United States v. Baskin

17 C.M.A. 315, 17 USCMA 315, 38 C.M.R. 113, 1967 CMA LEXIS 199, 1967 WL 4389
CourtUnited States Court of Military Appeals
DecidedDecember 15, 1967
DocketNo. 20,292
StatusPublished
Cited by9 cases

This text of 17 C.M.A. 315 (United States v. Baskin) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Baskin, 17 C.M.A. 315, 17 USCMA 315, 38 C.M.R. 113, 1967 CMA LEXIS 199, 1967 WL 4389 (cma 1967).

Opinion

Opinion of the Court

Kilday, Judge:

Appellant was arraigned before a special court-martial convened at the Naval Training Center, Great Lakes, Illinois, charged with being absent without leave and failure to obey transfer orders, in violation of Articles 86 and 92, Uniform Code of Military Justice, 10 USC §§ 886 and 892, respectively. He pleaded guilty as charged and was sentenced to a bad-conduct discharge, confinement at hard labor for four months, and forfeiture of $50.00 per month for a like period. The convening authority reduced the period of the adjudged forfeitures, to provide for the forfeiture of $50.00 per month only for the period of confinement, but otherwise affirmed. The officer exercising general court-martial jurisdiction found error in the argument of trial counsel on sentence. [316]*316However, on reassessment he approved the sentence as mitigated by the convening authority. The board of review affirmed without opinion.

We granted appellant’s petition to consider whether the president of this special court-martial erred prejudi-cially in failing to instruct the court on the limited purpose for which evidence of uncharged misconduct was received.

Following announcement of the findings of guilty, the appellant elected to make an unsworn statement in extenuation and mitigation. Therein he detailed, as a reason for the length of his absence,1 the following:

“Sir, at the end of July I was involved in a stolen car. This car was stolen and I went to court on it. The case was continued from July to August; from August into September; and it kept on being continued until October. The latter part of October I was tried for aggravated assault. I had bonds over my head for five thousand dollars and ten thousand dollar bonds over my head or [sic] the aggravated assault charge. So, I had 'to get money to pay this bond out. From October to November I was still on this charge and they kept continuing this case. The case was dismissed on January the 6th for the stolen car, and the aggravated assault charge it was dismissed on the 11th of November. I had a disorderly conduct charge over my head on the 28th of November to the 13th of January. I was apprehended by the FBI in the courtroom on the 81st of January.”

Despite the foregoing recitation of difficulty with the civilian criminal courts, the president gave no instruction to the court members on the limited purpose for which this evidence was received; that is, that it could not be considered as proof that the appellant was a chronic violator of the law and deserved punishment. This was error. United States v Rodriguez, 17 USCMA 64, 37 CMR 318, and cases cited therein at page 55.

Part of the rationale behind the rule that it is error not to instruct on the limited purpose for which evidence of other misconduct is admitted is apparent in this case. Here the appellant desired to explain why he was absent without leave and did not report to his ship as ordered and, accordingly, detailed his involvement with the civilian criminal courts. The fact that the arrests and charges related by him did not result in convictions is immaterial for it is acknowledged that dismissal of charges is not tantamount to acquittal on the merits or discharge under circumstances amounting to acquittal. Cf. United States v Fisher, 16 USCMA 78, 36 CMR 234; United States v Kidd, 13 USCMA 184, 32 CMR 184. The stigma still remains. Especially is this so where, as here, large bonds are set to insure the attendance of the suspected offender. In such circumstances the inference is overwhelming that the dismissal of charges was for reasons other than a lack of guilt. Were the instruction not available to him, he would be forced to forego his explanation.

The Government contends there should be no requirement for limiting instructions when general evidence relevant to appropriateness of sentence indicates uncharged misconduct and urges us to seriously consider modification or even elimination of the rule propounded in Rodriguez. Essentially, the Government bases its view on the fact that an unsworn statement in mitigation is not evidence and the accused cannot be cross-examined on it; that it is generally offered by an accused or his counsel in hope of obtaining leniency on sentence and should be considered as a trial tactic; that the cases relied on in Rodriguez were inapplicable; and that boards of review have experienced difficulty in determining whether or not misconduct is actually present.

Our opinion in Rodriguez was handed down just a few short months [317]*317ago.2 Since the principle involved was apparent and the views of the Judges of this Court were then unanimous, a per curiam, opinion merely establishing that principle and citing prior cases as authority was believed sufficient. In light of the Government’s current contention, perhaps additional explanation is in order.

Paragraph 75c (2), Manual for Courts-Martial, United States, 1951, permits an accused to submit an un-sworn statement to the court in mitigation or extenuation of the offenses of which he stands convicted. This unsworn statement is not evidence, and the accused cannot be cross-examined upon it, but the prosecution may rebut statements of fact therein by evidence. The essential purpose of this portion of the proceedings is “to aid the court in determining the kind and amount of punishment to be imposed” (Manual, supra, paragraph 75a); accordingly, the rules of evidence may be relaxed. United States v Franchia, 13 USCMA 315, 32 CMR 315.

Matter in extenuation of an offense serves to explain the circumstances surrounding the commission of the offense, including the reasons that activated the accused, but not extending to a legal justification. Matter in mitigation has for its purpose the lessening of the punishment to be assigned by the court or the furnishing of grounds for a recommendation for clemency. See, generally, Manual for Courts-Martial, supra, paragraph 75c (3)—(4).

Since the purpose of the post-findings proceedings is to aid the court members in determining an appropriate sentence, the law has always held it desirable to encourage the free flow of such information, particularly from the accused. In United States v Stivers, 12 USCMA 315, 30 CMR 315, we restated this proposition of openness, citing Ferguson v Georgia, 365 US 570, 5 L ed 2d 783, 81 S Ct 756 (1961), and Green v United States, 365 US 301, 5 L ed 2d 670, 81 S Ct 653 (1961), and held therein that the Government was precluded in a retrial of an accused from using his statement in mitigation given at the first trial even though it amounted to a judicial confession of guilt. Rule 32 of the Federal Rules of Criminal Procedure bears upon this issue. Paragraph (a) provides in pertinent part that, “Before imposing sentence the court shall afford the defendant an opportunity to make a statement in his own behalf and to present any information in mitigation of punishment.” (Emphasis supplied.) This Rule - also provides for a presentenee investigation by the office of the probation service of the court and for a report which

“. . .

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Infante
3 M.J. 1075 (U.S. Army Court of Military Review, 1977)
United States v. Wright
20 C.M.A. 12 (United States Court of Military Appeals, 1970)
United States v. Mallard
19 C.M.A. 457 (United States Court of Military Appeals, 1970)
United States v. Flowers
19 C.M.A. 473 (United States Court of Military Appeals, 1970)
United States v. Worley
19 C.M.A. 444 (United States Court of Military Appeals, 1970)
United States v. Bennett
18 C.M.A. 96 (United States Court of Military Appeals, 1969)
United States v. Dixon
17 C.M.A. 423 (United States Court of Military Appeals, 1968)
United States v. Morehead
17 C.M.A. 366 (United States Court of Military Appeals, 1968)
United States v. Averette
17 C.M.A. 319 (United States Court of Military Appeals, 1967)

Cite This Page — Counsel Stack

Bluebook (online)
17 C.M.A. 315, 17 USCMA 315, 38 C.M.R. 113, 1967 CMA LEXIS 199, 1967 WL 4389, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-baskin-cma-1967.