United States v. Chadwick

554 F. App'x 721
CourtCourt of Appeals for the Tenth Circuit
DecidedFebruary 6, 2014
Docket13-1262
StatusUnpublished
Cited by1 cases

This text of 554 F. App'x 721 (United States v. Chadwick) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Chadwick, 554 F. App'x 721 (10th Cir. 2014).

Opinion

ORDER AND JUDGMENT *

TIMOTHY M. TYMKOVICH, Circuit Judge.

Phillip Chadwick was convicted of selling a firearm to a felon in violation of 18 U.S.C. § 922(d)(1). At trial, Chadwick asked the court to instruct the jury on his theory of the case — that he was unaware the purchaser to whom he sold the firearm was a convicted felon. The court rejected Chadwick’s proposed instructions and the jury returned a guilty verdict. At the sentencing stage, the court assessed a two-level enhancement for obstruction of justice based on the court’s finding that Chadwick committed perjury at trial.

Chadwick has appealed the judgment and sentence, and, exercising jurisdiction under 28 U.S.C. § 1291, we AFFIRM.

I. Background

Chadwick sold a .45 caliber semi-automatic handgun to Everol Palmer, a convicted felon who was then working as a confidential informant for the Bureau of Alcohol, Tobacco, Firearms, and Explosives. Law enforcement officials recorded the transaction on videotape and audiotape. Before completing the sale, Palmer told Chadwick that he was a convicted felon. He related to Chadwick a story *723 about the last time he was in court and both the prosecutor and the judge reminded him that he was a felon. Palmer wondered, “ “Why does everybody keep reminding me that I’m a [expletive] felon. Like I don’t [expletive] know.’ You know what I mean.” R., Vol. I at 298. Chadwick responded, “Yeah. This ain’t news to me, right?” Id. At trial, Chadwick testified that he did not hear Palmer tell him that he was a convicted felon.

Chadwick proposed five jury instructions on his theory of the case. The final version stated:.

It is the Defendant Chadwick’s theory of the defense that he did not know that Palmer was a “prohibited person” at the time he sold the handgun to him. Moreover, the Defendant Chadwick did not have reason to believe that Palmer was a prohibited person because he could not hear Palmer clearly enough if Palmer had in fact effectively told him that he was a convicted felon.

Id. at 252. The district court rejected the proposed instructions, characterizing them as “essentially just summaries of the evidence in the light most favorable to the defense.” R., Vol. Ill at 781. A jury then found Chadwick guilty of the charged offense.

In its sentencing statement, the government asserted that Chadwick committed perjury during his trial testimony and recommended a two-level enhancement for obstruction of justice under U.S.S.G. § 3C1.1. Chadwick had testified at trial that he did not hear Palmer’s statement that he was a convicted felon. He averred that he could not hear Palmer because of background noise and the pitch, volume, and tone of Palmer’s voice. He also claimed he was distracted by a tractor-trailer pulling into his driveway. The court agreed with the government’s recommendation and supported the enhancement with an explicit finding that Chadwick willfully gave false testimony at trial.

II. Analysis

On appeal, Chadwick seeks reversal of his judgment and sentence. He argues that the district court erred in failing to give an instruction on the theory of defense and in assessing a two-level enhancement for obstruction of justice.

A. Theory of Defense Instruction

We review jury instructions as a whole to determine whether they accurately convey the governing law and review a court’s refusal to grant a proposed jury instruction for abuse of discretion. United States v. Bowling, 619 F.3d 1175, 1183-84 (10th Cir.2010). “While a defendant is entitled to an instruction on his theory of defense where some evidence and the law supports the theory, such an instruction is not required if it would simply give the jury a clearer understanding of the issues.” Id. (citations and internal quotation marks omitted). A theory of defense instruction is required “only if, without the instruction, the district court’s instructions were erroneous or inadequate.” United States v. Williams, 403 F.3d 1188, 1195 (10th Cir.2005) (citations and internal quotation marks omitted).

Instructions on the theory of defense “must adequately instruct the jury on the legal principles underlying the defense; it is not enough to present the defense in wholly factual terms.” United States v. Migliaccio, 34 F.3d 1517, 1523 (10th Cir.1994). Granting an instruction that simply recounts the facts in a light favorable to the defendant effectively puts the court’s imprimatur on the defendant’s factual theory of the ease. United States v. Grissom, 44 F.3d 1507, 1513 (10th Cir.1995); see also United States v. Davis, 953 F.2d 1482, 1492 (10th Cir.1992) (“[S]ummaries of the *724 evidence in the light most favorable to the defense ... [are] more appropriate for closing argument.”).

The district court did not abuse its discretion in declining to instruct the jury-on Chad-wick’s theory of defense. The court’s instructions as a whole adequately conveyed the governing law on the defendant’s required state of mind under the statute. Section 922(d) makes it a crime to “knowingly” sell a firearm to a convicted felon “when the seller or transferor knows or has reasonable cause to believe that such a person is a convicted felon.” 18 U.S.C. § 922(d). Instruction Thirteen expressed to the jury that to find Chadwick guilty, the government had to prove beyond a reasonable doubt that he “knew or had reasonable cause to believe that Everol Palmer was a convicted felon.” R., Vol. I at 235. The instruction further defined “reasonable cause to believe” as “knowing facts that would cause a reasonable person to conclude that the other person is a convicted felon.” Id. Instruction Fourteen articulated the legal requirements for satisfying the statute’s knowledge requirement.

The district court properly rejected the proposed theory of defense instruction because it was a summary of the evidence in a light favorable to Chadwick. The instruction simply reiterated Chadwick’s interpretation of the evidence — that he did not know Palmer was a convicted felon and had no reason to believe Palmer was a felon because he could not hear Palmer clearly — and presented the defense’s theory in wholly factual terms.

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Bluebook (online)
554 F. App'x 721, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-chadwick-ca10-2014.