United States v. Arlene Elizabeth Rohde

159 F.3d 1298, 1999 Colo. J. C.A.R. 208, 1998 U.S. App. LEXIS 27967, 1998 WL 764812
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 3, 1998
Docket98-4000
StatusPublished
Cited by9 cases

This text of 159 F.3d 1298 (United States v. Arlene Elizabeth Rohde) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Arlene Elizabeth Rohde, 159 F.3d 1298, 1999 Colo. J. C.A.R. 208, 1998 U.S. App. LEXIS 27967, 1998 WL 764812 (10th Cir. 1998).

Opinion

MURPHY, Circuit Judge.

The United States appeals the dismissal on double jeopardy grounds of a perjury indictment against Arlyne Rohde. 1 After pleading guilty to bank robbery and a related firearm offense, but before being sentenced, Rohde testified falsely at her accomplice’s trial. Because she thereby obstructed justice, the sentencing court enhanced her sentence for the bank robbery and firearm offenses. In light *1300 of the sentencing enhancement, the district court held that the Double Jeopardy Clause prevented the government from prosecuting Rohde for perjury based on the same testimony.

For double jeopardy purposes, the consideration of related but uncharged criminal conduct in calculating a sentence, or the enhancement of a sentence for obstructing justice by failing to appear at a hearing, do not constitute “punishment.” See Witte v. United States, 515 U.S. 389, 399, 115 S.Ct. 2199, 132 L.Ed.2d 351 (1995); United States v. Hawley, 93 F.3d 682, 688 (10th Cir.1996). Rohde notes differences between those sentencing calculations and a sentence enhancement for obstructing justice by perjury. Those differences, however, do not distinguish Witte and Hawley. This court thus exercises jurisdiction under 18 U.S.C. § 3731 2 and holds that a sentence enhancement for perjury, even if the perjury was committed after conviction for the underlying offense, does not bar a subsequent prosecution for the same perjury.

I. BACKGROUND

Arlyne Rohde pleaded guilty to bank robbery in violation of 18 U.S.C. § 2113(a) and to carrying a firearm during the commission of a violent felony in violation of 18 U.S.C. § 924(c). See United States v. Rohde, 989 F.Supp. 1151, 1152 (D.Utah 1997). Along with her plea, Rohde filed a statement admitting that she had planned the bank robbery with Paul Jones and Tracy Brown and that Jones and Brown had given her a gun which she carried during the robbery. She also admitted these facts under oath at her plea hearing.

The district court, per Judge Dee Benson, accepted Rohde’s plea but postponed sentencing until after Jones’s trial, at which she was to testify pursuant to a government subpoena. The court stated that her truthfulness at the Jones trial would likely affect her sentence.

In her trial testimony, Rohde initially reiterated her plea account of the bank robbery. During her second day of testimony, however, she recanted and testified instead that Jones had not participated in or known of the robbery. The government responded in two ways. It indicted her for perjury in violation of 18 U.S.C. § 1621 and, at sentencing on the robbery and firearms charges, it requested an increase of two in her offense level under Sentencing Guideline § 3C1.1 for obstruction of justice.

At her sentencing hearing, Rohde admitted having changed her testimony in an effort to help Jones. The court increased her offense level by two “for obstruction of justice for lying on that witness stand.” Relying on the resulting sentence enhancement, Rohde moved to dismiss the perjury indictment on double jeopardy grounds. The court, per Judge J. Thomas Greene, granted the motion and dismissed the indictment. See id. at 1156-59.

II. DISCUSSION

This court reviews de novo a district court’s decision to dismiss an indictment on double jeopardy grounds. See United States v. McAleer, 138 F.3d 852, 855 (10th Cir.1998) (reviewing de novo a denial of a motion to dismiss on double jeopardy grounds). Neither party challenges the court’s factual findings.

The Double Jeopardy Clause of the Fifth Amendment provides that no person “shall ... be subject for the same offense to be twice put in jeopardy of life or limb.” U.S. Const, amend V. The Supreme Court has long construed the Clause to bar two distinct *1301 types of government conduct: punishing a person twice for the same offense or prosecuting a person twice for the same offense. See, e.g., United States v. Dixon, 509 U.S. 688, 704, 113 S.Ct. 2849, 125 L.Ed.2d 556 (1993) (citing North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969)); Ex Parte Lange, 85 U.S. (18 Wall.) 163, 173, 21 L.Ed. 872 (1874). The district court held, and Rohde argues on appeal, that the enhancement constituted both punishment and a prosecution for perjury. See Rohde, 989 F.Supp. at 1157.

A. The sentence enhancement did not “punish” Rohde for her perjury.

When a court bases a sentence under the Guidelines in part on relevant conduct, i.e., related but uncharged criminal conduct, it does not thereby punish the defendant for that conduct. See Witte v. United States, 515 U.S. 389, 399, 115 S.Ct. 2199, 132 L.Ed.2d 351 (1995). In Witte, the defendant pleaded guilty to a charge arising from a 1991 drug sale. The district court based its sentence not only on the amount of drugs involved in the 1991 sale but also on amounts of drugs Witte had conspired to distribute in 1990. See id. at 392-94,115 S.Ct. 2199. The court relied on Guideline § 1B1.3, which directs courts to determine the sentencing range for an offense by considering all relevant conduct, not just the conduct constituting the offense of conviction. See U.S. Sentencing Guidelines Manual § 1B1.3 (1997) [“U.S.S.G.”]. The Supreme Court held that, despite the incorporation of the 1990 conduct in Witte’s sentence, the government did not violate the Double Jeopardy Clause when it later prosecuted Witte separately for that conduct. See Witte, 515 U.S. at 397, 403-04, 115 S.Ct. 2199. The Court reasoned that a defendant in Witte’s situation “is punished, for double jeopardy purposes, only for the offense of which the defendant is convicted.” Id. at 397,115 S.Ct. 2199.

Rohde attempts to distinguish Witte by noting that § 1B1.3 applies only to conduct “that occurred during the commission of the offense of conviction, in preparation for that offense, or in the course of attempting to avoid detection or responsibility for that offense.” U.S.S.G. § lB1.3(a)(l). 3

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Bluebook (online)
159 F.3d 1298, 1999 Colo. J. C.A.R. 208, 1998 U.S. App. LEXIS 27967, 1998 WL 764812, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-arlene-elizabeth-rohde-ca10-1998.