United States v. Caldwell

487 F.3d 304, 2007 U.S. App. LEXIS 11880, 2007 WL 1454359
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 18, 2007
Docket05-41763
StatusPublished
Cited by14 cases

This text of 487 F.3d 304 (United States v. Caldwell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Caldwell, 487 F.3d 304, 2007 U.S. App. LEXIS 11880, 2007 WL 1454359 (5th Cir. 2007).

Opinion

JERRY E. SMITH, Circuit Judge:

The district court granted Phillip Bruno and Christopher Caldwell’s joint motion to suppress evidence found pursuant to a search that the court found to have violated the knock-and-announce rule. After this ruling, the Supreme Court held in Hudson v. Michigan, — U.S. -, 126 S.Ct. 2159, 2165, 165 L.Ed.2d 56 (2006), that the exclusionary rule is inapplicable to Fourth Amendment knock-and-announce violations. We consider whether, in light of Hudson, suppression is the remedy for a violation of 18 U.S.C. § 3109’s knock- and-announce requirement. Holding it is not, we reverse and remand.

I.

Drug Enforcement Agency (“DEA”) agents and members of the League City *305 SWAT Team arrived at Caldwell’s residence early one morning to execute a search warrant. One of the SWAT team members knocked loudly on Caldwell’s front door and announced, “Police, search warrant.” About ten seconds after this announcement, two officers at the master bedroom performed a “rake-and-break” maneuver: One broke the window and cleaned it out, and the other pointed a long gun with a light on it through the window and instructed, “Police. Don’t move. Search warrant. Put your hands where I can see them.” Caldwell was in bed with his wife and appeared to have been awakened recently.

Approximately 15 to 20 seconds after officers broke the bedroom window, the front-door team tossed a concussion grenade toward the garage as a distraction in case other adults were present, and then broke through the front door. Bruno tried to flee from the garage, but DEA agents caught and arrested him.

Officers recovered a small, loaded handgun from above the headboard on the side of the bed where Caldwell was sleeping, and a loaded shotgun from the master bedroom shower stall. A later search uncovered narcotics and seven other weapons.

Caldwell and Bruno were charged in an eleven-count indictment with various narcotics- and firearms-related offenses under 18 U.S.C. §§ 2, 922, and 924 and 21 U.S.C. §§ 841 and 846. They filed a motion to suppress the evidence, claiming that federal officers did not knock and announce their identity and purpose when executing the search warrant, in violation of the Fourth Amendment and 18 U.S.C. § 3109. The district court granted the motion, and the government appeals.

II.

When considering the grant or denial of a motion to suppress evidence, we review the district court’s factual findings for clear error and its legal conclusions de novo. United States v. Gonzalez, 328 F.3d 755, 758 (5th Cir.2003); United States v. Jordan, 232 F.3d 447, 448 (5th Cir.2000). The common law principle “that law enforcement officers must announce their presence and provide residents an opportunity to open the door” has been part of federal statutory law since 1917 and is codified at 18 U.S.C. § 3109. 1 Hudson, 126 S.Ct. at 2162. In Hudson, the Court held that suppression is not the appropriate remedy for a violation of the constitutional knock-and-announce requirement, but the Court did not address whether suppression is the correct remedy for violations of § 3109. Id. at 2165.

Hudson's reasoning, however, entails this result. The District of Columbia Circuit has explained persuasively why:

[E]aeh of the reasons Hudson gave for not applying the exclusionary rule to knock-and-announce violations of the Fourth Amendment applies equally to violations of § 3109. Among those reasons are that the knock-and-announce requirement does not protect an individual’s interest in shielding “potential evidence from the government’s eyes,” Hudson, 126 S.Ct. at 2165; that “imposing th[e] massive remedy” of suppression “for a knock-and-announce violation *306 would generate a constant flood of alleged failures to observe the rule,” id. at 2165-66; that questions about whether the police waited long enough before entering would be “difficult for the trial court to determine and even more difficult for an appellate court to review,” id. at 2166; that any deterrent value from suppressing evidence in these cases would not be “worth a lot,” id.; that civil damage actions would still provide some deterrence, id. at 2166-68; and that “[a]nother development over the past half-century that deters civil-rights violations is the increasing professionalism of police forces, including a new emphasis on internal police discipline,” id. at 2168.

United States v. Southerland, 466 F.3d 1083, 1084 (D.C.Cir.2006), cert. denied, — U.S.-, 127 S.Ct. 1361, 167 L.Ed.2d 137 (2007).

The Ninth Circuit has also held, in an unpublished opinion, that “[sjuppression of evidence is not an available remedy for violations of the ‘knock and announce’ rule under 18 U.S.C. § 3109.” United States v. Ramirez, 196 Fed.Appx. 538, 539 (9th Cir.2006) (citing Hudson, 126 S.Ct. at 2166). The First Circuit has also confronted “whether Hudson should be extended to a knock and announce violation committed in the course of executing an arrest warrant” and has concluded “that the Hudson Court’s reasoning mandates such an extension.” United States v. Pelletier, 469 F.3d 194, 196 (1st Cir.2006).

Caldwell and Bruno contend that two decisions that Hudson did not explicitly overrule continue to require suppression for a violation of § 3109: Miller v. United States, 357 U.S. 301, 78 S.Ct. 1190, 2 L.Ed.2d 1332 (1958), and Sabbath v. United States, 391 U.S. 585, 88 S.Ct. 1755, 20 L.Ed.2d 828 (1968).

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487 F.3d 304, 2007 U.S. App. LEXIS 11880, 2007 WL 1454359, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-caldwell-ca5-2007.