United States v. Axel Urbanik

801 F.2d 692, 21 Fed. R. Serv. 931, 1986 U.S. App. LEXIS 31072
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 23, 1986
Docket85-5531
StatusPublished
Cited by143 cases

This text of 801 F.2d 692 (United States v. Axel Urbanik) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Axel Urbanik, 801 F.2d 692, 21 Fed. R. Serv. 931, 1986 U.S. App. LEXIS 31072 (4th Cir. 1986).

Opinions

JAMES DICKSON PHILLIPS, Circuit Judge:

Axel Urbanik appeals his conviction of conspiracy to distribute and to possess with intent to distribute marijuana and cocaine. Urbanik challenges the sufficiency of the evidence to support his conviction of a conspiracy occurring within the applicable statute of limitations, and also contends that the district court erred in admitting, as nonhearsay, a coconspirator statement that was not “in furtherance” of the conspiracy as required by Fed.R.Evid. 801(d)(2)(E). Because we conclude that the co-conspirator evidence was improperly admitted, and that the error was not harmless, we reverse Urbanik’s conviction and remand for a new trial.

I

Axel Urbanik was indicted on July 11, 1984, and the superseding indictment upon which he was tried charged him with conspiracy to distribute and possession with intent to distribute cocaine and marijuana in violation of 21 U.S.C. § 846 (1982), as well as a violation of the Travel Act, 18 U.S.C. § 1952 (1982). Count I of the indictment charged that Urbanik was a member of a drug conspiracy, during the period 1978 to 1983, that included, among others, Ernie Pelino, Steven Smith, Lloyd Furman, Lent Hunter, Richard Holzworth, Harry Bevans, Lynn Smith, Paul Kuntz, Robert George, and Michael Haselhuhn. Count IV charged that Urbanik and Pelino caused Holzworth to travel in interstate commerce in aid of a racketeering enterprise in violation of 18 U.S.C. §§ 2, 1952. A jury convicted Urbanik of the conspiracy charges contained in Count I, but acquitted him of the Travel Act offense charged in Count IV.

The Government’s witnesses at trial included four individuals named in the indictment as co-conspirators. Harry Bevans testified that he met Urbanik in Florida in 1978, and dealt with him four or five times in 1978 and 1979. Bevans stated that Ur-banik worked with Jack Devereaux, and that he regularly purchased marijuana from Urbanik and Devereaux. Bevans testified that he last saw Urbanik in early 1979.

Richard Holzworth testified that he had known Pelino since 1969, that he had begun to transport and distribute drugs for Pelino in early 1979, and that his last involvement in drug trafficking was in late July or early August 1979. He stated that he dealt with Devereaux on his trips from Maryland to Florida for Pelino, and that Devereaux and Pelino introduced Urbanik to Holzworth as Devereaux’s partner. On one trip, Holzworth indicated, Urbanik told him that Devereaux was involved with undercover agents, and that he should therefore deal only with Urbanik. He testified that on May 30, 1979, he purchased 100 pounds of marijuana from Urbanik, and that he conducted several other deals with Urbanik before ending his involvement in late July 1979. In an earlier statement to a Drug Enforcement Administration agent, Holzworth had stated that his final trip to Florida to meet with Urbanik occurred in either June or July 1979, but at trial Holzworth testified unambiguously that the last trip took place in late July 1979. He testified that on that trip, he purchased cocaine from Urbanik at Key West. Holzworth said that he remembered the trip because he combined it with a trip to visit family in Baton Rouge. Holzworth’s credit card records showed a June 11 trip from Baton Rouge to Key West, but no other record of such a trip.

Lent Hunter testified that he purchased marijuana from Pelino between 1979 and 1982, either directly or from Pelino’s dealers, including Holzworth.

[695]*695Michael Haselhuhn had been purchasing cocaine from Bevans in late 1979 or early 1980 when he met Pelino, who undercut Bevans’ price and began to supply Hasel-huhn. Haselhuhn testified that until March 1981 he purchased cocaine and marijuana from Pelino on numerous occasions. After a hearing out of the jury’s presence, Haselhuhn was permitted to testify about statements made to him by Pelino in the summer of 1980. At the time of the statements, Haselhuhn was at Pelino’s house to pay for some drugs and obtain a new supply. He testified that after concluding their business, he and Pelino were engaging in casual conversation about weightlifting, and using Pelino’s weight-lifting equipment. In the course of discussing their own abilities, Pelino told Haselhuhn about a “friend in the Keys” named Axel from whom he obtained marijuana “at 1,000 pounds a clip” who was “a little short guy” but could bench press 300 pounds. The statements from Pelino to Haselhuhn were admitted under the co-conspirator exception to the hearsay rule, Fed.R.Evid. 801(d)(2)(E).

Special Agent William Athas of the Drug Enforcement Administration testified that in February 1984, he traveled with Holzworth to Urbanik’s gym in Key West. In response to a request by Holzworth that Urbanik sell him drugs, Athas testified that Urbanik indicated he was “out of the business” of dealing in drugs, and had left the business because it had become “too dangerous.” A number of defense witnesses also testified. Lynn Smith testified that in mid-1979, he attempted to contact Devereaux, reached Urbanik, and was told by Urbanik that there was no longer a partnership. Lloyd Furman, who had been named in the indictment as a co-conspirator, testified that he had met Urbanik while in Key West to obtain drugs, but that he did not know of any involvement by Urban-ik in any drug distribution activities. Eric Adamson, who had dealt with Pelino, and had met Urbanik in Key West, also testified that he did not know of any drug involvement on the part of Urbanik. Ur-banik’s wife, who had known him since December 1979, testified that she had never seen her husband distribute cocaine or marijuana, and had never heard him discuss drugs.

Urbanik testified that his only involvement in drugs occurred when he introduced Devereaux to a marijuana dealer in 1977 or 1978, and when he introduced Holzworth to a marijuana dealer in 1979. He testified that his relationship with Pelino was limited to their weight-lifting activities.

Upon conviction of the offenses of conspiracy to distribute and possession with intent to distribute marijuana and cocaine, Urbanik was sentenced by the district court to a term of incarceration of four years. This appeal followed.

II

Urbanik first contends that the evidence at trial was insufficient to support a jury finding that he was involved in a single conspiracy taking place within the applicable statute of limitations. Because Urban-ik was indicted on July 11, 1984, the five-year statute of limitations, 18 U.S.C. § 3282 (1982), permitted Urbanik to be prosecuted only for acts occurring subsequent to July 10, 1979. Urbanik argues that the evidence at trial proved multiple conspiracies, rather than the single conspiracy for which he was indicted, and contends that, in any event, the evidence did not permit a finding that he was involved in a conspiracy after July 10,1979. We reject both arguments.

Although it is improper to charge a single conspiracy when multiple conspiracies exist, see Kotteakos v. United States,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Jonathan Davey
661 F. App'x 240 (Fourth Circuit, 2016)
Attorney Grievance Commission v. Garcia
979 A.2d 146 (Court of Appeals of Maryland, 2009)
State v. Sims
661 S.E.2d 122 (Court of Appeals of South Carolina, 2008)
Cantine v. State
864 A.2d 226 (Court of Special Appeals of Maryland, 2004)
United States v. Prince-Oyibo
Fourth Circuit, 2003
Satcher v. Netherland
944 F. Supp. 1222 (E.D. Virginia, 1996)
United States v. Rayful Edmond, III
52 F.3d 1080 (D.C. Circuit, 1995)
United States v. John Lincoln Coleman
32 F.3d 563 (Fourth Circuit, 1994)
United States v. Lewis Banks, A/K/A Cornell Lewis
25 F.3d 1041 (Fourth Circuit, 1994)
United States v. Nigel D. Ince
21 F.3d 576 (Fourth Circuit, 1994)
United States v. Dean Alan West
16 F.3d 413 (Fourth Circuit, 1994)
United States v. Mark Lewis, A/K/A Chubb
14 F.3d 597 (Fourth Circuit, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
801 F.2d 692, 21 Fed. R. Serv. 931, 1986 U.S. App. LEXIS 31072, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-axel-urbanik-ca4-1986.