United States v. Barnes

39 M.J. 230, 1994 CMA LEXIS 20, 1994 WL 228506
CourtUnited States Court of Military Appeals
DecidedMay 31, 1994
DocketNo. 68,512; CMR No. 28771
StatusPublished
Cited by28 cases

This text of 39 M.J. 230 (United States v. Barnes) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Barnes, 39 M.J. 230, 1994 CMA LEXIS 20, 1994 WL 228506 (cma 1994).

Opinions

Opinion of the Court

COX, Judge:

On June 21-22, 1990, appellant was tried by general court-martial composed of officer members at Luke Air Force Base, Arizona. Contrary to his pleas, he was convicted of failure to go to his appointed place of duty and wrongful use of cocaine, in violation of Articles 86 and 112a, Uniform Code of Military Justice, 10 USC §§ 886 and 912a, respectively. Appellant was also charged with desertion but was found guilty, pursuant to his pleas, of the Iesser-included offense of being absent without leave, in violation of Article 86, UCMJ, 10 USC § 886. He was sentenced to a bad-conduct discharge, confinement for 8 months, forfeiture of $225 pay per month for 6 months, and reduction to paygrade E-l. The convening authority approved the sentence, and the Court of Military Review affirmed. 33 MJ 893 (1991).

We granted review of the following issue:

WHETHER THE MILITARY JUDGE’S FAILURE TO INSTRUCT ON INABILITY TO RETURN AS A DEFENSE TO FAILURE TO GO WAS PLAIN ERROR.[1]

During October 1989, appellant was working the day shift, from 0700 to 1600 hours, as maintenance crew chief for the 311th Combat Munitions Unit. On Monday, October 2, 1989, appellant left work for lunch and failed to return. At about 1430 hours, appellant telephoned his direct supervisor, Technical Sergeant Olsen, saying his car had broken down and had been towed to a garage for repairs. Sergeant Olsen instructed appellant to attend to his car and be at work the following morning. Without authorization, appellant failed to appear at work the next morning, and Sergeant Olsen did not hear from him until 1430 hours when appellant called from his house in Glendale. Appellant claimed that, after he had his car repaired on Monday, he went to buy gas. At the gas station, a couple approached him and asked him to drive them to Apache Junction, a distance of 40 to 70 miles,2 for $50. Appellant maintains that, when he got to Apache Junction, the male passenger pulled a gun on him and demanded appellant’s car and the $50 the couple had paid for the ride. Appellant asserts he then walked home from Apache Junction. This was his explanation for missing work on Tuesday, October 3. Appellant gave no reason for not making a phone call to his superiors before Tuesday afternoon.

On Wednesday morning, October 4, appellant was required to report for duty at 0700 hours but again failed to appear. Two servicemembers who were sent to give appellant a ride to work that morning reported that no one had been home at appellant’s house. At [232]*2320730 hours, appellant called Sergeant Olsen to say he was still waiting for his ride to work. This time, Sergeant Olsen went to appellant’s house, found appellant there, and called the base to report he had found appellant and was taking him directly to Master Sergeant Yoke’s office as ordered.

Master Sergeant Yoke advised appellant of his Article 31(b), UCMJ, 10 USC § 831, rights, which he waived. Appellant explained that his absence from work resulted from his abduction and his long walk home. He consented to a urinalysis, the results of which were presented at trial to convict him of wrongful use of cocaine.

At trial, defense counsel made the following argument on findings regarding appellant’s failure to go: “I anticipate the instructions the military judge will give you is [sic] that absence without authority also has to be somewhat in your control.” Trial counsel objected, and the military judge noted that no such instruction had been discussed.

On appeal, appellant complains the military judge failed to sua sponte instruct on inability to return as a defense to failure to go. Before a sua sponte duty to instruct can arise, an affirmative defense must be reasonably raised by the evidence at trial. United States v. Taylor, 26 MJ 127, 129 (CMA 1988). According to Taylor:

It is not necessary that the evidence which raises an issue be compelling or convincing beyond a reasonable doubt. Instead, the instructional duty arises whenever “some evidence” is presented to which the fact finders might “attach credit if’ they so desire.

Id. at 129-30, quoting United States v. Jackson, 12 MJ 163, 166-67 (CMA 1981). See United States v. Heims, 3 USCMA 418, 421, 12 CMR 174, 177 (1953); United States v. Ginn, 1 USCMA 453, 457, 4 CMR 45, 49 (1952).

The defense of physical inability to return is available and an absence is excused when a member of the military “is unable to return ... through no fault of his own.” United States v. Williams, 21 MJ 360, 362 (CMA 1986), quoting para. 165, Manual for Courts-Martial, United States, 1969 (Revised edition). The requirement that the accused not be at fault is “strictly construed,” making the defense of inability available only where the situation is not within the control of the accused. Id.; United States v. Lee, 16 MJ 278, 280 (CMA 1983). The defense is available in situations where third parties intervened, but not where “intervention by third parties was caused by the accused’s fault.” 16 MJ at 280, 281, citing United States v. Calpito, 18 USCMA 450, 40 CMR 162 (1969), and United States v. Myhre, 9 USCMA 32, 25 CMR 294 (1958).

At trial, Sergeant Olsen testified regarding appellant’s excuse for missing work on October 3.3 Appellant was “entitled” to have instructions on “any defense theory for which there is any foundation in the evidence.” United States v. Amie, 7 USCMA 514, 518, 22 CMR 304, 308 (1957) (emphasis added; citations omitted). Appellant’s account of the events is clearly part of the record. His credibility and the persuasiveness of his story are irrelevant to whether an affirmative defense has been raised. United States v. Goins, 17 USCMA 132, 134, 37 CMR 396, 398 (1967); see United States v. Rose, 28 MJ 132, 135 (CMA 1989). The defense of inability to return was raised.

Once the defense is initially raised, it can be “defeated” by a showing that the [233]*233accused did not exert sufficient efforts “to overcome the disability.” 16 MJ at 281, citing United States v. Bermudez, 47 CMR 68 (AFCMR), pet. denied, 22 USCMA 631, 48 CMR 999 (1973). For example, in United States v. Kessinger, 9 CMR 261 (ABR 1952), the defense of inability to return was held not available to an accused whose car broke down as he was returning from a weekend pass because his absence resulted from his decision to stay with his car while it was being repaired, and this decision was made for “his own convenience.” Id. at 268.

Appellant essentially contends his absence resulted from abduction and consequential lack of transportation. The defense conceded that appellant did not “use[] the best judgment in not calling for help or not flagging somebody down.” Although the Government could have rebutted appellant’s evidence of inability to return, the record is silent regarding appellant’s opportunity to overcome this disability. We do not decide whether appellant had reasonable opportunity to report his whereabouts to his superiors, ask for assistance, or request to be excused from duty. As there is some evidence that appellant’s failure to return was not the result of “his own willful and deliberate conduct,” the military judge was required to instruct on the affirmative defense of inability to return. 9 USCMA at 33, 25 CMR at 295.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. CHEGE
Navy-Marine Corps Court of Criminal Appeals, 2023
United States v. Spears
Navy-Marine Corps Court of Criminal Appeals, 2022
United States v. Braimer
Navy-Marine Corps Court of Criminal Appeals, 2021
United States v. Schmidt
Navy-Marine Corps Court of Criminal Appeals, 2020
United States v. Scilluffo
Air Force Court of Criminal Appeals, 2020
United States v. Private E1 BENJAMIN C. HILL
Army Court of Criminal Appeals, 2018
United States v. Davis
76 M.J. 224 (Court of Appeals for the Armed Forces, 2017)
United States v. Sergeant First Class ALAN D. ESLINGER
69 M.J. 522 (Army Court of Criminal Appeals, 2010)
United States v. Gutierrez
64 M.J. 374 (Court of Appeals for the Armed Forces, 2007)
United States v. Gutierrez
63 M.J. 568 (Army Court of Criminal Appeals, 2006)
United States v. Wolford
62 M.J. 418 (Court of Appeals for the Armed Forces, 2006)
United States v. McDonald
57 M.J. 18 (Court of Appeals for the Armed Forces, 2002)
United States v. Smith
50 M.J. 451 (Court of Appeals for the Armed Forces, 1999)
United States v. New
50 M.J. 729 (Army Court of Criminal Appeals, 1999)
United States v. Hensler
44 M.J. 184 (Court of Appeals for the Armed Forces, 1996)
United States v. Murray
43 M.J. 507 (Air Force Court of Criminal Appeals, 1995)
United States v. Kirk
41 M.J. 529 (U S Coast Guard Court of Criminal Appeals, 1994)
United States v. Birdsong
40 M.J. 606 (U.S. Army Court of Military Review, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
39 M.J. 230, 1994 CMA LEXIS 20, 1994 WL 228506, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-barnes-cma-1994.