United States v. Broadnax

601 F.3d 336, 2010 WL 988415
Procedural entryThis page is a short order in United States v. Broadnax. Read the opinion of the Court — 601 F.3d 336
Court of Appeals for the Fifth Circuit·Decided March 19, 2010·No. 08-10494·Published

Opinion

601 F.3d 336 (2010)

UNITED STATES of America, Plaintiff-Appellee,
v.
Corey BROADNAX, Defendant-Appellant.

No. 08-10494.

United States Court of Appeals, Fifth Circuit.

March 19, 2010.

*338 Nancy E. Larson, Asst. U.S. Atty. (argued), Fort Worth, TX, for U.S.

Robert Clary (argued) (Court-Appointed), Owens, Clary & Aiken, L.L.P., Dallas, TX, for Defendant-Appellant.

Before JONES, Chief Judge, and GARZA and STEWART, Circuit Judges.

*339 EMILIO M. GARZA, Circuit Judge:

No member of the panel nor judge in regular active service of the court having requested that the court be polled on Rehearing En Banc (FED. R.APP. P. and 5TH CIR. R. 35), the Petition for Rehearing En Banc is DENIED. We also deny Panel Rehearing but withdraw our prior opinion, issued on January 26, 2010, and substitute the following.

Corey Broadnax appeals his conviction for being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). For the reasons set forth below, we AFFIRM.

I

The following facts are undisputed. An undercover narcotics officer with the Dallas Police Department made an "undercover buy" of crack cocaine from a person at the window of the back of a house located at 915 North Jester Street in Dallas, Texas. The officer identified the seller as Corey Broadnax. The officer conducted additional surveillance and witnessed Broadnax entering and exiting the house. Based on the "buy," the police obtained an arrest warrant for Broadnax and a search warrant for the premises at 915 North Jester. They executed the warrants and arrested Broadnax as he was walking out the front door of the premises. The police seized from the house an RG Industries, Model RG 31, .38 caliber revolver, serial number 019420; rocks of crack cocaine; cash; a digital scale; and documents linking Broadnax to the residence.

The grand jury returned a single-count indictment charging Broadnax with violation of 18 U.S.C. § 922(g)(1). Broadnax pleaded not guilty and proceeded to trial before a jury.

Broadnax is a convicted felon with a lengthy criminal history.[1] Rather than submitting evidence to the jury of his prior convictions, the government and Broadnax agreed to the following stipulation:

The undersigned agree that the following facts are true and correct and that they are to be accepted as evidence by the jury in this case. Prior to February 5, 2007, the defendant, Corey Jerome Broadnax, had been convicted in a court for a crime punishable by imprisonment for a term exceeding one year, that is, a felony offense.

To establish the interstate nexus element, the government presented testimony of Special Agent Daniel Meade of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF). Meade is formally trained in trafficking techniques for firearms in the United States and his job is to determine whether or not a particular firearm traveled in or affected interstate commerce. Meade testified that the RG Industries, Model RG 31, .38 caliber revolver, serial number 019420 was a firearm. He testified that RG Industries is located in Miami, Florida, "where this firearm would have been assembled" and also stated that "[t]his particular firearm, the frame was *340 manufactured in Miami, Florida . . . ." Meade further testified that "[o]ther than the gun being bought and sold through interstate commerce, I don't know how it particularly got to Texas in this instance, but it would have been bought and sold in commerce."

At the close of the government's case, Broadnax moved for acquittal pursuant to FED.R.CRIM.P. 29. He moved again at the close of all evidence. The district court denied both motions. The jury found Broadnax guilty. Broadnax renewed his motion for acquittal and the district court again denied the motion. The district court sentenced Broadnax to 100 months' imprisonment to be followed by two years of supervised release.

In his timely appeal to this court, Broadnax contends, inter alia, that the district court's definition of "firearm" resulted in a constructive amendment of the indictment by allowing the government to prove only that the frame of the RG revolver, rather than the specified, completed weapon moved in interstate commerce. Broadnax also argues that his conviction may not be sustained on the evidence before the jury because the government did not prove that the revolver identified in the indictment was "in or affecting interstate commerce" and that the prior felony stipulation did not prove a "crime punishable by imprisonment for a term exceeding one year" as that phrase is defined under 18 U.S.C. § 921(a)(20).[2] Broadnax further argues that the district court's jury instructions were plainly erroneous.

II

Broadnax makes his constructive amendment argument for the first time on appeal. "[T]his circuit applies plain error review to forfeited constructive amendment arguments." United States v. Daniels, 252 F.3d 411, 414 n. 8 (5th Cir.2001). Under that standard, we will correct forfeited errors only if: (1) there was an error; (2) the error was clear or obvious; and (3) the plain error affected the substantial rights of the defendant. United States v. Griffin, 324 F.3d 330, 356 (5th Cir.2003). If these three conditions are met, we may, in our discretion, correct a forfeited error only if it "seriously affect[s] the fairness, integrity, or public reputation of the judicial proceedings." United States v. Olano, 507 U.S. 725, 736, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993) (citation omitted).

A criminal defendant has a Fifth Amendment right to be "tried only on charges presented in a grand jury indictment." United States v. Chandler, 858 F.2d 254, 256 (5th Cir.1988). Only a grand jury has the power to amend an indictment. See id. "A jury charge constructively amends an indictment . . . if it permits the jury `to convict the defendant upon a factual basis that effectively modifies an essential element of the crime charged.'" United States v. Daniels, 252 F.3d 411, 413-14 (5th Cir.2001) (citing Chandler, 858 F.2d at 257). The accepted test is that a "constructive amendment occurs if the jury is permitted to convict on an alternative basis permitted by the statute but not charged in the indictment." Id. at 414 (internal quotation marks and citation omitted).

Section 922(g)(1) provides in relevant part that:

*341 It shall be unlawful for any person . . . who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year . . . to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm.

18 U.S.C. § 922(g)(1). "Firearm" is a term of art. It means "any weapon . . .

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United States v. Broadnax, 601 F.3d 336, 2010 WL 988415 (5th Cir. 2010).

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