United States v. Lee

16 M.J. 278, 1983 CMA LEXIS 18012
United States Court of Military Appeals·Decided September 6, 1983·No. No. 43,493; SPCM 16346·Published·Cited by 40 cases

Opinion

Opinion of the Court

PER CURIAM:

Pursuant to pleas of guilty, a military judge sitting as a special court-martial convicted appellant of two unauthorized absences — one from November 14 to December 31,1980, and the other from 0400 hours on January 26 to 2015 hours on January 27, 1981 — in violation of Article 86, Uniform Code of Military Justice, 10 U.S.C. § 886. Appellant was sentenced to a bad-conduct discharge, forfeiture of $100 pay per month for 3 months, and reduction to the lowest enlisted grade. The convening authority approved these results; and the United States Army Court of Military Review, over Judge Garn’s dissent, affirmed. 14 M.J. 633 (1982).

Upon appellant’s petition, this Court granted review of his contention, unsuccessfully urged in the intermediate court, that his plea of guilty to the brief second absence was improvident because his sworn testimony in extenuation and mitigation raised the defense of impossibility to return to military control, and that the potential inconsistency with his plea was not further inquired into and resolved by the military judge. 14 M.J. 167 (1982). We agree.

During the providence inquiry into appellant’s tendered pleas of guilty, appellant admitted that he had been absent without authority from 0400 hours on January 26 until 2015 hours on January 27, 1981; that he was in Richmond Hill, Georgia; that he “knew that ... [he] had no authority to leave ... [his] unit”; and that he was “satisfied ... that ... [he] had no legal justification or excuse for ... [the] absence.” He acknowledged that he understood the elements of this offense and that the specification accurately reflected his conduct. He further stated that he had discussed his pleas with his defense counsel. Based upon this inquiry the military judge correctly accepted the pleas as provident and entered findings of guilty accordingly.

However, in the presentencing phase of his trial, appellant explained under oath the circumstances leading up to each unauthorized absence. The following colloquy occurred between appellant and his defense counsel relative to the second absence:

Q. Now you’ve already pled guilty to being gone at 0400 hours on the 26th of January, until approximately 2015 hours on the 27th of January. Can you explain to the Judge what circumstances were behind your absence in that case?
A. Sir, on that particular date, at the time I owned a 1969 Chrysler New Yorker, and I went out to get ready to come to work on the prescribed date and I had mechanical problems with my automobile. I called into base and they told me to get to base the best way I could, and I tried my best to make some kind of arrangements to come to base but I could not get a hold of anybody to where I could get transportation to the base, sir.
Q. And you were residing where at the time?
A. Richmond Hill, sir, on Pine Hill Road, Route 1.
Q. Is that the residence that you had with your family?
A. No, sir.
Q. It’s a different residence?
A. Yes, sir.
Q. Okay. And so you had difficulty obtaining a ride in or whatever? How did you finally get in?
A. The landlord that I had down there, sir, I got a hold of him late that evening and he brought me up to base, sir.
Q. And that was — where did you go when you came up to the base?
A. I reported in to my Orderly Room, to the Sergeant that was in the Operation Room, who was controlling the — monitoring the radio frequency for the aircraft that, we have [in] the unit. And therefore he contacted the First Sergeant and my NCOIC from the Dining Facility.
[280] Q. Did you tell him at that time that you were absent without leave?
A. Yes, I did.
Q. What if anything have you done to attempt to remedy your transportation problems which you encountered as a result of that AWOL?
A. I made arrangements with Buck Sergeant Hypes, one of the cooks in the Dining Facility — he’s also in the same unit as I am — that—we made an agreement whenever either one of us had automobile problems, we made arrangements to contact each other and each of us would take turns picking each other up and providing transportation when transportation — some mechanical failure or problem beyond our control on our transportation, sir.

Without inquiring further into the circumstances surrounding this absence, the military judge proceeded to impose the 'sentence indicated.

Article 45(a) of the Code, 10 U.S.C. § 845(a), prescribes:

If an accused after arraignment makes an irregular pleading, or after a plea of guilty sets up matter inconsistent with the plea, or if it appears that he has entered the plea of guilty improvidently or through lack of understanding of its meaning and effect, or if he fails or refuses to plead, a plea of not guilty shall be entered in the record, and the court shall proceed as though he had pleaded not guilty.

(Emphasis added). To ensure full compliance with the intent of Article 45 that a guilty plea be knowing and voluntary, this Court has required that before a military judge accepts an accused’s guilty plea, he conduct an inquiry wherein he must advise the accused of certain rights which his plea would waive and of the elements of the offense to which he has tendered his plea. United States v. Care, 18 U.S.C.M.A. 535,40 C.M.R. 247 (1969).

Additionally, the inquiry must elicit from the accused the facts and circumstances surrounding the act charged in order to establish a factual basis for the judge’s finding that the accused is, in fact, guilty, as he has pleaded. United States v. Davenport, 9 M.J. 364 (C.M.A.1980). However, if at some time during the proceedings the accused sets up matters which are inconsistent with the facts stated in support of his proffered plea of guilty, then the plea must be rejected. Article 45, 10 U.S.C. § 845, supra; United States v. Davenport, supra; United States v. Moglia, 3 M.J. 216 (C.M.A. 1977).

Where [an] inconsistent matter is set up, the judge has the duty to inquire into the circumstances and, if the accused persists

in his statements, to reject the plea. United States v. Thompson, 21 U.S.C.M.A. 526, 527, 45 C.M.R. 300, 301 (1972).

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United States v. Lee, 16 M.J. 278, 1983 CMA LEXIS 18012 (cma 1983).

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