United States v. Berger

23 M.J. 612
CourtU S Air Force Court of Military Review
DecidedOctober 17, 1986
DocketACM 25371
StatusPublished
Cited by6 cases

This text of 23 M.J. 612 (United States v. Berger) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Berger, 23 M.J. 612 (usafctmilrev 1986).

Opinion

DECISION

STEWART, Judge:

In accordance with his pleas the accused was convicted of two instances of indecent liberties with an eight year old girl, K.H., and one instance of committing an indecent act upon the body of the same girl. All the acts occurred during the late spring to early summer of 1985. The indecent liberties and act consisted of showing the girl a magazine depicting naked adults in sexual situations, asking her to expose her private parts, offering to show her his private parts, placing his hands upon her legs and private parts while she was fully clothed, and saying to her, “I’d like to be between your legs.” He was sentenced to a bad conduct discharge, confinement for three years, and reduction to E-l.

Appellate defense counsel have assigned as error that the trial judge erred, to the substantial prejudice of the accused, by admitting on sentencing, over defense objection, testimony by the accused’s stepdaughter alleging uncharged acts of sexual abuse. We agree.

Prior to the receipt of pleas, defense counsel moved in limine to exclude testimony by both the accused’s step-daughters which would have alleged sexual abuse of them by the accused. In the defense’s written submission there were offers of proof as to the step-daughter’s expected testimony. The prosectuion also submitted additional offers of proof. These were all in the nature of summarized expected testimony.

After litigation of the motion in limine, the trial judge ruled he would admit the testimony of only one of the step-daughters on specific intent even though the defense had announced intent would not be in issue. The accused initially pleaded not guilty, but after a twenty hour recess he changed his pleas to guilty and was found guilty by the trial judge. No evidence from the stepdaughters was actually admitted before the findings.

After the findings of guilty the trial judge admitted into evidence Prosecution Exhibit 1, a stipulation of fact concerning the offenses of which the accused was found guilty. The stipulation contained statements as to the accused’s intent concerning all three of the offenses, i.e. “He made the suggestion seeking sexual stimulation”; “The statement was made because it sexually excited the accused”; and “He did so because he found touching sexually exciting.” Thereafter, over defense objections to the substance of the evidence, the trial judge seemingly ruled he’d admit stepdaughter T.A.R.’s deposition in the presentencing proceedings “solely for the purpose of assisting the court in determining an appropriate sentence considering such factors as rehabilitation and specific deterrence.” He did this although apparently he had “not read the deposition” at that time.

Later the trial judge conducted an Article 39(a) session in which all parties reviewed T.A.R.’s deposition, and the trial [614]*614judge redacted portions of it. After the court members assembled for the presentencing proceedings, but before the defense’s case in mitigation and extenuation, the trial judge instructed the court as follows:

... You are about to receive through testimony in the form of a deposition, evidence that the accused may have been previously involved in acts of sexual misconduct with a minor. You are advised that this evidence has been admitted to assist you if it can, in tailoring a proper sentence for the accused in light of such factors as rehabilitation and specific deterrence. It has not been admitted to show, and it must not be considered by you as showing that the accused deserves harsh punishment simply because he may have engaged in sexual misconduct with a minor previously. (Emphasis supplied).

The trial judge then permitted trial counsel to read portions of T.A.R.’s deposition to the court. We summarize those readings as follows: T.A.R.’s birth date is 8 July 1963. In 1974 the accused began dating her mother in Bellevue, Nebraska. He married her mother in June 1975. In early 1975 the accused began to make approaches to T.A.R. which were less than fatherly in nature. He began making a game of taking her clothes off against her will. He would tickle, touch her breast and bottom. She was ten or eleven at the time. The family moved to Okinawa in February 1976. The advances continued and became more severe. The accused would force her to kiss him, take his clothes off also, and “force himself to have intercourse” with her. It was “sexual intercourse without penetration.” These approaches became a regular routine and became as frequent as a few times a week to four times a week. T.A.R. was twelve when they moved to Okinawa and sixteen when they left. The accused would have an erection every time and seventy-five percent of the time would ejaculate. T.A.R. would resist the accused, and “he wouldn’t be able to penetrate.” “He would have sexual intercourse between [her] legs.” These approaches ceased when the family left Okinawa and moved to Florida, although once he tried to push T.A.R. into her room and told her things could go back to the way they used to be. T.A.R. told a friend, who told school authorities.

R.C.M. 1001 generally governs the presentencing procedure and the receipt of evidence during the procedure. Of course, the Military Rules of Evidence are also applicable, unless the rules of evidence have been relaxed in accordance with R.C.M. 1001(c)(3) and 1001(d) and M.R.E. 1101(c). The drafters of the Manual for Courts-Martial (MCM), 1984, have commented that R.C.M. 1001 “allows the presentation of much of the same information to the court-martial as would be contained in the presentence report, but it does so within the protections of an adversarial proceeding, to which rules of evidence apply ...”, MCM, 1984, App. 21, R.C.M. 1001. Judge Cox of the Court of Military Appeals has recently stated:

An appropriate analysis of proffered government evidence on sentencing is first to determine if the evidence tends to prove or disprove the existence of a fact or facts permitted by the sentencing rules [compare R.C.M. 1001, Manual for Courts-Martial, United States, 1984, with para. 75, Manual for Courts-Martial, United States, 1969 (Revised edition)]. If the answer is yes, then is the proffered evidence admissible under either the Military Rules of Evidence or the more relaxed rules for sentencing?

United States v. Martin, 20 M.J. 227, 230, note 5, (C.M.A.1985). Not everything is admissible in the presentencing proceedings. To the contrary, prescribed rules must be observed. Nothing in the cases, such as United States v. Harrod, 20 M.J. 777 (A.C.M.R.1985) and United States v. Wright, 20 M.J. 518 (A.C.M.R.1985) which were cited by the trial judge, leads us to believe otherwise. Harrod involved evidence of uncharged misconduct admitted prior to findings and in aggravation, whereas Wright dealt with a prior conviction.

[615]*615R.C.M. 1001(b)(4) allows the prosecution to present evidence as to any aggravating circumstances directly relating to or resulting from the offenses of which the accused has been found guilty. However, as the drafters of the MCM, 1984, cautioned, “This subsection does not authorize introduction in general of evidence of bad character or uncharged misconduct. The evidence must be of circumstances directly relating to or resulting from an offense of which the accused has been found guilty.” MCM, 1984, App. 21, R.C.M. 1001(b)(4). The substance of T.A.R.’s deposition clearly was not directly related to the offenses of which the accused was convicted.

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23 M.J. 612, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-berger-usafctmilrev-1986.