United States v. Swan

Court of Appeals for the Tenth Circuit·Decided April 8, 2026·No. 25-6032·Unpublished

Opinion

FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT April 8, 2026

Christopher M. Wolpert

Clerk of Court

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v. No. 25-6032 (D.C. No. 5:21-CR-00028-F-1)

JOHN MIGUEL SWAN, (W.D. Okla.)

Defendant - Appellant.

ORDER AND JUDGMENT *

Before PHILLIPS, McHUGH, and EID, Circuit Judges.

Defendant-Appellant John Miguel Swan appeals his conviction and sentence for possessing ammunition as a convicted felon in violation of 18 U.S.C. § 922(g)(1). Mr. Swan contends that his conviction violates the Second Amendment and that the district court imposed a substantively unreasonable sentence. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.

*

This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1.

I. BACKGROUND

A. Factual History

On September 9, 2020, Oklahoma law enforcement officers went to a residence where Mr. Swan was located to execute a felony warrant against him after he was accused of domestic assault and battery against the woman he was dating. When the officers arrived, they saw Mr. Swan run from the backyard into the residence. The officers knocked on the front door and instructed Mr. Swan to open it several times. Eventually he did, and the officers brought him outside and “placed him on the ground until more officers were able to assist.” ROA Vol. III at 45.

As the officers brought Mr. Swan to the ground, “a loaded 9mm pistol magazine with 17 live rounds fell from [his] pants pocket and landed on the ground near the officer’s feet.” Id. The officers arrested Mr. Swan and transported him to a detention center.

B. Procedural History 1. Indictment and Guilty Plea A grand jury indicted Mr. Swan on one count of possessing ammunition as a convicted felon under 18 U.S.C. § 922(g)(1). Following his counsel’s advice, Mr. Swan pleaded guilty. His plea counsel later withdrew from representation, and the district court appointed Mr. Swan a new attorney.

Several months later, Mr. Swan wrote a letter to the district court stating that he was innocent but that his initial counsel forced him to enter a guilty plea out of “blatant force and ineffective assistance of counsel.” ROA Vol. I at 99. The district

judge construed Mr. Swan’s letter as a motion to withdraw his plea and denied the motion because Mr. Swan did not present “a credible claim of innocence.” Id. at 344.

Mr. Swan subsequently asked the district court to reconsider the denial of his motion to withdraw his guilty plea, in part because the Supreme Court had recently issued New York State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1 (2022), a case in which the Court laid out a new two-step framework that governs whether a firearm regulation violates the Second Amendment. The district court again denied Mr. Swan’s motion.

The district court proceeded to sentence Mr. Swan to a 120-month term of imprisonment, to be followed by three years of supervised release. 2. Mr. Swan’s First Appeal Mr. Swan appealed the district court’s denial of his motion to withdraw his plea. He relied on two of the relevant plea-withdrawal factors: “whether the plea is knowing and voluntary” and “whether the defendant has asserted his innocence.” Brief for Appellant at 15, United States v. Swan (Swan I), 91 F.4th 1052 (10th Cir. 2024) (No. 22-6132) (quoting United States v. Hamilton, 510 F.3d 1209, 1214 (10th Cir. 2007)); see also id. at 15–32 (focusing the appellate argument on these two plea-withdrawal factors).

First, Mr. Swan argued that he did not knowingly and voluntarily enter his guilty plea because his counsel advised him shortly before the change-of-plea hearing “that the jury at his trial would not include any persons of color.” Id. at 18. Accordingly, as a black man, “he felt coerced to plead guilty in part because he did

not think he would receive a fair trial or be believed.” Id. at 18–19. Second, Mr. Swan argued he was legally innocent because § 922(g)(1) was unconstitutional, and because the district court denied the parties the full opportunity to litigate the constitutionality of the statute under the newly decided Bruen framework by denying his motion to withdraw his plea. Mr. Swan asked us to vacate his guilty plea and remand for further proceedings on the Bruen issue. But he also argued that we could “review the question of whether 18 U.S.C. § 922(g)(1) is unconstitutional in the first instance.” Id. at 27–28.

We vacated Mr. Swan’s conviction and remanded for further proceedings.

Swan I, 91 F.4th at 1059. Specifically, we held that Mr. Swan’s plea counsel’s statement “that all minorities would be removed from his jury and that his case would be tried before exclusively white jurors” was a material misrepresentation sufficient to render Mr. Swan’s guilty plea involuntary and unknowing. Id. at 1053–54. We based our decision to vacate Mr. Swan’s conviction exclusively on his knowing-and- voluntary argument and not “on other plea-withdrawal factors, including factual and legal innocence.” Id. at 1059 n.7.

However, we also referenced Mr. Swan’s argument that Bruen rendered § 922(g)(1)’s felon-in-possession prohibition unconstitutional as applied to his ammunition-only conviction. Id. In Footnote 7, we stated that to the extent Mr. Swan sought “broader relief than simply withdrawing his plea (he asserts that his statute of conviction is unconstitutional), we [were] bound to follow our recent decision in Vincent v. Garland [(Vincent I)], 80 F.4th 1197 (10th Cir. 2023).” Id. We explained,

“Vincent forecloses his position that the felon-in-possession statute is unconstitutional under Bruen, and he now maintains that argument solely for preservation purposes.” 1 Id. 3. Proceedings after Remand On remand, Mr. Swan moved to dismiss the indictment. He again argued that § 922(g)(1) is unconstitutional under Bruen’s two-step framework both on the statute’s face and as applied to his conviction because he “never actually possessed a firearm.” ROA Vol. I at 479. The Government opposed Mr. Swan’s motion on the merits, and it argued that we already held in Swan I that our prior precedent in Vincent I foreclosed Mr. Swan’s Second Amendment challenge. The district court denied Mr. Swan’s motion to dismiss. The district judge agreed with the Government that Footnote 7 in Mr. Swan’s first appeal resolved his Second Amendment challenge. The district judge also rejected Mr. Swan’s argument on the merits.

1 In Vincent v. Garland (Vincent I), we rejected the argument that New York State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1 (2022), abrogated our prior precedent upholding “the constitutionality of the ban on felons’ possession of firearms.” 80 F.4th 1197, 1202 (10th Cir. 2023) (citing United States v. McCane, 573 F.3d 1037 (10th Cir. 2009)). We also made clear that our precedent covers “any convicted felon’s possession of a firearm” and that Bruen does not mandate “felony-by-felony litigation regarding the constitutionality of § 922(g)(1).” Id. (quoting United States v. Jackson, 69 F.4th 495, 502 (8th Cir. 2023)). The Supreme Court subsequently vacated Vincent I and remanded it for reconsideration after applying Bruen for the first time in United States v. Rahimi, 602 U.S. 680 (2024). See Vincent v. Garland (Vincent II), 144 S. Ct. 2708 (2024) (mem.). On remand, we held that Rahimi did not change our existing precedent, so we readopted Vincent I and affirmed § 922(g)(1)’s constitutionality as applied to any convicted felon who possesses a firearm. Vincent v. Bondi (Vincent III), 127 F.4th 1263, 1266 (10th Cir. 2025).

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