United States v. Pauley

24 M.J. 521
CourtU S Air Force Court of Military Review
DecidedMarch 12, 1987
DocketACM S27325
StatusPublished

This text of 24 M.J. 521 (United States v. Pauley) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pauley, 24 M.J. 521 (usafctmilrev 1987).

Opinion

DECISION

STEWART, Judge.

Pursuant to his pleas the appellant was convicted by special court-martial of forging a $50.00 credit union draft on 18 September 1986. The appellant took a draft from his roommate’s checkbook while the latter was absent, placed his name on it as payee and signed his roommate’s name on it as the maker, and then cashed the draft at the base exchange. His roommate testified all this was done without his knowledge or authorization. The approved sentence includes a bad conduct discharge, fifty days confinement, forfeiture of $320.00, and reduction to airman basic.

Although no errors have been assigned, we feel impelled to closely examine the mention of specific instances of uncharged misconduct by trial counsel during the presentencing proceedings and the military judge’s resulting instructions to the court members.

During the defense’s case in extenuation and mitigation the military judge admitted into evidence, without prosecution objection, an affidavit executed by Staff Sergeant (SSgt) C. In the affidavit SSgt C opined, “I do not believe [the appellant] would commit this type or any type of offense again.” In an Article 39a, 10 U.S.C. § 839a session after the defense had rested, trial counsel requested permission to call SSgt C to the stand in rebuttal. He [522]*522wished to inquire into the basis for SSgt C’s opinion, quoted above, by citing specific instances of misconduct. Also he thought this would rebut the appellant’s assurances in the latter’s unsworn statement to the effect that nothing like this (presumably the forgery) would ever happen again and this incident had taught him a valuable lesson. Despite the defense’s objection that the prosecution was just trying to show the appellant was a bad person and the probative value of the information was outweighed by the prejudicial aspects, the military judge ruled in favor of the prosecution. Nevertheless, the military judge stated he would give a limiting instruction to the court to the effect, “That punishment is not to be enhanced for these offenses, but they may consider these matters for any value that it has to show whether the accused has rehabilitation potential.” (emphasis supplied.) The defense made no objection to, or comment on, that proposed instruction.

Once SSgt C was on the witness stand the following exchange transpired between him and trial counsel:

Q Sergeant [C], did you know that [the appellant] took the credit cards of a Mr. and Mrs. Robinson and that, without their permission, used their credit card on September 21st to buy clothing at the Merry Go Round; September 23rd to buy cigarettes at the 7 Eleven; September 26th to buy records and tapes at the Sound Shop; September 26th to buy clothing at the Colony Mens Shop; on September 26th he bought food at the 7 Eleven; on September 30th he bought three pairs of shoes at the Pay-Less Shoe Store; and on October 1st he spent $16.55 at TCR; and all this without the authorization of the owners of those credit cards? Would that change your opinion about [the appellant] and this — whether he would commit this type of offense again?
A No, sir.
Q It wouldn’t change your opinion at all?
A No, sir.
Q Sergeant [C], do you know that two days ago, in preparation for this trial, [the appellant] prepared an Eglin Federal Credit Union statement, what appeared to be an Eglin Federal Credit Union monthly statement, by whiting out the important documents, by retyping it with a computer-type typewriter, in order to fake a transfer — evidence that a transfer of $50 was made to the account of [the forgery victim]; when in fact, he never transferred that money to [the victim of the forgery]. He’s never paid that back. Would that — if you knew about that, would that change your opinion about [the appellant] and whether he would commit this type of offense again?
A I don’t think it would.
Q That wouldn’t change your opinion at all?
A Might, if he keeps — if he — if he did it again.
Q Well, Sergeant [C], we have one incident with a forged check that he’s pled guilty to. We have this incident of unauthorized use of credit cards belonging to the Robinsons. We have this incident where he has forged an Eglin Federal Credit Union monthly statement, trying to show that he has paid back [the forgery victim] when, in fact, that has not been done. Those three incidents, taken together, does that change your opinion about [the appellant] and whether he would commit this type of fraud offense again?
A I don’t think so. I think he’s a good airman.

Both counsel gave arguments on the sentence, but neither mentioned the credit card or credit union statement incidents. Trial counsel did argue that the appellant stole the draft from his roommate. In instructing the court, the military judge stated:

[523]*523The accused is to be sentenced only for the offense of which he’s been found guilty by this court ...
Now trial counsel, in argument, argued that the accused stole his roommate’s check and then forged it. As I’ve indicated to you, the accused is to be punished only for the offense which is before this court, and that is the offense of forgery. You have also heard matters regarding the unauthorized use of credit cards and an effort to falsify Eglin Federal Credit Union documents on the part of the accused to make it appear that his obligation to the Credit Union victim had been satisfied. Punishments may not be enhanced or increased based upon these matters, but you may consider this evidence for its value, if any, in determining the rehabilitation potential of the accused. (emphasis supplied.)

The defense did not object to this instruction.

Rule for Courts-Martial (R.C.M.) 1001(b)(5) permits the prosecution to present evidence in the “form of opinion” as to the accused’s potential for rehabilitation. “[IJnquiry into specific instances of conduct is not permitted on direct examination ...” M.C.M., 1984, App. 21, R.C.M. 1001(b)(5). However, “[o]n cross-examination, inquiry is allowable into relevant and specific instances of conduct.” R.C.M. 1001(b)(5). Of course, the defense may present evidence to the effect that the accused has good potential for rehabilitation. R.C.M. 1001(c)(1)(B). If that is done by the defense, then the prosecution may rebut it. R.C.M. 1001(d).

In the instant case the defense opened the door for rebuttal when it introduced SSgt C’s statement quoted above and the appellant’s unsworn statement. United States v. Strong, 17 M.J. 263 (C.M.A.1984). However, the examination of SSgt C did not produce any evidence of uncharged misconduct. His answers do not acknowledge additional misconduct by the appellant; they merely disclose he wouldn’t change his mind as to the appellant’s rehabilitative potential if the latter had committed the offenses trial counsel propounded in the questions. Assuming arguendo that the procedure followed was correct, the ultimate problem in this case is that there was no evidence of this uncharged misconduct.

The military judge, in his instructions, treated the trial counsel’s questions as evidence.

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Bluebook (online)
24 M.J. 521, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pauley-usafctmilrev-1987.