Appellate Case: 25-6032 Document: 70-1 Date Filed: 04/08/2026 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT April 8, 2026 _________________________________ Christopher M. Wolpert Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 25-6032 (D.C. No. 5:21-CR-00028-F-1) JOHN MIGUEL SWAN, (W.D. Okla.)
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT * _________________________________
Before PHILLIPS, McHUGH, and EID, Circuit Judges. _________________________________
Defendant-Appellant John Miguel Swan appeals his conviction and sentence
for possessing ammunition as a convicted felon in violation of 18 U.S.C. § 922(g)(1).
Mr. Swan contends that his conviction violates the Second Amendment and that the
district court imposed a substantively unreasonable sentence. Exercising jurisdiction
under 28 U.S.C. § 1291, we affirm.
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1. Appellate Case: 25-6032 Document: 70-1 Date Filed: 04/08/2026 Page: 2
I. BACKGROUND
A. Factual History
On September 9, 2020, Oklahoma law enforcement officers went to a
residence where Mr. Swan was located to execute a felony warrant against him after
he was accused of domestic assault and battery against the woman he was dating.
When the officers arrived, they saw Mr. Swan run from the backyard into the
residence. The officers knocked on the front door and instructed Mr. Swan to open it
several times. Eventually he did, and the officers brought him outside and “placed
him on the ground until more officers were able to assist.” ROA Vol. III at 45.
As the officers brought Mr. Swan to the ground, “a loaded 9mm pistol
magazine with 17 live rounds fell from [his] pants pocket and landed on the ground
near the officer’s feet.” Id. The officers arrested Mr. Swan and transported him to a
detention center.
B. Procedural History
1. Indictment and Guilty Plea
A grand jury indicted Mr. Swan on one count of possessing ammunition as a
convicted felon under 18 U.S.C. § 922(g)(1). Following his counsel’s advice,
Mr. Swan pleaded guilty. His plea counsel later withdrew from representation, and
the district court appointed Mr. Swan a new attorney.
Several months later, Mr. Swan wrote a letter to the district court stating that
he was innocent but that his initial counsel forced him to enter a guilty plea out of
“blatant force and ineffective assistance of counsel.” ROA Vol. I at 99. The district
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judge construed Mr. Swan’s letter as a motion to withdraw his plea and denied the
motion because Mr. Swan did not present “a credible claim of innocence.” Id. at 344.
Mr. Swan subsequently asked the district court to reconsider the denial of his
motion to withdraw his guilty plea, in part because the Supreme Court had recently
issued New York State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1 (2022), a case in
which the Court laid out a new two-step framework that governs whether a firearm
regulation violates the Second Amendment. The district court again denied
Mr. Swan’s motion.
The district court proceeded to sentence Mr. Swan to a 120-month term of
imprisonment, to be followed by three years of supervised release.
2. Mr. Swan’s First Appeal
Mr. Swan appealed the district court’s denial of his motion to withdraw his
plea. He relied on two of the relevant plea-withdrawal factors: “whether the plea is
knowing and voluntary” and “whether the defendant has asserted his innocence.”
Brief for Appellant at 15, United States v. Swan (Swan I), 91 F.4th 1052 (10th Cir.
2024) (No. 22-6132) (quoting United States v. Hamilton, 510 F.3d 1209, 1214
(10th Cir. 2007)); see also id. at 15–32 (focusing the appellate argument on these two
plea-withdrawal factors).
First, Mr. Swan argued that he did not knowingly and voluntarily enter his
guilty plea because his counsel advised him shortly before the change-of-plea hearing
“that the jury at his trial would not include any persons of color.” Id. at 18.
Accordingly, as a black man, “he felt coerced to plead guilty in part because he did
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not think he would receive a fair trial or be believed.” Id. at 18–19. Second,
Mr. Swan argued he was legally innocent because § 922(g)(1) was unconstitutional,
and because the district court denied the parties the full opportunity to litigate the
constitutionality of the statute under the newly decided Bruen framework by denying
his motion to withdraw his plea. Mr. Swan asked us to vacate his guilty plea and
remand for further proceedings on the Bruen issue. But he also argued that we could
“review the question of whether 18 U.S.C. § 922(g)(1) is unconstitutional in the first
instance.” Id. at 27–28.
We vacated Mr. Swan’s conviction and remanded for further proceedings.
Swan I, 91 F.4th at 1059. Specifically, we held that Mr. Swan’s plea counsel’s
statement “that all minorities would be removed from his jury and that his case would
be tried before exclusively white jurors” was a material misrepresentation sufficient
to render Mr. Swan’s guilty plea involuntary and unknowing. Id. at 1053–54. We
based our decision to vacate Mr. Swan’s conviction exclusively on his knowing-and-
voluntary argument and not “on other plea-withdrawal factors, including factual and
legal innocence.” Id. at 1059 n.7.
However, we also referenced Mr. Swan’s argument that Bruen rendered
§ 922(g)(1)’s felon-in-possession prohibition unconstitutional as applied to his
ammunition-only conviction. Id. In Footnote 7, we stated that to the extent Mr. Swan
sought “broader relief than simply withdrawing his plea (he asserts that his statute of
conviction is unconstitutional), we [were] bound to follow our recent decision in
Vincent v. Garland [(Vincent I)], 80 F.4th 1197 (10th Cir. 2023).” Id. We explained,
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“Vincent forecloses his position that the felon-in-possession statute is
unconstitutional under Bruen, and he now maintains that argument solely for
preservation purposes.” 1 Id.
3. Proceedings after Remand
On remand, Mr. Swan moved to dismiss the indictment. He again argued that
§ 922(g)(1) is unconstitutional under Bruen’s two-step framework both on the
statute’s face and as applied to his conviction because he “never actually possessed a
firearm.” ROA Vol. I at 479. The Government opposed Mr. Swan’s motion on the
merits, and it argued that we already held in Swan I that our prior precedent in
Vincent I foreclosed Mr. Swan’s Second Amendment challenge. The district court
denied Mr. Swan’s motion to dismiss. The district judge agreed with the Government
that Footnote 7 in Mr. Swan’s first appeal resolved his Second Amendment
challenge. The district judge also rejected Mr. Swan’s argument on the merits.
1 In Vincent v. Garland (Vincent I), we rejected the argument that New York State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1 (2022), abrogated our prior precedent upholding “the constitutionality of the ban on felons’ possession of firearms.” 80 F.4th 1197, 1202 (10th Cir. 2023) (citing United States v. McCane, 573 F.3d 1037 (10th Cir. 2009)). We also made clear that our precedent covers “any convicted felon’s possession of a firearm” and that Bruen does not mandate “felony-by-felony litigation regarding the constitutionality of § 922(g)(1).” Id. (quoting United States v. Jackson, 69 F.4th 495, 502 (8th Cir. 2023)). The Supreme Court subsequently vacated Vincent I and remanded it for reconsideration after applying Bruen for the first time in United States v. Rahimi, 602 U.S. 680 (2024). See Vincent v. Garland (Vincent II), 144 S. Ct. 2708 (2024) (mem.). On remand, we held that Rahimi did not change our existing precedent, so we readopted Vincent I and affirmed § 922(g)(1)’s constitutionality as applied to any convicted felon who possesses a firearm. Vincent v. Bondi (Vincent III), 127 F.4th 1263, 1266 (10th Cir. 2025). 5 Appellate Case: 25-6032 Document: 70-1 Date Filed: 04/08/2026 Page: 6
Mr. Swan proceeded to trial. The jury found him guilty of possessing
ammunition as a convicted felon in violation of § 922(g)(1).
4. Presentence Report
A probation officer filed a presentence report (“PSR”) that calculated
Mr. Swan’s advisory sentencing range under the United States Sentencing Guidelines
and provided information for the district court to consider when deciding Mr. Swan’s
sentence. The PSR assigned Mr. Swan an offense level of 20 and a criminal history
category of VI, producing an advisory Guidelines range of 70 to 87 months in prison.
The PSR detailed Mr. Swan’s prior criminal conduct. It indicated that
Mr. Swan had been convicted of seven prior felonies, four of which were felon-in-
possession offenses. The PSR also outlined Mr. Swan’s lengthy history of domestic
violence. On four instances, Mr. Swan pleaded guilty or no contest to assault and
battery, assault and battery for domestic abuse, or breaking and entering in a situation
that involved underlying facts related to domestic violence. The PSR described
Mr. Swan’s conduct underlying these convictions, which included striking a woman
in the face, pushing and punching a woman, shoving a woman against a refrigerator
and throwing her over a sofa, and kicking in the door of a woman who had a
protective order against him.
The PSR also described instances of Mr. Swan’s past conduct that did not
result in convictions, but the district court considered only one such instance for
sentencing purposes—the incident leading to his arrest on the felon-in-possession
charge at issue here. In that instance, Mr. Swan’s pregnant girlfriend told officers that
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Mr. Swan had “put his hand around her neck and squeezed to the point where she
could not breathe” while “repeatedly punch[ing] her on the left side of her face.”
ROA Vol. III at 60. Mr. Swan was charged with state-law domestic assault and
battery charges, but the state dropped the charges due to the federal felon-in-
possession case at issue in the instant appeal. Id. at 60–61.
5. Sentencing
Before Mr. Swan’s sentencing hearing, the Government requested an upward
variance from Mr. Swan’s 70- to 87-month Guidelines range, and Mr. Swan
requested a downward one. The district judge applied an upward variance and
sentenced Mr. Swan to the statutory maximum penalty of 120 months in prison. In
doing so, the district judge considered Mr. Swan’s detailed history of violent
conduct. With the exception of the incident described above, the judge considered
reports of domestic violence only if they resulted in a guilty or no contest plea
because, in the unadjudicated cases, the victims’ or witnesses’ “accounts [had] not
been tested in the way we ordinarily look for accounts of serious criminal conduct to
be tested.” ROA Vol. V at 325.
The district judge explained that he considered the nature and circumstances of
the offense, Mr. Swan’s history and characteristics, and the need for incapacitation
and deterrence to be the most “eye-catching” factors in determining Mr. Swan’s
sentence. Id. at 348. The district judge noted that the nature and circumstances of the
offense—the mere possession of ammunition—weighed in Mr. Swan’s favor because
“the intrinsic egregiousness of simply possessing ammunition after former conviction
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of a felony is not . . . toward the egregious end of the scale.” Id. at 349. Rather, “it
takes other facts to put the case, as a whole, toward the egregious end of the scale.”
Id.
But the district judge concluded that Mr. Swan’s history and characteristics
supported a higher sentence than the nature of his offense would suggest. The judge
primarily focused on Mr. Swan’s history of brutality toward women, the seriousness
of the injuries Mr. Swan had inflicted on others, and the vulnerability of the victims
he had harmed. The judge also observed “a strong element of lawlessness in
Mr. Swan’s approach to living day-to-day life” based on his “several serious felony
convictions” and that “Mr. Swan had probably been told a hundred times that he
could not possess a firearm or ammunition.” Id. at 350. Finally, the judge noted that
the need for incapacitation supported sentencing Mr. Swan to a 120-month term of
imprisonment. He stated, “Mr. Swan has left a trail of women who suffered horribly
at his hands, and I am aware of nothing other than incapacitation that can make that
stop or interrupt the course of conduct that goes back a good many years. Id. at 350–
51.
Mr. Swan timely appealed his conviction and sentence.
II. DISCUSSION
A. Law of the Case
Mr. Swan argues that § 922(g)(1), as applied to his possession of mere
ammunition, violates the Second Amendment because the Government cannot point
to a historical analogue that prohibited non-violent felons from possessing only
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ammunition and not a firearm. The Government contends that the law-of-the-case
doctrine forecloses Mr. Swan’s Second Amendment challenge because we rejected it
in his first appeal. We agree.
In Swan I, after we held that the district court abused its discretion in denying
Mr. Swan’s motion to withdraw his guilty plea, we explained:
We reach this conclusion based solely on the knowing-and-voluntary requirement and thus need not consider Swan’s arguments on other plea- withdrawal factors, including factual and legal innocence. But we pause to note that to the extent that Swan’s legal-innocence argument seeks broader relief than simply withdrawing his plea (he asserts that his statute of conviction is unconstitutional), we are bound to follow our recent decision in Vincent v. Garland, 80 F.4th 1197 (10th Cir. 2023). See United States v. Lira- Ramirez, 951 F.3d 1258, 1260–61 (10th Cir. 2020) (“We must generally follow our precedents absent en banc consideration.”). As Swan acknowledges, Vincent forecloses his position that the felon-in-possession statute is unconstitutional under Bruen, and he now maintains that argument solely for preservation purposes. Swan I, 91 F.4th at 1059 n.7.
To place Footnote 7 in context, we provide a brief explanation of the Second
Amendment landscape regarding felon-in-possession regulations. In District of
Columbia v. Heller, 554 U.S. 570, 592 (2008), the Supreme Court held that the
Second Amendment “guarantee[s] the individual right to possess and carry weapons
in case of confrontation.” 554 U.S. 570, 592 (2008). Then, in Bruen, the Court set
forth a two-step burden-shifting framework that guides the analysis of whether a
firearm regulation infringes upon that right, see 597 U.S. at 17, which the Court
further clarified in United States v. Rahimi, 602 U.S. 680 (2024). Under this
framework, the regulation’s challenger must first establish that the Second
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Amendment’s text encompasses his conduct (i.e., ammunition possession). Bruen,
597 U.S. at 17. If this burden is met, the government must then show that “the
challenged regulation is consistent with the principles that underpin our regulatory
tradition.” Rahimi, 602 U.S. at 692; see also Bruen, 597 U.S. at 17.
Before Bruen, we upheld § 922(g)(1)’s prohibition of firearm possession by
convicted felons based on the Supreme Court’s dicta in Heller, which noted that the
opinion did not “cast doubt on longstanding prohibitions on the possession of
firearms by felons.” United States v. McCane, 573 F.3d 1037, 1047 (10th Cir. 2009)
(quoting Heller, 554 U.S. at 626). And after Bruen, we confirmed that our prior
precedent upholding § 922(g)(1) remained good law regardless of whether the
defendant’s prior felony conviction was for a violent or non-violent offense. See
Vincent I, 80 F.4th at 1202; see also Vincent v. Bondi (Vincent III), 127 F.4th 1263,
1265–66 (10th Cir. 2025) (reaffirming Vincent I).
The parties now dispute whether Footnote 7 in Swan I, which rejects
Mr. Swan’s position that § 922(g)(1) is unconstitutional, is the law of the case or
mere dicta. “The law-of-the-case doctrine is one of several doctrines . . . that limit a
litigant to one bite at the apple.” Harris v. City Cycle Sales, Inc., 112 F.4th 1272,
1278 (10th Cir. 2024). It provides that “when a court decides upon a rule of law, that
decision should continue to govern the same issues in subsequent stages in the same
case.” United States v. Moore, 96 F.4th 1290, 1301 (10th Cir. 2024) (quotation marks
omitted). Once we make a decision in a lawsuit, we will ordinarily follow that
decision in the parties’ subsequent appeals. Dobbs v. Anthem Blue Cross & Blue
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Shield, 600 F.3d 1275, 1280 (10th Cir. 2010). “This principle applies to all issues
previously decided, either explicitly or by necessary implication.” Rocky Mountain
Wild v. Dallas, 98 F.4th 1263, 1288 (10th Cir. 2024) (quotation marks omitted). We
generally only deviate from the law of the case if one of three circumstances is
present: “(1) new and different evidence; (2) intervening controlling authority; or
(3) a clearly erroneous prior decision which would work a manifest injustice.”
Rimbert v. Eli Lilly & Co., 647 F.3d 1247, 1251 (10th Cir. 2011).
However, the law-of-the-case doctrine does not require us to follow a prior
panel’s dicta. Moore, 96 F.4th at 1300. “Dicta are statements and comments in an
opinion concerning some rule of law or legal proposition not necessarily involved nor
essential to determination of the case in hand.” Thompson v. Weyerhaeuser Co.,
582 F.3d 1125, 1129 (10th Cir. 2009) (internal quotation marks omitted); see also
United Food & Com. Workers Union, Loc. 1564 of N.M. v. Albertson’s, Inc.,
207 F.3d 1193, 1199 (10th Cir. 2000) (“Questions which merely lurk in the record,
neither brought to the attention of the court nor ruled upon, are not to be considered
as having been so decided as to constitute precedents.” (quoting Webster v. Fall,
266 U.S. 507, 511 (1925))).
Contrary to Mr. Swan’s argument, we decline to interpret Footnote 7 in Swan I
as mere dicta. In Mr. Swan’s first appeal, he expressly invited us to decide whether
his § 922(g)(1) conviction was unconstitutional under Bruen. See Brief for Appellant
at 27–28, Swan I, 91 F.4th 1052 (No. 22-6132). We identified the issue that he raises
here—whether Mr. Swan’s “statute of conviction is unconstitutional.” See Swan I,
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91 F.4th at 1059 n.7. Then, we rejected his position because Vincent I foreclosed it.
Id. It is implicit in this conclusion that Vincent I—which upholds § 922(g)(1) as
applied to convictions for firearm possession—applies to Mr. Swan’s conviction for
ammunition possession, thus defeating the argument he has raised in this appeal
attempting to distinguish the two. See Dobbs, 600 F.3d at 1280 (explaining that the
law-of-the-case doctrine applies to issues decided by necessary implication); United
States v. Rohde, 159 F.3d 1298, 1302 (10th Cir. 1998) (noting that the language “we
conclude that the facts of this case are governed by Witte” suggested a prior decision
was a holding (citing Witte v. United States, 515 U.S. 389 (1995))).
The binding nature of our holding in Swan I does not change simply because
we did not address each of the arguments Mr. Swan raised in this appeal regarding
the differences between firearms and ammunition. See Thompson, 582 F.3d at 1130
(“The fact that our earlier decisions do not address particular arguments that [the
appellant] now advances does not transform the legal conclusions that we reached in
those cases from holdings into dicta.”).
Nor does the language “need not consider” render the footnote dicta. We noted
in Swan I that because we held that the district court abused its discretion when it
denied Mr. Swan’s motion to withdraw his guilty plea “based solely on the knowing-
and-voluntary requirement,” we “need[ed] not consider” Mr. Swan’s other
arguments, such as his legal innocence, on that issue. Swan I, 91 F.4th at 1059 n.7.
That language, however, did not refer to the rest of Footnote 7, which focused on the
“broader relief” Mr. Swan sought under the Second Amendment, separate from his
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argument regarding the district court’s denial of his plea-withdrawal motion. See id.
Further, we clarified that, after Swan I, Mr. Swan maintained his Second Amendment
argument “solely for preservation purposes.” Id. This language is inconsistent with
the notion that we anticipated Mr. Swan could then move to dismiss his indictment
on the same basis after withdrawing his guilty plea on remand. We have already
rejected the argument Mr. Swan raises in this appeal, and we are not persuaded that
he should have the opportunity to relitigate it here. See Entek GRB, LLC v. Stull
Ranches, LLC, 840 F.3d 1239, 1241–42 (10th Cir. 2016) (explaining that the law-of-
the-case doctrine precludes relitigating arguments that have already been decided,
especially on the “same issues that the litigant could have but failed to present the
first time around”). We therefore decline to reconsider this argument because it is law
of the case.
B. Sentencing
Mr. Swan also argues that his 120-month sentence is substantively
unreasonable because the district court (1) gave excessive weight to prior conduct
that was either unproven or unrelated to the instant offense, and (2) failed to account
for unwarranted sentencing disparities between Mr. Swan and similarly situated
defendants. We disagree and conclude that the district court did not abuse its
discretion.
1. Standard of Review
Sentencing courts “must impose sentences that are ‘sufficient, but not greater
than necessary, to comply with the four identified purposes of sentencing: just
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punishment, deterrence, protection of the public, and rehabilitation.’” United States v.
Guevara-Lopez, 147 F.4th 1174, 1183 (10th Cir. 2025) (quoting Dean v. United
States, 581 U.S. 62, 67 (2017) (internal quotation marks omitted)). “Section 3553(a)
requires sentencing courts to consider seven factors, including ‘the nature and
circumstances of the offense and the history and characteristics of the defendant’ and
‘the need to avoid unwarranted sentence disparities among defendants with similar
records who have been found guilty of similar conduct.’” Id. (quoting 18 U.S.C.
§ 3553(a)). Sentences must be substantively and procedurally reasonable. United
States v. Cookson, 922 F.3d 1079, 1091 (10th Cir. 2019).
We review the substantive reasonableness of a sentence for abuse of
discretion. Id. at 1090. “A district court abuses its discretion when it renders a
judgment that is arbitrary, capricious, whimsical, or manifestly unreasonable.”
United States v. Friedman, 554 F.3d 1301, 1307 (10th Cir. 2009) (quotation marks
omitted). A sentence’s substantive reasonableness “turns on whether the length of the
sentence is reasonable given all the circumstances of the case in light of the”
§ 3553(a) factors. United States v. Crosby, 119 F.4th 1239, 1248 (10th Cir. 2024)
(internal quotation marks omitted). “Of course, the district court need not afford
equal weight to each § 3553(a) factor, and we will defer on substantive-
reasonableness review not only to a district court’s factual findings but also to its
determinations of the weight to be afforded to such findings.” Cookson, 922 F.3d
at 1094 (internal quotation marks and citations omitted). But “we have cautioned
against excessive reliance on a single factor in sentencing.” Id. at 1093.
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When a district court imposes a sentence outside the Guidelines range, “we
give due deference to the district court’s decision that the § 3553(a) factors, on the
whole, justify the extent of the variance.” Id. at 1090–91 (internal quotation marks
and brackets omitted). In doing so, “we recognize that the district court ‘is in a
superior position to find facts and judge their import under § 3553(a) in the
individual case.” Crosby, 119 F.4th at 1246 (quoting Gall v. United States, 552 U.S.
38, 51 (2007)). That said, “a major variance should have a more significant
justification than a minor one.” Id. (quotation marks and brackets omitted).
2. Mr. Swan’s Prior Conduct
Mr. Swan first argues his sentence is substantively unreasonable because the
district court imposed a major upward variance based on “unproven allegations . . .
relating to prior incidents of domestic violence unrelated to the offense of
conviction.” Appellant’s Br. at 46. He contends that the district court placed
excessive weight on his history of domestic violence, resulting in a sentence that
punished him for conduct other than his possession of ammunition as a convicted
felon.
“It is entirely appropriate for a district court to consider reliable information
about a defendant’s criminal history when deciding whether to impose an above-
Guidelines sentence.” United States v. Ruiz, 125 F.4th 1342, 1351 (10th Cir. 2025).
Nonetheless, “a district court can abuse its discretion by varying upwards solely
because of past conduct unrelated to the offense of conviction.” United States v.
Vazquez-Garcia¸130 F.4th 891, 901 (10th Cir. 2025).
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Here, the district court did not abuse its discretion by imposing an upward
variance to Mr. Swan’s sentence based on his long history of brutality toward
women. The district judge explained that Mr. Swan’s prior violence was “the most
eye-catching aspect” of his criminal history and that it contributed to the length of
Mr. Swan’s sentence. ROA Vol. V at 349. However, contrary to Mr. Swan’s
contention, the district court did not rely on unproven allegations of domestic
violence. Despite the district judge’s discretion to consider unadjudicated conduct
described in the PSR, he largely declined to do so. See id. at 325 (“I am very hesitant
to take into account unadjudicated conduct [barring] extraordinary circumstances that
are not present here . . . .”); see also United States v. Rodriguez-Felix, 450 F.3d 1117,
1131 (10th Cir. 2006) (“[W]e have routinely permitted a district court to enhance a
defendant’s sentence using uncharged conduct proven to the court by a
preponderance of the evidence.”). Instead, the district judge carefully distinguished
the unadjudicated allegations from conduct that resulted in a conviction, considering
only the latter for purposes of sentencing Mr. Swan. The one exception was an
unadjudicated domestic violence incident leading to the crime of conviction, which
the district court considered only after determining that the police reports describing
the victim’s injuries were supported by “ample indicia of trustworthiness.” Id. at 324.
And because the district court carefully considered whether this unadjudicated
conduct was supported by sufficient evidence, we disagree with Mr. Swan’s
characterization of this incident as an “unproven allegation.” See Rodriguez-Felix,
450 F.3d at 1131 (noting the district court’s discretion “to enhance a defendant’s
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sentence using uncharged conduct proven to the court by a preponderance of the
evidence”).
Relying on United States v. Allen, 488 F.3d 1244 (10th Cir. 2007), Mr. Swan
emphasizes that his history of domestic violence is too unrelated from his conduct of
possessing ammunition, making his 120-month sentence substantively unreasonable.
In Allen, we held that a district court abused its discretion by imposing a sentence
that effectively punished the defendant for “attempted criminal sexual abuse or
solicitation of murder, when his crime of conviction was sale of methamphetamine.”
Id. at 1253. Federal agents were investigating the defendant based on statements he
made about his desire to kidnap, rape, and murder young girls. Id. at 1245–46.
Although agents discovered photos of missing-children posters and stories he wrote
about raping young girls at the defendant’s home, he was arrested and charged only
for distributing methamphetamine. Id. at 1248. As a result, we concluded the district
court gave excessive weight to the defendant’s uncharged actions that were unrelated
to his drug offense. Id. at 1259.
Mr. Swan’s sentence is different from the one imposed in Allen because
Mr. Swan’s repeated instances of violence are not so unrelated to his offense of
ammunition possession such that the district court effectively sentenced him for a
different and more serious crime. And the district court limited its consideration to
adjudicated incidents, with one exception. Indeed, we have repeatedly concluded that
a history of domestic violence—which shows a disregard for the safety of others—
may support an upward variance in a felon-in-possession case. See United States v.
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Lucero, 130 F.4th 877, 884, 887–88 (10th Cir. 2025) (finding no error where the
sentencing court imposed an upward variance because the defendant, “despite being
convicted of multiple offenses, continued to commit crimes, including crimes with
weapons and crimes against women” (citation and internal quotation marks omitted));
United States v. Kaspereit, 994 F.3d 1202, 1215 (10th Cir. 2021) (finding no abuse of
discretion where the district court applied an upward variance in a firearm-possession
case in part because the defendant’s pattern of domestic violence “posed a significant
risk to the safety of others”); United States v. Rogers, 371 F.3d 1225, 1232
(10th Cir. 2004) (“[A] person who has previously committed domestic violence and
thereafter possesses a weapon is reckless with respect to the risk that he might use the
weapon as a means to inflict intentional physical force.”).
Finally, the district court’s consideration of Mr. Swan’s criminal history was
not limited to his previous instances of domestic violence. The district judge also
noted that Mr. Swan’s long history of felony convictions—including multiple felon-
in-possession convictions—suggested “a strong element of lawlessness in
Mr. Swan’s approach to living day-to-day life.” ROA Vol. V at 350. And the judge
noted that he was “aware of nothing other than incapacitation that can make that stop
or interrupt that course of conduct that goes back a good many years.” Id. at 351. We
have previously upheld similar reasoning supporting a major variance to a
defendant’s Guidelines range. United States v. Mateo, 471 F.3d 1162, 1170 (10th Cir.
2006) (holding the district court did not abuse its discretion in imposing a 99-month
upward variance because the defendant’s criminal history showed a “demonstrated
18 Appellate Case: 25-6032 Document: 70-1 Date Filed: 04/08/2026 Page: 19
penchant for criminality”); United States v. Proffit, 304 F.3d 1001, 1011–12 (10th
Cir. 2002) (noting that the defendant’s repeated offenses committing the same or
similar crimes warranted a higher sentence because of the defendant’s potential for
recidivism).
3. Unwarranted Sentencing Disparities
Mr. Swan then argues that the district court failed to consider the potential for
unwarranted sentencing disparities between Mr. Swan and other similarly situated
defendants. Section 3553(a) “requires sentencing courts to consider ‘the need to
avoid unwarranted sentence disparities among defendants with similar records who
have been found guilty of similar conduct.’” Crosby, 119 F.4th at 1251 (quoting
§ 3553(a)(6)).
We have “previously suggested that when a major variance is at play, the
district court proclaims a substantively reasonable sentence when it considers
comparative data regarding the degree of a defendant’s mens rea and a thorough
survey of sentences entered by other federal courts for similar conduct.” Id. (internal
quotation marks omitted). Although statistics from the U.S. Sentencing
Commission’s Judiciary Sentencing Information (“JSIN”) platform are relevant to
whether a sentence threatens to create unwarranted disparities, “we do not require
district courts to consult Sentencing Commission data before imposing a sentence,
nor do we require district courts to follow national statistics when imposing a
sentence.” Guevara-Lopez, 147 F.4th at 1188. Indeed, we have stated the “general
rule that when a court considers what the guidelines sentence (or sentencing range)
19 Appellate Case: 25-6032 Document: 70-1 Date Filed: 04/08/2026 Page: 20
is, it necessarily considers whether there is a disparity between the defendant’s
sentence and the sentences imposed on others for the same offense.” United States v.
Gantt, 679 F.3d 1240, 1248–49 (10th Cir. 2012).
Here, Mr. Swan asserts that he provided examples of defendants who had
received lower sentences than he, but that the district court failed to consider them.
At Mr. Swan’s sentencing hearing, he listed the names of eight defendants who had
been sentenced in the Western District of Oklahoma, along with the length of each
defendant’s sentence. Mr. Swan provided no additional information suggesting how
the eight defendants were similarly situated to him. In fact, for six of the eight
examples Mr. Swan provided, he did not even state the offense for which the
defendant was convicted. Mr. Swan relies in part on our decision in Guevara-Lopez,
where we held that the district court erred by only cursorily addressing a sentencing
disparity issue that the defendant had raised. See 147 F.4th at 1184–86. In that case,
however, the defendant had narrowed the statistics by the type of offense, criminal
history category, and total offense level to show that he was the only defendant
nationwide with these characteristics to receive an upward variance in a period of
five years. Id. at 1185–86. In contrast, Mr. Swan focused only on defendants
sentenced in the Western District of Oklahoma, rather than pointing to potential
nationwide disparities, and he did not provide any information suggesting the eight
defendants were similar to him in any way.
Although the district court did not specifically discuss the need to avoid
unwarranted disparities, the district judge correctly calculated Mr. Swan’s Guidelines
20 Appellate Case: 25-6032 Document: 70-1 Date Filed: 04/08/2026 Page: 21
range and sufficiently explained the need for a higher sentence given Mr. Swan’s
history and characteristics. The district judge recognized that he was imposing a high
sentence, especially in light of the nature of Mr. Swan’s offense, but he walked
through Mr. Swan’s prior conduct and exercised his discretion to impose a
120-month sentence based on multiple § 3553(a) factors. See United States v. Kelley,
359 F.3d 1302, 1305 (10th Cir. 2004) (“[W]e have made it quite clear that the
sentencing court is not required to consider individually each factor listed in
§ 3553(a) before issuing a sentence.”); Gantt, 679 F.3d at 1248–49 (holding that the
district court did not err by failing to explicitly discuss the need to avoid unwarranted
sentencing disparities because it correctly calculated the defendant’s Guidelines’
range yet decided to impose a sentence outside that range). Under the facts of
Mr. Swan’s case, the district court’s sentencing decision “falls within the realm of
. . . rationally available choices.” United States v. McComb, 519 F.3d 1049, 1053
(10th Cir. 2007).
III. CONCLUSION
For these reasons, we AFFIRM Mr. Swan’s conviction and sentence.
Entered for the Court
Carolyn B. McHugh Circuit Judge