United States v. Carter

560 F.3d 1107, 2009 WL 805801
Court of Appeals for the Ninth Circuit·Decided March 30, 2009·No. 05-50303, 05-50321·Published·Cited by 200 cases

Opinions

Opinion by Judges TASHIMA and IKUTA;*** Dissent in Part by Judge TASHIMA.

TASHIMA, Circuit Judge, as to Parts I-III:

Andrew Carter was indicted for two bank robberies — the first on August 1, 2002, in Commerce, California, and the second on August 12, 2002, in Pasadena, California. Carter was charged in both indictments with conspiracy to commit a bank robbery, in violation of 18 U.S.C. §§ 371 and 2113; armed bank robbery, in violation of 18 U.S.C. § 2113; and use of a firearm during a crime of violence, in violation of 18 U.S.C. § 924(c). He was convicted by a jury on all counts and was sentenced to a 471-month term of imprisonment. Carter timely appealed.

We have jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291. We affirm both convictions, but we vacate the sentence and remand for resentencing. In determining Carter’s sentence, the district court failed to make the requisite finding that a firearm was brandished. We therefore vacate the sentence and re[1110] mand for the district court to make the requisite findings.

BACKGROUND

I. Factual Background

A. August 1, 2002, Commerce Robbery

The day before the Commerce robbery, Derrick O’Neal contacted Carter and several others to ask if they wanted to rob a bank. O’Neal and Edward Warren had chosen the bank because it was close to the freeway and did not have security barriers inside. Carter agreed to rob the bank and agreed to meet the following morning. On the morning of the robbery, O’Neal, Warren, Erie Washington, Joseph Alexander, and Edward Hector met at the home of Warren’s mother. O’Neal testified that Carter was a few hours late to the meeting because he was trying to get a gun and needed to drop his girlfriend off somewhere. They planned each person’s role in the robbery and left for the bank. Carter’s role was to “grab the money” from the teller because “he was quick.”

Alexander, Carter, Washington, and Hector entered the bank. O’Neal and Warren remained outside as lookouts. Washington stayed in the lobby area, Alexander walked through the bank to watch the back doors, and Carter and Hector went to the teller counter. When Janet Guizar, a financial services consultant at the bank, saw the men enter, carrying empty bags and spreading out through the bank, she pressed an alarm. Brenda Lopez, the customer service manager, asked Carter and Hector if she could help them, and they said they wanted to open new accounts. Lopez seated them at a desk, and Guizar stated that she would be with them momentarily.

Guizar then went behind the teller counter, told the branch manager to call 911, and picked up a phone to call their corporate security office. Hector and Carter rushed over and told her to hang up the phone. Hector jumped over the teller counter, pointed his gun at two tellers, and told them to put money in his bag. The men left and split up the money, which totaled approximately $3,500.

B. August 12, 2002, Pasadena Robbery

O’Neal contacted Carter on August 11, 2002, and told him that he and Warren had found another bank to rob and that Carter should bring a gun. Carter responded that he would try to find a gun. On the morning of the robbery, O’Neal, Warren, Carter, Alexander, and Hector met at Warren’s home. They were joined by Larry Washington, Jerry Hughes, Koran Allen, and Cedrick Askew, and they discussed each person’s role in the robbery.

When they entered the bank, Hughes displayed his gun, jumped on the teller counter, and demanded the keys. A bank employee gave Hughes cash from several teller drawers. After leaving the bank, the men switched vehicles and stopped to split up the money, which totaled approximately $21,000.

II. Procedural Background

A. Commerce Robbery

On January 9, 2003, an indictment was filed against Washington and Carter, charging them with conspiracy to commit bank robbery, armed bank robbery, and brandishing a firearm during a crime of violence. O’Neal and Alexander entered into plea agreements and testified at both trials. O’Neal received a sentence of 105 months, and Alexander was sentenced to 125 months.

Carter moved for a judgment of acquittal pursuant to Federal Rule of Criminal Procedure 29, but the district court denied [1111] the motion. Carter was convicted on all three counts of the indictment.

B. Pasadena Robbery

Carter, O’Neal, Washington, Hughes, Allen, Askew, and Alexander were indicted on three counts — conspiracy to commit bank robbery, armed bank robbery, and brandishing a'firearm during a crime of violence. A nine-day jury trial commenced on October 14, 2003. On October 15, 2003, Hughes and Askew entered guilty pleas, and Washington pled guilty the following day. Allen, Carter, and Hector proceeded to trial.

Before opening arguments were made, Carter’s attorney, Scott Furstman, informed the court during a sidebar that there was a conflict between himself and Carter regarding trial strategy. Furst-man explained the conflict as follows:

I have raised to the court that there may be a conflict as developed between Mr. Carter and myself with regard to the presentation of certain evidence and the strategy to be relied upon. Mr. Carter has always been prepared to accept responsibility for count one and count two — count two not being an armed bank robbery. I have explained to him the elements and the fact that he simply can’t plead guilty to a count that is not charged. That being the case, however, Mr. Carter, for example, in my opening statement wanted me to basically admit all elements that would make out the government’s case as to count one and count two. I don’t believe that is in Mr. Carter’s best interest at this juncture. I told him that I would reserve opening statement to see how the government’s evidence plays out; and if he believes it is in his best evidence [sic] to present to the jury an impression that he is guilty of the robberies, so be it. I don’t think it’s in his best interest.

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United States v. Carter, 560 F.3d 1107, 2009 WL 805801 (9th Cir. 2009).

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