United States v. Arce

118 F.3d 335, 1997 U.S. App. LEXIS 18833, 1997 WL 403023
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 18, 1997
Docket96-20983
StatusPublished
Cited by21 cases

This text of 118 F.3d 335 (United States v. Arce) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Arce, 118 F.3d 335, 1997 U.S. App. LEXIS 18833, 1997 WL 403023 (5th Cir. 1997).

Opinion

KING, Circuit Judge:

Dr. Jose Luis Arce pleaded guilty to several counts regarding possessing, transferring, and manufacturing illegal weapons. At sentencing, the district court departed upward five levels based on three factors. On appeal, Arce challenges the constitutionality of some of the statutory provisions under which he was convicted and subsequently sentenced. He also claims that the district court abused its discretion by upwardly departing. We affirm Arce’s convictions. We conclude, however, that the district court abused its discretion in its consideration of one of the factors as a basis for departure, and therefore we vacate his sentence and remand for resentencing.

I. BACKGROUND

The facts of this ease are undisputed. At the time of the offenses in the fall of 1995, Arce possessed one Sten machine gun, two Norineo machine guns, and two homemade silencers (one black and one white). One of Arce’s friends introduced him to a man interested in purchasing a silencer and a fully automatic machine gun. The man interested in the purchases was an undercover agent of the Bureau of Alcohol, Tobacco, and Firearms (ATF). Arce agreed to show the undercover agent how to construct a silencer and to videotape his demonstration so that others could learn his method. While being videotaped, Arce constructed the white si *338 lencer from PVC pipe, wire mesh, Coca-Cola can lids, pieces of rubber, and various other items purchased from a local home improvement store. Arce sold the agent the silencer for $100. Shortly thereafter, the ATF agent purchased the Sten machine gun from Arce for $600. During the sale negotiations, Arce told the ATF agent that he had personally, and illegally, constructed the Sten machine gun and converted the semi-automatic Norinco machine guns into fully automatic weapons. During this time, Arce knew that it was illegal to possess and manufacture machine guns and silencers without registering them with the ATF and paying the applicable taxes, and Arce neither registered nor paid the taxes for any of the devices.

A federal grand jury in the Southern District of Texas indicted Arce in April of 1996 with the following four counts: 1) possessing three unregistered machine guns and two silencers in violation of 26 U.S.C. § 5861(d), 2) possessing three machine guns in violation of 18 U.S.C. § 922(o), 3) transferring a machine gun in violation of 18 U.S.C. § 922(o), and 4) manufacturing a silencer without first registering as a firearms manufacturer in violation of 26 U.S.C. § 5861(a).

After unsuccessfully attempting to strike the reference to machine guns from count one and to dismiss counts two and three, Arce pleaded guilty to all charges. The district court ordered the preparation of a presentence investigation report (PSR), which was filed in September of 1996. In October 1996, a sentencing hearing was held. After ruling on numerous objections to the PSR, the district court determined that Arce’s offense level was 17 and his criminal history category was I, resulting in a sentencing range of 24 to 30 months according to the U.S. Sentencing Commission Guidelines Manual (hereinafter “USSG,” “the Guidelines,” or “the Sentencing Guidelines”). The court then departed upward five levels on the basis that the United States Sentencing Commission did not adequately consider several aggravating factors in promulgating the relevant guideline, USSG § 2K2.1. This resulted in a new sentencing range of 41 to 51 months, and the district court sentenced Arce to 51 months. Arce timely appealed.

On appeal, Arce asserts several arguments. Arce challenges his convictions and sentence relating to the three machine guns on constitutional grounds. 1 However, as Arce acknowledges, his positions are inconsistent with prior decisions of this court, 2 and we are bound by those decisions. Floors Unlimited, Inc. v. Fieldcrest Cannon, Inc., 55 F.3d 181, 185 (5th Cir.1995) (stating that a panel of this court may not overrule the decision of a prior panel in the absence of an en banc reconsideration or a superseding decision of the Supreme Court). Thus, we will not address the merits of these arguments. Arce also asserts that the district court’s upward departure at sentencing was an abuse of discretion. Because we agree to some extent with Arce’s argument, we vacate Arce’s sentence and remand for resentencing.

II. LEGAL STANDARDS FOR UPWARD DEPARTURES

The Supreme Court recently discussed at length the legal standards for departures from the Sentencing Guidelines in Koon v. United States, — U.S. -, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996). Citing 18 U.S.C. § 3553(a), the Court began by making clear that “[a] district court must impose a sentence within the applicable Guideline range, if it finds the case to be a typical one.” Id. at-, 116 S.Ct. at 2040. *339 The Sentencing Commission did not consider every possible scenario of criminal activity and thus formulated the Guidelines around the normal or “heartland” case. Id. at-, 116 S.Ct. at 2044. When a court confronts a case that it determines falls outside this heartland, the court can consider departing from the Guidelines. The introduction to the Guidelines explains:

The Commission intends the sentencing courts to treat each guideline as carving out a “heartland,” a set of typical cases embodying the conduct that each guideline describes. When a court finds an atypical case, one to which a particular guideline linguistically applies but where conduct significantly differs from the norm, the court may consider whether a departure is warranted.

USSG ch. 1, pt. A, intro, comment. 4(b). Congress has specifically authorized such departure power:

The court shall impose a sentence of the kind, and within the range, referred to in subsection (a)(4) unless the court finds that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a sentence different than that described.

18 U.S.C. § 3553(b).

USSG § 5K2.0 is the Sentencing Commission’s policy statement specifically governing the grounds for departure. The Commission notes that a case may involve factors that are not taken into consideration at all in the relevant Guideline, and the “[presence of any such factor may warrant departure from the guidelines.” Id.

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Bluebook (online)
118 F.3d 335, 1997 U.S. App. LEXIS 18833, 1997 WL 403023, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-arce-ca5-1997.