United States v. Carter

Procedural entryThis page is a short order in United States v. Carter. Read the opinion of the Court — 560 F.3d 1107
Court of Appeals for the Ninth Circuit·Decided March 30, 2009·No. 05-50303·Published

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,  Plaintiff-Appellee, No. 05-50303 v.  D.C. No. ANDREW LEE CARTER, Jr., CR 02-0904 WJR Defendant-Appellant. 

UNITED STATES OF AMERICA,  No. 05-50321 Plaintiff-Appellee, v.  D.C. No. CR 02-1215 WJR ANDREW LEE CARTER, Jr., OPINION Defendant-Appellant.  Appeals from the United States District Court for the Central District of California William J. Rea and Dale S. Fischer, District Judges, Presiding*

Argued and Submitted October 25, 2006—Pasadena, California Submission Vacated and Deferred October 26, 2006** Resubmitted June 25, 2008

Filed March 30, 2009

*These cases were reassigned to Judge Fischer on August 9, 2005, due to the death of Judge Rea. **Submission of this case was vacated and deferred pending the en banc court’s decision in United States v. Carty, 520 F.3d 984 (9th Cir.) (en banc), cert. denied sub nom. Zavala v. United States, 128 S. Ct. 2491 (2008).

3821 3822 UNITED STATES v. CARTER Before: A. Wallace Tashima, Carlos T. Bea, and Sandra S. Ikuta, Circuit Judges.

Opinion by Judges Tashima and Ikuta;*** Dissent in Part by Judge Tashima

***Judge Ikuta authored Part IV of the Discussion section. UNITED STATES v. CARTER 3825

COUNSEL

Wayne R. Young, Santa Monica, California, for the defendant-appellant.

Elizabeth R. Yang and Dorothy C. Kim, Assistant United States Attorneys, Los Angeles, California, for the plaintiff- appellee.

OPINION

TASHIMA, Circuit Judge, as to Parts I-III:

Andrew Carter was indicted for two bank robberies — the first on August 1, 2002, in Commerce, California, and the sec- ond on August 12, 2002, in Pasadena, California. Carter was charged in both indictments with conspiracy to commit a bank robbery, in violation of 18 U.S.C. §§ 371 and 2113; armed bank robbery, in violation of 18 U.S.C. § 2113; and use of a 3826 UNITED STATES v. CARTER firearm during a crime of violence, in violation of 18 U.S.C. § 924(c). He was convicted by a jury on all counts and was sentenced to a 471-month term of imprisonment. Carter timely appealed.

We have jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291. We affirm both convictions, but we vacate the sentence and remand for resentencing. In determining Carter’s sentence, the district court failed to make the requi- site finding that a firearm was brandished. We therefore vacate the sentence and remand for the district court to make the requisite findings.

BACKGROUND

I. Factual Background

A. August 1, 2002, Commerce Robbery

The day before the Commerce robbery, Derrick O’Neal contacted Carter and several others to ask if they wanted to rob a bank. O’Neal and Edward Warren had chosen the bank because it was close to the freeway and did not have security barriers inside. Carter agreed to rob the bank and agreed to meet the following morning. On the morning of the robbery, O’Neal, Warren, Eric Washington, Joseph Alexander, and Edward Hector met at the home of Warren’s mother. O’Neal testified that Carter was a few hours late to the meeting because he was trying to get a gun and needed to drop his girlfriend off somewhere. They planned each person’s role in the robbery and left for the bank. Carter’s role was to “grab the money” from the teller because “he was quick.”

Alexander, Carter, Washington, and Hector entered the bank. O’Neal and Warren remained outside as lookouts. Washington stayed in the lobby area, Alexander walked through the bank to watch the back doors, and Carter and Hector went to the teller counter. When Janet Guizar, a finan- UNITED STATES v. CARTER 3827 cial services consultant at the bank, saw the men enter, carry- ing empty bags and spreading out through the bank, she pressed an alarm. Brenda Lopez, the customer service man- ager, asked Carter and Hector if she could help them, and they said they wanted to open new accounts. Lopez seated them at a desk, and Guizar stated that she would be with them momentarily.

Guizar then went behind the teller counter, told the branch manager to call 911, and picked up a phone to call their cor- porate security office. Hector and Carter rushed over and told her to hang up the phone. Hector jumped over the teller counter, pointed his gun at two tellers, and told them to put money in his bag. The men left and split up the money, which totaled approximately $3,500.

B. August 12, 2002, Pasadena Robbery

O’Neal contacted Carter on August 11, 2002, and told him that he and Warren had found another bank to rob and that Carter should bring a gun. Carter responded that he would try to find a gun. On the morning of the robbery, O’Neal, War- ren, Carter, Alexander, and Hector met at Warren’s home. They were joined by Larry Washington, Jerry Hughes, Koran Allen, and Cedrick Askew, and they discussed each person’s role in the robbery.

When they entered the bank, Hughes displayed his gun, jumped on the teller counter, and demanded the keys. A bank employee gave Hughes cash from several teller drawers. After leaving the bank, the men switched vehicles and stopped to split up the money, which totaled approximately $21,000.

II. Procedural Background

A. Commerce Robbery

On January 9, 2003, an indictment was filed against Wash- ington and Carter, charging them with conspiracy to commit 3828 UNITED STATES v. CARTER bank robbery, armed bank robbery, and brandishing a firearm during a crime of violence. O’Neal and Alexander entered into plea agreements and testified at both trials. O’Neal received a sentence of 105 months, and Alexander was sen- tenced to 125 months.

Carter moved for a judgment of acquittal pursuant to Fed- eral Rule of Criminal Procedure 29, but the district court denied the motion. Carter was convicted on all three counts of the indictment.

B. Pasadena Robbery

Carter, O’Neal, Washington, Hughes, Allen, Askew, and Alexander were indicted on three counts — conspiracy to commit bank robbery, armed bank robbery, and brandishing a firearm during a crime of violence. A nine-day jury trial commenced on October 14, 2003. On October 15, 2003, Hughes and Askew entered guilty pleas, and Washington pled guilty the following day. Allen, Carter, and Hector proceeded to trial.

Before opening arguments were made, Carter’s attorney, Scott Furstman, informed the court during a sidebar that there was a conflict between himself and Carter regarding trial strategy. Furstman explained the conflict as follows:

I have raised to the court that there may be a con- flict as developed between Mr. Carter and myself with regard to the presentation of certain evidence and the strategy to be relied upon. Mr. Carter has always been prepared to accept responsibility for count one and count two — count two not being an armed bank robbery. I have explained to him the ele- ments and the fact that he simply can’t plead guilty to a count that is not charged. That being the case, however, Mr. Carter, for example, in my opening statement wanted me to basically admit all elements UNITED STATES v.

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