United States v. Carona

660 F.3d 360, 2011 WL 5041911
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 6, 2011
Docket09-50235
StatusPublished
Cited by19 cases

This text of 660 F.3d 360 (United States v. Carona) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carona, 660 F.3d 360, 2011 WL 5041911 (9th Cir. 2011).

Opinion

ORDER

The opinion filed on January 6, 2011 [680 F.3d 917], is amended as follows:

1. On page 420 of the slip opinion (630 F.3d 917 at 918), replace the last sentence of the paragraph at the top of the page:

We conclude, however, that the actions of the prosecutors did not violate Rule 2-100 and, further, that the district court properly denied suppression of the evidence even if there had been a violation of Rule 2-100.

with the following:

We conclude, however, that the actions of the prosecutors did not violate Rule 2-100 and, therefore, there was no reason for the district court to suppress the evidence or impose sanctions on the government.

2. On page 424 of the slip opinion (630 F.3d at 921), replace the paragraph:

We disagree with the conclusion that the prosecutors violated Rule 2-100. Additionally we hold that the even if there had been a violation, the district court did not abuse its discretion in rejecting these remedies and instead deferring to the state bar to address any ethical violation.

with the following sentence and eliminate the paragraph break that comes after the new sentence:

We disagree with the conclusion that the prosecutors violated Rule 2-100.

3. On pages 427-30 of the slip opinion (630 F.3d at 922-24), replace the ten paragraphs that begin with “There were no direct communications here between the prosecutors and Carona” and end prior to the heading “B. 18 U.S.C. § 1512(b)(2)(A)” (including footnote 2) with:

There were no direct communications here between the prosecutors and Carona. The indirect communications did not resemble an interrogation. Nor did the use of fake subpoena attachments make the informant the alter ego of the prosecutor. On the facts presented in this case, we conclude that there was no violation of Rule 2-100. For this reason, we affirm the district court’s decision not to suppress evidence obtained through the use of the fake subpoena attachments.
Since there was no violation of Rule 2-100, we do not need to reach the question of whether the district court abused its discretion by not excluding evidence it had found was obtained in violation of that rule, not giving a jury instruction concerning the conduct, nor imposing other sanctions on the government.

Subsequent footnotes are renumbered to reflect the deletion of footnote 2.

4. On pages 437-38 of the slip opinion (630 F.3d at 928), replace the paragraph after the heading “HI. Conclusion” with the following paragraph:

It does not appear to us that there was a violation of Rule 2-100 by the *362 prosecutors in this case. Carona’s conduct violated 18 U.S.C. § 1512(b)(2)(A), and consequently the district court properly denied Carona’s motions to arrest judgment and for a judgment of acquittal.

With the opinion as amended, the panel has voted to deny the petition for rehearing. Judge Clifton and Judge Bybee voted to deny the petition for rehearing en banc and Judge Noonan has so recommended.

The full court has been advised of the petition for rehearing en banc and no judge has requested a vote on whether to rehear the matter en banc. Fed. R.App. P. 35.

The petition for rehearing and petition for rehearing en banc is DENIED. No further petition for rehearing and/or petition for rehearing en banc may be filed.

OPINION

CLIFTON, Circuit Judge:

Appellant Michael S. Carona, formerly the Sheriff of Orange Country, California, was charged with several federal crimes relating to alleged corruption. The jury acquitted him on most counts but found him guilty on one count of witness tampering in violation of 18 U.S.C. § 1512(b)(2)(A). He appeals that conviction on two primary grounds.

The first concerns the admission into evidence of a recorded conversation between Carona and a confederate who was at the time of the conversation cooperating with federal prosecutors. The district court held that the prosecutors violated Rule 2-100 of the California Rules of Professional Conduct (“Communication with a Represented Party”) by communicating with Carona, known by them at the time to be represented by counsel, through the cooperating witness, to whom the prosecutors had given fake documents to use in eliciting incriminating statements. The district court did not suppress the evidence or impose sanctions on the government for this violation, however, leaving any discipline for the violation to the state bar. Carona contends, among other things, that the evidence should have been suppressed and that the lead prosecutor should have been disqualified. We conclude, however, that the actions of the prosecutors did not violate Rule 2-100 and, therefore, there was no reason for the district court to suppress the evidence or impose sanctions on the government.

Second, Carona moved for a judgment of acquittal, or in the alternative for a new trial, on the one count of witness tampering in violation of 18 U.S.C. § 1512(b)(2)(A) for which he was convicted, arguing that the prohibition under that statute against “corruptly persuading]” a witness to “withhold testimony” from the grand jury properly applied only where a defendant intended for a witness to withhold all testimony, and not where, as in this case, the evidence indicated that the defendant intended for a witness to omit information by testifying falsely in the course of providing testimony. Carona argued that his acts were covered only by a related but separate subsection of the statute, 18 U.S.C. § 1512(b)(1). The jury acquitted Carona of the count which alleged violation of that subsection. The district court denied the motion. Carona appeals that denial and the instructions given by the court to the jury regarding that count. We are not persuaded by this challenge, either, concluding that the identified statute, 18 U.S.C. § 1512(b)(2)(A), covers the misconduct for which the jury found Carona guilty.

We affirm the judgment of the district court.

*363 I. Background

Carona served as Sheriff of Orange County, an elected position, from January 1999 until early 2008, when he resigned following his indictment. During his initial campaign for sheriff in 1998, Carona received financial support from Donald Haidl. Haidl testified at trial that Carona “offered [him] the complete power of the sheriffs department for raising money and supporting him.”

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Cite This Page — Counsel Stack

Bluebook (online)
660 F.3d 360, 2011 WL 5041911, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carona-ca9-2011.