United States v. Carlos Adelzo-Gonzalez

268 F.3d 772, 2001 Cal. Daily Op. Serv. 8428, 2001 Daily Journal DAR 10377, 2001 U.S. App. LEXIS 20972, 2001 WL 1131938
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 26, 2001
Docket99-50152
StatusPublished
Cited by102 cases

This text of 268 F.3d 772 (United States v. Carlos Adelzo-Gonzalez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carlos Adelzo-Gonzalez, 268 F.3d 772, 2001 Cal. Daily Op. Serv. 8428, 2001 Daily Journal DAR 10377, 2001 U.S. App. LEXIS 20972, 2001 WL 1131938 (9th Cir. 2001).

Opinion

ILLSTON, District Judge:

Carlos Adelzo-Gonzalez appeals his conviction following a plea of guilty to criminal charges of hostage taking, transporting illegal aliens, and harboring illegal aliens. At issue is whether the district court abused its discretion in denying Adelzo-Gonzalez’s repeated requests for appointment of substitute counsel. We conclude that the district court did not make an adequate inquiry and failed to recognize the material breakdown in trust and communication between defendant and his court-appointed attorney. Despite clear indications of an irreconcilable conflict between defendant and his attorney, the district court denied Adelzo-Gonzalez’s requests for a new attorney on three ocea- *774 sions. We hold that this was an abuse of discretion and accordingly reverse and remand.

BACKGROUND

Adelzo-Gonzalez was arrested on July 13, 1998 in Los Angeles, California, in connection with a scheme to kidnap, illegal aliens and demand ransom payments from their families. The government initially charged defendant with conspiracy to harbor illegal aliens, transporting illegal aliens, and harboring and concealing illegal aliens, but substituted more serious counts of hostage taking in a superseding indictment. The district court appointed a private attorney to represent defendant throughout the criminal proceedings.

Adelzo-Gonzalez is a native of Guatemala and required a Spanish interpreter to communicate with his attorney and the trial judge. He was dissatisfied with his appointed counsel from early in the representation and made three motions for appointment of a new attorney. All of the motions were denied.

The district court heard Adelzo-Gonza-lez’s first motion after arraignment on the first superseding indictment on October 29, 1998. Shortly before the arraignment, Adelzo-Gonzalez had sent a letter directly to the court requesting a new attorney. There was already some indication of a rift between Adelzo-Gonzalez and his appointed counsel at the arraignment. Defendant had hesitated in entering his plea and appeared not to understand the nature of the proceeding, when the appointed counsel stated to the court:

I feel he understands the nature of the proceedings. I also feel, though, that he has been advised by someone, or has his own ideas, as far as what he wants to do. At this point, I tried to explain to him that he should enter a plea of guilty or not guilty — I’m sorry. He should enter a plea of guilty or not guilty. And I’m running into the same problem that I run into ad nauseam, in lockup, which is — it’s like a computer spins, and the answer comes out again, “I do not understand, I do not understand,” but I feel he does understand.

Appellant’s Excerpts of Record (“ER”) 17-18. Before finally entering his plea, Adel-zo-Gonzalez asked the trial judge if the appointed counsel would continue as his lawyer if he pleaded not guilty.

After completing arraignment, the district court asked the prosecutor to leave and considered defendant’s motion for appointment of new counsel. The court acknowledged Adelzo-Gonzalez’s letter and asked if he wanted to add anything. Defendant declared that he and his appointed counsel were unable to understand each other. He further explained that animosity had arisen in their relationship. As an example, defendant recounted an occasion where the appointed counsel used bad language and threatened defendant:

When I asked him whether he could give me the indictment, he said why the fuck did I want the indictment.... And he told me that if I did not accept the agreement, that there would be — he was going to try to sink me for 105 years so that I wouldn’t be able to see my wife and children.

Appellant’s ER 21-22.

The court then heard from the appointed counsel, who responded:

I am sufficiently prepared [to present a defense], Your Honor. I am fully informed as to the facts of the case. There is nothing that would cause me to relinquish — to cause me to ask this Court to relinquish my role in this case. For the record, the things that were said are lies. And, unfortunately, it appears that the fellow is perfectly *775 coached by someone, all with the exception of, Your Honor, for the use of the expletive deleted. He and I have had a few words, but this young man’s life is in my hands.

Appellant’s ER 22-23. Without further inquiry, the district court denied the motion to substitute counsel, finding that there was no breakdown of communication and that the appointed counsel “not only is willing to proceed with a vigorous defense, but he is more than capable of doing so, with or without [defendant’s] cooperation.”

Adelzo-Gonzalez made his second motion, again by written letter to the court, less than four weeks later, which the district court treated as a continuation of the prior motion for appointment of substitute counsel. The court provided a copy of Adelzo-Gonzalez’s letter to his appointed counsel, who had not seen it before, and once again held an ex parte hearing to address anything defendant wanted to add. Defendant only asked questions concerning the nature of the charges against him. The court told Adelzo-Gonzalez to direct any questions concerning his defense to his attorney and conducted no further inquiry into the basis of the motion. The district court made no findings and did not explicitly rule on the motion.

At the final pretrial status conference on December 14, 1998, Adelzo-Gonzalez made his last request for substitution of counsel. In the course of the conference, defendant indicated to his attorney that he wanted to address the court. The appointed counsel interjected, stating, “Your Honor, in my opinion, he is about to obstruct justice. I’d request that he not address the Court. He is about to obstruct justice.... He is about ready to subject himself to another federal crime.” The court nonetheless allowed Adelzo-Gonzalez to speak and the following exchange ensued:

THE DEFENDANT: ... I sent a letter, a paper, that I wrote, and I would like you to give me one more chance to see if I could get another defense attorney because I don’t feel that I get along with him. And if you don’t grant me another defense attorney, I rather just be found guilty just on my own, without a defense attorney, because I don’t feel I can have an understanding with him. The last time that he went to see me, he used profanity.
THE COURT: Now, Mr. Adelzo-Gonza-lez, what is it, again about your relationship with [the appointed counsel] that you feel he is not able to provide you with competent representation?
THE DEFENDANT: The reason why, I don’t have an understanding with him. I feel like he’s always pressuring me, like he is forcing me. He mentions my family, and he says that if I ever talk about him, he’s going to testify against me. And will I ask you for one more chance, if you can give me a chance so that I can come with another defender, or, if not, then I’ll just represent myself. I have had a lot of problems with him, he has never helped me at all. And the way he is representing me, well, I’d rather just represent myself.
THE COURT: All right.

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268 F.3d 772, 2001 Cal. Daily Op. Serv. 8428, 2001 Daily Journal DAR 10377, 2001 U.S. App. LEXIS 20972, 2001 WL 1131938, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carlos-adelzo-gonzalez-ca9-2001.