United States v. Charles Silver

235 F.2d 375
CourtCourt of Appeals for the Second Circuit
DecidedOctober 22, 1956
Docket393, Docket 24072
StatusPublished
Cited by34 cases

This text of 235 F.2d 375 (United States v. Charles Silver) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Charles Silver, 235 F.2d 375 (2d Cir. 1956).

Opinions

CLARK, Chief Judge.

Defendant was indicted under the false statement statute, 18 U.S.C. § 1001.1 [376]*376The indictment had two counts. The first charged that Silver had falsely stated that he had not seen one Carol Anderson early in 1953; the second charged that he lied when he denied' using an alias.2 Before trial, defendant moved to dismiss the indictment; the motion was denied. After trial and verdict of guilty, the judge denied defendant’s motion for a judgment of acquittal.

The evidence at the trial was as follows : The allegedly false statements had been made to an Internal Revenue special agent during an investigation concerning a charge by a convict that he had paid bribes to Silver while the latter was in the employ of the Internal Revenue Bureau. The convict who allegedly paid the bribes had reported that the payments were witnessed by “an old time Madam” named “Carol” who had formerly accompanied Silver to harness races. On March 31, 1953, the special agent questioned Silver as to whether during 1947 or 1948 he knew a woman by the name of Carol. Answering, Silver gave her last name as Anderson, described her, and stated that he last heard that she lived in Westchester County. It was subsequently discovered that Carol Anderson had changed her name to Carol Turchin and had been incarcerated in the West-chester Prison at Eastview after being convicted of running a disorderly house. The prison records indicate that she had been visited in February, 1953, by a “Charles Anderson,” whose description, according to the special agent, fits Silver’s. The special agent testified that the guards at the prison, shown a picture of Silver, identified him as the person who had visited Carol Anderson early in 1953. There was also evidence that Silver saw her in April, 1953, and met her on her release from prison in May, 1953. On April 6,1954, Silver was again interrogated by the special agent. When asked whether he had seen Carol Anderson after January 1, 1953, he expressed the belief that, he had seen her before that date. He denied that he saw her in January, February, March, April, or May, 1953. Silver was questioned by the special agent again on April 16, 1954, when he denied he had ever used an alias or name other than his own.

At the trial, Silver testified in his own behalf. He admitted visiting Carol Anderson in prison in February, 1953, but denied that he intended to mislead the special agent, and said that he had misunderstood the question put to him concerning the use of an alias. The jury found him guilty on both counts. He was sentenced to one year on each count, with the sentence on the second count suspended and a three-year period of probation imposed. This appeal followed. There are two assignments of error, first that the indictment is legally insufficient [377]*377because it did not allege that the false statements were material and second that defendant was subjected to an improper and prejudicial cross-examination.

First. Section 1001 contains two clauses. The first relates to the willful falsification or concealment by “trick, scheme, or device” of a “material fact”; the second covers “false, fictitious or fraudulent statements or representations.” The indictment charged a crime under the second clause, which, unlike the first, does not include the term “material.” The defendant contends, however, that the second clause requires proof of the materiality of the false statements, citing Rolland v. United States, 5 Cir., 200 F.2d 678, certiorari denied United States v. Rolland, 345 U.S. 964, 73 S.Ct. 950, 97 L.Ed. 1383; and Freidus v. United States, 96 U.S.App. D.C. 133, 223 F.2d 598. On that basis he maintains that the trial judge erred in not granting his motion to dismiss the indictment for legal insufficiency, in that it did not allege that the false statements related to a material fact. Actually the evidence fully supported the materiality of the statements and, at the request of both counsel, the judge submitted the issue to the jury under a charge correctly stating the test of materiality. United States v. Moran, 2 Cir., 194 F.2d 623, 626, certiorari denied Moran v. United States, 343 U.S. 965, 72 S.Ct. 1058, 96 L.Ed. 1362; United States v. Goldstein, 2 Cir., 168 F.2d 666, 671. The indictment followed the language of the statute, United States v. Achtner, 2 Cir., 144 F. 2d 49, 51; United States v. Debrow, 346 U.S. 374, 377, 74 S.Ct. 113, 98 L.Ed. 92, and was fully adequate under F.R.Cr.P., rule 7(c), to inform defendant of the essential facts constituting the offense. It has been held that materiality need not be charged under this statute. Fisher v. United States, 9 Cir., 231 F.2d 99, 102; United States v. Lange, D.C. S.D.N.Y., 128 F.Supp. 797; United States v. Varano, D.C.M.D.Pa., 113 F. Supp. 867; and see also United States v. Leviton, 2 Cir., 193 F.2d 848, certiorari denied Leviton v. United States, 343 U.S. 946, 72 S.Ct. 860, 96 L.Ed. 1350. To the extent that Rolland v. United States, supra, 5 Cir., 200 F.2d 678, is contra, we are constrained to disagree with it.

But a majority of the court believe further that there is no separate and additional requirement of materiality, beyond the explicit elements of the crime as defined in the statute, which must be shown to complete proof of the offense. Since the cases above disclose some diversity in approach, we are met with no binding precedent and therefore turn to the statute itself. We suggest that it is of doubtful wisdom, not to say potentially dangerous, to import conditions into a penal statute which appear to have been studiously omitted by the lawmakers themselves. Even if the reason for including the requirement in the first clause and omitting it in the later clause could not be discerned, it would nevertheless seem that the differences must still be observed. But there is properly a distinction between a scheme of concealing or covering up a “material fact” and the making of a false, fictitious, or fraudulent statement. An attempt to conceal or cover up may properly be limited only to facts which are important and material. On the other hand, a fact deliberately or willfully misstated in a matter of appropriate governmental inquiry seems properly punishable even if it is only a gratuitous red herring. As such it can of course obstruct, delay, or deflect an inquiry which is pressing home to uncover fraud upon the government.

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Bluebook (online)
235 F.2d 375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-charles-silver-ca2-1956.