United States v. Henry David Thomas

991 F.2d 206
CourtCourt of Appeals for the Fifth Circuit
DecidedJune 8, 1993
Docket92-8343
StatusPublished
Cited by75 cases

This text of 991 F.2d 206 (United States v. Henry David Thomas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Henry David Thomas, 991 F.2d 206 (5th Cir. 1993).

Opinion

WIENER, Circuit Judge:

Defendant-Appellant Henry David Thomas appeals his conviction of possession of firearms by a previously convicted felon under 18 U.S.C. § 922(g)(1). He asserts that because, under Texas law, his prior Texas felony conviction does not bar the firearms possession for which he was convicted in federal district court, his federal prosecution was barred by the exceptions to § 922(g)(1) created by 18 U.S.C. § 921(a)(20), the Firearms Owners’ Protection Act of 1986 (FOPA). 1 Disagreeing with Thomas’s reasoning and finding no reversible error, we affirm.

I

FACTS AND PROCEDURAL HISTORY

Thomas was originally indicted on one count of possession of a firearm by a convicted felon under § 922(g) in October *208 1991. That indictment was dismissed on Thomas’s motion because his predicate state felony conviction had been set aside under Kansas law. 2 In January 1992, Thomas was again indicted for violating § 922(g) — this time on four counts. 3 The predicate state felony conviction for this indictment was a 1959 Texas conviction for “felony theft,” a non-violent felony in Texas.

Thomas argued to the district court, and he asserts on appeal, that the government could not properly prosecute him under § 922(g) because he had not lost the right to possess a firearm under Texas law as a result of his felony conviction. In Texas, possession of a firearm by a non-violent felon is not proscribed. Only a violent felon is prohibited from “possess[ing] a firearm away from the premises where he [or she] lives.” 4 Thomas reasons that, as he is not prohibited from possessing a firearm under Texas law, his civil rights have been fully “restored” for the purposes of § 921(a)(20), and thus he is not subject to conviction under § 922(g).

The district court denied Thomas’s motion to dismiss the indictment based on that argument, and the jury convicted him on all four counts. Thomas timely appealed.

II

ANALYSIS

In his appeal, Thomas relies on two theories. His primary argument is that, as he was not prohibited from possessing a firearm under Texas law, he could not and did not violate § 922(g). He also asserts that his re-indictment under § 922(g) with four counts — as opposed to one in the original indictment — demonstrates prosecutorial vindictiveness, thereby violating his due process rights. We address these arguments in inverse order.

A. Prosecutorial Vindictiveness

The original indictment was dismissed because the prior conviction on which it was based — the Kansas conviction — had been set aside and thus was not available as a predicate offense under § 922(g). Thomas states that during the plea negotiations under the first indictment, the prosecutor had assured Thomas that if he would plead guilty to the one count of violating § 922(g), predicated on the Kansas felony conviction, 5 the government would not charge him with the other violations of which it had evidence. Thomas argues that because he asserted his right to be charged properly under § 922(g), the prosecutor vindictively raised the stakes in the second indictment. Thomas concedes that this claim was raised for the first time on appeal. As no manifest injustice will result from Thomas being charged additionally with federal firearms crimes he clearly committed, we reject his vindictiveness claim. 6

B. Texas Felons with Guns

The principal thrust of Thomas’s insistence that he was wrongfully convicted under § 922(g) is that when the law of the *209 state that obtained the predicate felony conviction does not proscribe possession of a firearm at the time and in the manner at issue, federal law does not criminalize such possession. Although this issue, which involves the interaction of states’ laws with §§ 921(a)(20) and 922(g)(1), has been addressed by several other federal circuit courts, it is a matter of first impression in our court. And, as this question is purely a legal one, our review is plenary.

Under § 922(g)(1) it is unlawful for anyone “who has been convicted in any court of a crime punishable for a term exceeding one year ... [to] possess ... any firearm ... which has been shipped or transported in interstate commerce.” 7 As our colleagues on the Fourth Circuit have accurately observed, however, “[t]he clarity of [§ 922(g)(1)] is clouded by 18 U.S.C. § 921(a)(20).” 8 Section 921(a)(20) was added to the Federal Gun Control Act by FOPA in 1986 to give federal effect to state statutes that fully “restore” the civil rights of convicted felons when they are released from prison, or are granted a pardon, or have their convictions expunged. In effect, FOPA gave the states’ statutes federal effect by allowing the state that obtained the conviction to determine eligibility of the felon to possess a firearm without violating federal law. 9

Since its enactment, § 921(a)(20) has been an integral element of the definition of “felony” or, more precisely, of the term “crime punishable by imprisonment for a term exceeding one year” found in § 922(g)(1). It provides:

What constitutes a conviction of such a crime shall be determined in accordance with the law of the jurisdiction in which the proceedings were held. Any conviction which has been expunged, or set aside or for which a person has been pardoned or has had civil rights restored shall not be considered a conviction for purposes of this chapter, unless such pardon, expungement, or restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms. 10

Thomas asserts that his civil rights have been “restored” under the Texas Penal Code because he is not prohibited by state law from possessing a firearm. Before addressing his claim, we shall analyze the rulings of the other circuit courts on this matter.

1. Background

The Fourth Circuit construed state law interaction with § 921(a)(20) in United States v. Essick 11 and United States v. Etheridge. 12 In Essick, that court reversed a conviction of possession of a firearm predicated on a North Carolina conviction.

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Bluebook (online)
991 F.2d 206, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-henry-david-thomas-ca5-1993.