United States v. Carmen Gonzalez

834 F.3d 1206, 2016 WL 4440380
CourtCourt of Appeals for the Eleventh Circuit
DecidedAugust 23, 2016
Docket13-15878
StatusPublished
Cited by77 cases

This text of 834 F.3d 1206 (United States v. Carmen Gonzalez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carmen Gonzalez, 834 F.3d 1206, 2016 WL 4440380 (11th Cir. 2016).

Opinion

MARCUS, Circuit Judge:

After a two-day jury trial, defendant Carmen Gonzalez was convicted of one count of conspiracy to defraud the United States, in violation of 18 U.S.C. § 371, and a separate count of conspiracy to commit health care fraud, in violation of 18 U.S.C. § 1349. The district court sentenced her to serve a total of 84 months’ imprisonment. Gonzalez argues on appeal that (1) the evidence was insufficient to sustain her *1211 conviction on either conspiracy count; (2) the two conspiracy charges in effect amounted to one offense, so convicting and sentencing her for both conspiracies violated the Double Jeopardy Clause of the Fifth Amendment to the Constitution; and (3) a series of cumulative trial errors also warrant reversal. After thorough review and having the benefit of oral argument, we AFFIRM.

I.

A.

On April 1, 2008, a federal grand jury sitting in the Southern District of Florida returned a seven-count indictment against Gonzalez and six co-defendants. The indictment alleged that Gonzalez was a nurse at the Saint Jude Rehabilitation Center in Miami, Florida, which purportedly specialized in treating patients afflicted with the human immunodeficiency virus (“HIV”).

The indictment charged Gonzalez in two of the seven counts. In Count 1, the indictment alleged that Gonzalez conspired to defraud the United States; to cause the submission of false claims for medically unnecessary treatments to the Department of Health and Human Services in violation of 18 U.S.C. § 287; and to pay health care kickbacks in violation of 42 U.S.C. § 1320a-7b(b)(2); all in violation of 18 U.S.C. § 371. Count 2 charged Gonzalez with conspiracy to defraud Medicare and to obtain money from Medicare by means of materially false and fraudulent pretenses, representations, and promises, in violation of 18 U.S.C. §§ 1347 and 1349.

On April 10, 2008, Gonzalez entered pleas of not guilty and was released on bond. The district court scheduled 'a hearing to reconsider Gonzalez’s bond for June 4, 2008 at the Government’s request after Gonzalez’s father (who was also facing indictment) fled the country. Gonzalez, however, did not appear at the hearing. Therefore, on June 6, 2008, the district court estreated Gonzalez’s bond and issued a warrant for her arrest. Soon thereafter, she was also charged in a separate indictment with failing to appear in court as directed, in violation of 18 U.S.C. § 3146(a)(1) and (b)(l)(A)(ii).

Meanwhile, two of Gonzalez’s co-defendants, Aisa Perera and Mariela Rodriguez, pled guilty pursuant to plea agreements. The remaining four, Beatriz Delgado, Ana Alvarez, Angel Rodriguez, and Sandra Mateos, proceeded to trial on October 6, 2008. On October 17, 2008, the jury found Alvarez and Mateos guilty of the charges against them, but acquitted Delgado and Angel Rodriguez. We affirmed Alvarez’s and Mateos’s convictions on appeal. See United States v. Mateos, 623 F.3d 1350, 1371 (11th Cir. 2010) (O’Connor, J.).

Gonzalez was rearrested some five years later on September 19, 2013. On October 16, 2013, she pled guilty to the failure to appear charge, signing a factual proffer statement admitting that she knowingly and willfully failed to appear before the district court in connection with the health care conspiracy charges against her. She proceeded to trial, however, on the conspiracy to commit health care fraud charges.

B.

Gonzalez’s jury trial lasted two days. Viewing the evidence in the light most favorable to the Government, and drawing all reasonable credibility choices in favor of the jury’s guilty verdict, as we are required to do, see United States v. Boffil-Rivera, 607 F.3d 736, 740 (11th Cir. 2010), the essential facts presented at trial are these. Aisa Perera and Mariela Rodriguez decided to open the St. Jude Clinic. Although the original plan was to open a general clinic, the women were persuaded that there was more money to be made in operating a clinic catering to HIV patients, *1212 so Perera and Rodriguez decided to go that route. Perera and Rodriguez were soon put in touch with three brothers, Jose, Louis, and Carlos Benitez. Louis Benitez explained that as long as Perera and Rodriguez could supply a location for the clinic and a doctor with the ability to bill Medicare, he would provide the rest. That included nurses, patients, transportation for the patients, and, notably, money to pay the patients for coming to the clinic and for the purchase of supplies. Benitez said that the nurses he provided would know exactly what to do — how to treat the patients and how to pay them — when the clinic opened.

St. Jude was set up ostensibly as a clinic to provide Rho(D) immune globulin (“Win-Rho”) infusion treatments to HIV patients with thrombocytopenia. Thrombocytopenia is a medical condition in which a patient has a lower than normal platelet count. This can lead to blood not clotting, which can result in excessive bleeding. WinRho is a medication consisting of concentrated antibodies that treat the problem that causes a person’s immune system to destroy his or her own platelets. In fact, however, the clinic was merely a device for submitting fraudulent Medicare claims.

The clinic itself was described by multiple witnesses as not even looking like a medical office. Indeed, there was very little medical equipment and the patients were directed to sit in normal household recliners rather than furniture designed for medical use. Perera went so far as to describe the clinic as looking “more like a handgun place than a medical office.” On the day the clinic opened, Sandra Mateos and Carmen Gonzalez arrived to work as nurses. Although Gonzalez was not, in fact, a nurse but rather only a technician, she was regularly referred to as a nurse by the witnesses who testified — a practice we will continue to utilize for the sake of convenience, although it does not affect our analysis in any way. Both nurses came as part of the Benitez brothers’ crew that had worked at other clinics operated by the Benitez brothers. Neither Mateos nor Gonzalez received any instruction from Perera or Rodriguez as to what their duties or role would be, and yet both appeared to know exactly what was expected of them in terms of paying the patients and providing treatments. The patients brought into the clinic by the Benitez brothers appeared to be fully familiar with the two nurses when they arrived and some went directly back into the infusion room for purported treatment even before seeing the doctor who was nominally overseeing their treatment for thrombocytopenia.

St. Jude was open three days per week, repeatedly treating the same patients.

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Bluebook (online)
834 F.3d 1206, 2016 WL 4440380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carmen-gonzalez-ca11-2016.