Going beyond Palmer, the Government argues that all three factors must exist at transfer or the record of punishment must remain in the file until either of the other events requiring removal occurs.

Originally, the record of disciplinary or nonjudicial punishment imposed upon an individual was not part of his personnel file. Thus, the Manual for Courts-Martial, U. S. Army, 1921, instructed the commander imposing the punishment to cause a record of the punishment to be made “in the company punishment book,” but prohibited him from making “any entry thereof on the service record of the accused.” Id., at page 259. Later Manuals applicable to the Army changed the language of the provision, but the substance remained the same.1 See Manual for Courts-Martial, U. S. Army, 1928, at page 106; Manual for Courts-Martial, U. S. Army, 1949, at page 147. The Manual for Courts-Martial, United States, 1951, paragraph 1356, at page 235, authorized the keeping of “such additional records” as might be provided by regulation. In practice, however, with certain exceptions, the transfer of an enlisted person from one organization to another gave the transferee a “clean slate” in the new unit because there was “simply no way by which personnel there . . .

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. King
27 M.J. 545 (U.S. Army Court of Military Review, 1988)
United States v. Brown
11 M.J. 263 (United States Court of Military Appeals, 1981)
United States v. Boles
11 M.J. 195 (United States Court of Military Appeals, 1981)
United States v. Cisneros
11 M.J. 48 (United States Court of Military Appeals, 1981)
Martin v. Secretary of the Army
455 F. Supp. 634 (District of Columbia, 1977)
United States v. Hall
2 M.J. 512 (U.S. Army Court of Military Review, 1976)
United States v. Turner
21 C.M.A. 356 (United States Court of Military Appeals, 1972)
United States v. Scott
21 C.M.A. 154 (United States Court of Military Appeals, 1972)

Cite This Page — Counsel Stack

Bluebook (online)
20 C.M.A. 469, 20 USCMA 469, 43 C.M.R. 309, 1971 CMA LEXIS 682, 1971 WL 12783, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cohan-cma-1971.