United States v. Charles

456 F.3d 249, 70 Fed. R. Serv. 916, 2006 U.S. App. LEXIS 19619, 2006 WL 2169353
CourtCourt of Appeals for the First Circuit
DecidedAugust 3, 2006
Docket05-1327
StatusPublished
Cited by19 cases

This text of 456 F.3d 249 (United States v. Charles) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Charles, 456 F.3d 249, 70 Fed. R. Serv. 916, 2006 U.S. App. LEXIS 19619, 2006 WL 2169353 (1st Cir. 2006).

Opinion

CAMPBELL, Senior Circuit Judge.

Ronald Charles appeals from his conviction for assault on a federal officer in violation of 18 U.S.C. § 111 after a jury trial in the United States District Court for the District of Massachusetts. He makes two claims: (1) that the district court erred in allowing the admission of evidence related to Charles’s possession of drugs and (2) that the district court erred in allowing the government’s case agent, who was allegedly also a victim of the *251 assault, to sit at the government’s counsel table.

Background and Facts

We state the facts in the light most favorable to the jury verdict, consistent with record support. United States v. Noah, 130 F.3d 490, 493 (1st Cir.1997). On August 4, 2003, two agents from the Drug Enforcement Agency (“DEA”), John Barron and Jonathan Shankweiler, were conducting surveillance of an individual in Springfield, Massachusetts. Driving separately in unmarked cars, they lost the targeted ear. The two agents pulled into a parking lot at a Walgreens, where they waited, hoping the target would reappear. The area, Mason Square, was known by the agents as a site of drug-trafficking and violent crime. While the agents waited, they observed several people in a ten-minute time span pull up in vehicles, park, signal to one another, get out, and walk across the four lanes of the street to the River Inn Motel. The individuals would return to their cars within a minute to a minute and a half and drive away. Barron surmised that retail drug dealing was in progress.

Deciding to investigate, the agents drove to the River Inn Motel, where they parked. As the agents were operating undercover, they were wearing polo shirts and jeans, but had guns and badges at them waists. The agents saw two men on the second-floor balcony “taking a real hard look at [the agents] as [they] were pulling into the parking lot.” Barron told his partner to cover his badge, which both agents did with their shirts. Barron entered the building’s stairwell first, followed by Shankweiler. Once they were inside, the agents tucked their shirts back in to make the badges and guns “clearly visible.”

Charles was standing on the second-floor landing of the stairwell. He had a plastic baggie in his hands, and “he was concentrating very intently on it.” Barron concluded the baggie was “consistent with crack cocaine packaged in a retail distribution amount.” Charles was trying to tie the baggie; “[h]e was just really, really concentrating on it” and did not see Barron until the agent was about four to six feet away. Barron concluded at that point that there was probable cause to arrest Charles, so Barron announced, “Stop. Police.” Charles, however, looked at the agents and ran away from them, up the stairs to his left. Barron reached for Charles’s shirt and arm and told him, “Stop. Police,” several times. Charles then changed direction and tried to come back down the stairs between the agents and in so doing pulled them over the landing. The agents spent about a minute in the stairwell trying to gain control of Charles, who was “flailing his arms, flailing his feet, trying to pull [the agents] down the stairs.” He was “using the railing ... with one arm trying to pull away from [the agents], whacking [their] arms, chest, head, torso, whatever he could with his arms flailing trying to get away.” Charles managed to make contact with most of the agents’ upper bodies, arms, shoulders, and heads. Shankweiler also yelled, “Stop. Police,” multiple times. Barron struck Charles on the arms, leg, neck, and face during the struggle, trying to make him release the railing. Charles dropped the baggie he had been trying to tie. The agents eventually “got a little bit more control of’ Charles and brought him from the stairs onto the landing, although Charles was still fighting. The three “spilled out to the doorway to the left in the hallway,” where Charles continued to resist.

Once the struggle had moved into the hallway, bystanders began gathering and *252 were “starting to be pretty verbally abusive” to the agents. Charles was yelling, “Help me. Help me. These guys are hurting me.” The agents said “Police” several times in the hallway. They started to get control of Charles, when he suddenly jumped back up. Barron testified that “as [Charles] came back up, one of his hands reached up and grabbed me and my side, on the side I hold my firearm.” Barron explained his fear: “My concern was that if the gun came out, myself, my partner, possibly Mr. Charles, if my partner observed that gun, would be killed.” As a result of this concern, Barron dealt Charles a blow with his knee, which broke Charles’s nose. Charles let go of the holster and then rolled on the ground with his hands underneath him, refusing to comply with the agents’ orders to show his hands. Shankweiler, concerned that Charles might have a gun in his waistband, sought to reach Charles’s hands.

The struggle lasted about seven minutes. Once Charles was sufficiently under control, Shankweiler left to search for the baggie Charles had dropped but was unable to find it. Shankweiler called the Springfield police for help since Charles was still struggling to get up. The police arrived; they first helped to control the crowd and then assisted the agents in handcuffing Charles. At trial, the government played for the jury a motel video surveillance tape taken during the events; the initial encounter in the stairwell was not, however, visible in the video.

Springfield police took Charles to the police station, where Shankweiler and DEA Special Agent James Clifford read Charles the Miranda warnings. When Shankweiler asked Charles, “do you understand,” after the warnings, Charles said, “what [the agents] did was uncalled for. I was just resisting.”

In the process of booking Charles, police found in his pocket a plastic baggie, which contained traces of crack cocaine. Charles was subsequently transported to the hospital for treatment of his nose. The next day, Barron awoke with a “decent size” bruise on his arm.

On July 24, 2004, a federal grand jury returned a superceding indictment charging Charles with two counts of assault on a federal officer, in violation of 18 U.S.C. § 111: one count of assault with physical contact and bodily injury of Barron, see 18 U.S.C. § 111(b), and one count of assault with physical contact of Shankweiler, see 18 U.S.C. § 111(a)(1). On July 30, 2004, the government filed a motion in limine to admit evidence (the plastic baggie seized from Charles) pursuant to Fed.R.Evid. 404(b). The district court granted the motion by endorsed order over Charles’s objection, stating at the hearing on the motion:

If Mr. Charles had drugs on him, that is an explanation for why he would be fighting to not be taken into custody. And so it seems to me that the issue of whether Mr.

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Bluebook (online)
456 F.3d 249, 70 Fed. R. Serv. 916, 2006 U.S. App. LEXIS 19619, 2006 WL 2169353, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-charles-ca1-2006.