United States v. Beatty

538 F.3d 8, 2008 U.S. App. LEXIS 17147, 2008 WL 3306655
CourtCourt of Appeals for the First Circuit
DecidedAugust 12, 2008
Docket06-2481
StatusPublished
Cited by50 cases

This text of 538 F.3d 8 (United States v. Beatty) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Beatty, 538 F.3d 8, 2008 U.S. App. LEXIS 17147, 2008 WL 3306655 (1st Cir. 2008).

Opinion

538 F.3d 8 (2008)

UNITED STATES of America, Appellee,
v.
Leo BEATTY, Defendant, Appellant.

No. 06-2481.

United States Court of Appeals, First Circuit.

Heard February 7, 2008.
Decided August 12, 2008.

*9 Lisa M. Asiaf, Assistant U.S. Attorney, with whom Michael J. Sullivan, United States Attorney, was on brief, for appellee.

Bruce Green, for appellant.

Before TORRUELLA, WALLACE,[*] and LIPEZ, Circuit Judges.

LIPEZ, Circuit Judge.

In light of a congressional amendment to the sentencing guidelines in 2003, this case requires us to consider for the first time the scope of the government's discretion *10 in deciding whether to file a motion for an additional one-level decrease in the defendant's base offense level for acceptance of responsibility.

Leo Beatty pleaded guilty to four counts of distribution of cocaine base, after he sold drugs to an undercover agent working for the Drug Enforcement Administration ("DEA"). Although he entered a timely guilty plea, he contested at the change of plea hearing the weights of the drugs involved and the characterization of the substance as "crack cocaine," admitting only that it was "cocaine base." Initially, he also contested โ€” or appeared to contest โ€” one of the prior drug felonies included in the government's submission pursuant to 21 U.S.C. ง 851.

At sentencing, the district court awarded Beatty a two-point reduction in his base offense level under the sentencing guidelines pursuant to U.S.S.G. ง 3E1.1(a) for acceptance of responsibility. However, the court did not award the third-level reduction under ง 3E1.1(b) because the government did not file a motion recommending such a reduction. Beatty claims that because he entered a timely guilty plea and because the government did not engage in any trial preparation, the government did not have any legitimate rationale for withholding the motion for a third-level reduction. Beatty also claims that his sentence of 210 months, the low-end of the guideline range that applied in his case, is unreasonable. For the reasons set forth below, we reject both claims and affirm the sentence imposed by the district court.

I.

On four occasions in February and March 2005, Beatty sold cocaine base to an undercover DEA agent. On a fifth occasion in May 2005, the undercover agent arranged another transaction with Beatty and agents arrested him before the transaction was completed. Beatty was subsequently indicted by a federal grand jury for one count of distribution of cocaine base, in violation of 21 U.S.C. ง 841(a)(1), and three counts of distribution of more than 5 grams of cocaine base, in violation of 21 U.S.C. ง 841(a)(1), (b)(1)(B)(iii).[2] On August 30, 2005, the government filed an information pursuant to 21 U.S.C. ง 851, notifying Beatty that the enhanced penalties under 21 U.S.C. ง 841(b) would apply due to prior felony drug convictions in 1992 and 1994. After lengthy negotiations with the government, Beatty pleaded guilty, without a plea agreement, to all four counts on May 3, 2006.

During the plea colloquy, Beatty objected to the government's summary of the factual basis for each of the charges, stating that he was "not admitting either to weight or to the substance being crack." He stated that he would only admit "to the substance being cocaine base." The court determined, provisionally, that the weight and identity of the substance as "crack" were relevant only to sentencing. As such, the court allowed the plea to proceed and reserved those issues for resolution during the sentencing hearing. The court stated that if the government, upon reconsideration, moved to vacate the plea on the ground that the defendant had not sufficiently admitted to the factual basis for the charges, the court would revisit the issue.

Later in the plea colloquy, the court addressed the prior convictions set forth in the ง 851 information. First, Beatty agreed that he was the same person who *11 had been convicted on August 4, 1994 of cocaine trafficking and on August 15, 1994 of conspiracy to traffic cocaine. Beatty then denied that he was the same person who was convicted in 1992 of conspiracy to traffic cocaine. After conferring with his attorney, Beatty next objected to the treatment of the two 1994 convictions as separate convictions. The following exchange ensued:

COURT: All right. I guess my โ€” my answer to that is how โ€” what effect this is going to have on your sentence, that is โ€”
BEATTY: No, it's because โ€”
COURT: โ€” one pleading or two is going to be up to your lawyer to argue and for me ultimately to decide.
BEATTY: The only โ€”
COURT: All โ€” all I'm trying to figure out now is โ€” is โ€” is do you admit that you were convicted on these two different occasions of this offense?
BEATTY: Yes, your honor.
COURT: All right. And then you deny that you were convicted on the 1992 offense, right?
BEATTY: 1990 โ€” when?
COURT: '92
BEATTY: Oh, '92, yes, your Honor. That was conspiracy, correct?
COURT: Yes.
BEATTY: Yes, your Honor.

Following this exchange, the court informed Beatty that any formal challenge to the convictions identified in the ง 851 filing would have to be made prior to sentencing.

In its initial presentence report ("PSR"), the Probation Office found that Beatty was responsible for 86.30 grams of cocaine base,[3] which would result in a base offense level ("BOL") of 32. See U.S.S.G. ง 2D1.1(c)(4). This calculation was superceded, however, by Beatty's career offender status under the guidelines. See id. ง 4B1.1(b). Based on a statutory maximum sentence of 30 years,[4] Beatty's BOL was thus 34. See id. The PSR then deducted two levels from the BOL for acceptance of responsibility under ง 3E1.1(a), producing a total offense level ("TOL") of 32. The Probation Office noted that the government had advised that it would not file a motion for a further third-point reduction under ง 3E1.1(b) because of Beatty's refusal to accept responsibility for distributing the "crack" form of cocaine base in amounts exceeding five grams. Based on a TOL of 32 and Beatty's career offender criminal history category of VI, the PSR calculated Beatty's guideline sentencing range ("GSR") to be 210-262 months.

Beatty objected to all references to "crack" cocaine in the PSR and objected to the calculation of his sentence with reference to the guidelines applicable to cocaine base, a substance defined by the sentencing guidelines to include only "crack" cocaine. *12 See U.S.S.G. ง 2D1.1(c) cmt. n.(D).[5] Beatty also objected to the government's refusal to move for a third-level reduction for acceptance of responsibility, noting that he had entered a timely guilty plea and that the government had not engaged in trial preparation. Beatty did not contest the 1992 conviction in any written submission.

The government objected to the Probation Officer's conclusion that Beatty was entitled to any adjustment for acceptance of responsibility because, in its view, Beatty had "frivolously contested" that the drugs at issue were "crack," the drug weight, and the 1992 conviction described in the ง 851 information.

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Bluebook (online)
538 F.3d 8, 2008 U.S. App. LEXIS 17147, 2008 WL 3306655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-beatty-ca1-2008.