United States v. Clifton

71 M.J. 489, 2013 WL 610893, 2013 CAAF LEXIS 168
CourtCourt of Appeals for the Armed Forces
DecidedFebruary 14, 2013
Docket12-0486/AR
StatusPublished
Cited by17 cases

This text of 71 M.J. 489 (United States v. Clifton) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Clifton, 71 M.J. 489, 2013 WL 610893, 2013 CAAF LEXIS 168 (Ark. 2013).

Opinions

Chief Judge BAKER

delivered the opinion of the Court.

A military panel composed of officers and enlisted members sitting as a general court-martial convicted Appellant, contrary to his pleas, of giving a false official statement and aggravated assault by a means likely to cause death or grievous bodily harm, in violation of Articles 107 and 128, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 907, 928 (2006). The adjudged and approved sentence included confinement for six months and a bad-conduct discharge. On review, the United States Army Court of Criminal Appeals affirmed the findings and the sentence. United States v. Clifton, No. ARMY 20091092, 2012 CCA LEXIS 139, at *9-*10, 2012 WL 1405727, at *3 (A.Ct.Crim.App. Apr. 23, 2012).

On Appellant’s petition, we granted review of the following issue:

WHETHER THE ARMY COURT OF CRIMINAL APPEALS ERRED WHEN IT DETERMINED THE MILITARY JUDGE COMMITTED ERROR BY DENYING A PANEL MEMBER’S REQUEST TO CALL ADDITIONAL WITNESSES FOR QUESTIONING, BUT FOUND THE ERROR TO BE HARMLESS.

For the reasons set forth below, and assuming forfeiture rather than waiver, we conclude that the military judge erred, but that the error was not prejudicial.

BACKGROUND

Appellant was accused of injuring his two-month-old daughter K, who had skull, clavicle, and rib fractures consistent with child abuse. The Government’s witnesses included Appellant’s wife and Dr. Thomas Ellwood, a medical expert. During the trial, Appellant’s wife testified at length; her testimony spanned over fifty pages of the record. Dr. Ellwood also testified at length; his testimony spanned about forty pages.

During the cross-examination of Appellant’s wife, defense counsel elicited testimony to suggest that Appellant’s wife had committed the child abuse. Defense counsel attempted to show that Appellant’s wife had unique access to her daughter and implied that it was suspicious that Appellant’s wife had not noticed K’s injuries before. For example, defense counsel asked, “[Y]ou never noticed that [K] had any kind of sickness?” and “How many times per day did you see her rib cage?” Defense counsel also asked, “And you never once saw a bruise on [K’s] body?” In addition, defense counsel asked, “Shortly after [K] was put in the hospital you had a conversation with [Appellant] on one occasion ... [and] [y]ou told [him] that you thought it might be a good idea if one of you confessed?”

During the cross-examination of Dr. Ell-wood, defense counsel asked whether Appellant and his wife “show[ed] any signs of aggressiveness or anything like aggressiveness.” Defense counsel also asked whether K’s femur fracture was consistent with child abuse. The femur fracture was an older injury that Appellant’s wife said she may have caused when “stumbling” while holding [491]*491K or one that Appellant may have caused when “he was changing one of [K’s] diapers or playing [with her].”

The members submitted twenty-three pages of questions during the presentation of evidence, comprising thirty-two separate questions. Of those, Master Sergeant (MSG) H submitted five pages of questions comprising seven questions. Trial counsel and defense counsel lodged an objection to one page of questions. No objections were lodged against any of MSG H’s questions.

In his closing argument, defense counsel argued that “the only time at which any child could have been hurt that badly and not have the other parent notice” was when Appellant’s wife was alone with her children. He further argued, “[Appellant’s wife] got angry, got frustrated and she squeezed [K’s] ribs and caused that damage.”

After closing arguments by both counsel and instructions on findings by the military judge, but before the members closed to deliberate, a panel member, MSG H, asked the military judge if it was “too late to recall two of the witnesses” because he had “two questions.” MSG H stated the first witness he wanted to recall was “[e]ither Dr. Ellwood or one of the other doctors.” The second witness MSG H wanted to recall was Appellant’s wife.

The military judge did not ask MSG H what questions he wanted to ask each of the witnesses. The military judge immediately disapproved MSG H’s request because the medical doctors had “been permanently excused.” In response to MSG H’s request to recall Appellant’s wife, while not finding her to have been permanently excused, the military judge immediately disapproved the request because “we have closed all the evidence.” The military judge asked both counsel whether they had an objection to his response to MSG H’s request to recall these witnesses. Both counsel stated that they had no objection.

DISCUSSION

Article 46, UCMJ, 10 U.S.C. § 846 (2006), gives panel members the “opportunity to obtain witnesses and other evidence.” Under for “[m]embers may request that the court-martial be reopened and that ... additional evidence [be] introduced. The military judge, may, in the exercise of discretion, grant such request.” In addition, Military Rule of Evidence (M.R.E.) 614(a) allows members to request to call or recall witnesses to testify at a court-martial.

Ordinarily, where defense counsel affirmatively responds “no objection” to a military judge’s denial of a panel member’s request to call additional witnesses for questioning, we would consider whether an appellant waived the issue. In this case, we need not reach the issue of waiver because, even assuming that Appellant merely forfeited the issue, we conclude that he failed to carry his burden to show prejudice under a plain error analysis.

Under a plain error analysis, this Court will grant relief in a case of nonconstitutional error only if an appellant can demonstrate that (1) there was error; (2) the error was plain and obvious; and (3) the error materially prejudiced a substantial right of the accused. United States v. Powell, 49 M.J. 460, 464-65 (C.A.A.F.1998).

I. Whether there was error and whether it was plain or obvious

This Court reviews a military judge’s denial of a panel member’s request to recall a witness for abuse of discretion. United States v. Carter, 40 M.J. 102, 104 (C.M.A.1994); United States v. Rogers, 14 USCMA 570, 581, 34 C.M.R. 350, 361 (1964). A military judge may not summarily deny a member’s request to recall witnesses for further questioning. United States v. Lampani, 14 M.J. 22, 26 (C.M.A.1982). In light of Article 46, UCMJ, R.C.M. 921(b), M.R.E. 614(a), and Lampani, 14 M.J. 22, some analysis on the record is required. Rather than summarily approving or denying such a request, a military judge must consider factors such as “[d]iffieulty in obtaining witnesses and concomitant delay; the materiality of the testimony that a witness could produce; the likelihood that the testimony sought might be ... privilege^]; and the objections of the [492]*492parties to reopening the evidence” before ruling. Lampani, 14 M.J. at 26.

Here, while the military judge gave both parties the opportunity to object, arguably meeting the fourth Lampani factor, the military judge did not perform an analysis of the other three Lampani factors before summarily denying the member’s request.

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United States v. Clifton
71 M.J. 489 (Court of Appeals for the Armed Forces, 2013)

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Bluebook (online)
71 M.J. 489, 2013 WL 610893, 2013 CAAF LEXIS 168, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-clifton-armfor-2013.