United States v. Albo

22 C.M.A. 30
CourtUnited States Court of Military Appeals
DecidedNovember 17, 1972
DocketNo. 25,415
StatusPublished
Cited by1 cases

This text of 22 C.M.A. 30 (United States v. Albo) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Albo, 22 C.M.A. 30 (cma 1972).

Opinions

Opinion of the Court

Darden, Chief Judge:

We granted review of this case to consider whether a violation of the so-called Jencks Act (18 USC § 3500) occurred during the special court-martial of the accused for possession of heroin.

At the trial, Staff Sergeant Grenier, an agent of the Criminal Investigation Division (CID) of the Marine Corps Air Station at Cherry Point, North Carolina, testified on an issue of probable cause for a search. Grenier was examined about his investigation and the information he received before the accused was apprehended on May 17, 1971. He testified that he had received detailed information from confidential informants several times between May 12 and May 17. On cross-examination he responded that before testifying he had refreshed his recollection from what he called “Case Activity Nptes.” The defense counsel requested that the notes be produced pursuant to the Jencks Act, supra, for his use in cross-examining the witness. Objecting to this request the trial counsel pointed out that the witness had testified from personal knowledge without the notes and contended that the notes contained much information not being used in the accused’s case. The military judge denied the request and did not elaborate on his ruling. When a second investigator, Sergeant Rogers, testified later, cross-examination elicited that he, too, had consulted “Case Activity Notes” to refresh his recollection. After defense counsel requested production of these documents under the Jencks Act, the trial counsel objected on the grounds, inter alia, (1) that the Jencks Act is not applicable because the witnesses were criminal investigators, and (2) that producing the documents would identify confidential informants in violation of paragraph 1516, Manual for Courts-Martial, United States, 1969 (Revised edition). The defense counsel declared that he [32]*32was not seeking the identity of the informants but that he was seeking statements of the agents who had been called as witnesses for the Government in order that he might cross-examine them on their credibility.1 Although the trial judge directed the trial counsel to provide the defense counsel with a copy of the CID report, the defense counsel stated that this did not contain the information he sought and that he expected the “Case Activity Notes” to deal more specifically with the information provided by the confidential informants. The military judge then denied the defense request without examining the notes or making any inquiry as to their nature and without ordering them attached to the record.

The Jencks Act, the text of which is set out in the margin,2 ap[33]*33plies to courts-martial. United States v Walbert, 14 USCMA 34, 33 CMR 246 (1963); United States v Heinel, 9 USCMA 259, 26 CMR 39 (1958). Under its terms, after a Government witness testifies on direct examination, the defense is entitled to the production of documents that are (1) statements of the witness as defined by the statute, (2) in the possession of the Government, and (3) related to the subject matter of the witness’ testimony. If a statement meets the statutory criteria, the defense has a right to its production without any showing that the document is inconsistent with the testimony of the witness or that it would be useful for impeachment. Campbell v United States, 365 US 85, 5 L Ed 2d 428, 81 S Ct 421 (1961); Scales v United States, 367 US 203, 6 L Ed 2d 782, 81 S Ct 1469 (1961), rehearing denied, 366 US 978, 6 L Ed 2d 1267, 81 S Ct 1912 (1961). When doubt exists about whether the statute compels production of a particular statement, the Government should submit it to the trial judge for an in camera determination. Palermo v United States, 360 US 343, 3 L Ed 2d 1287, 79 S Ct 1217 (1959).

We consider first whether the “Case Activity Notes” are “statements,” as defined by subsection (e) (1) of the Act. Since the military judge did not examine the notes or attach them to the record, their exact content is not shown. Appellate defense counsel suggest that these were memoranda made by each agent during the course of his investigation and that they describe his activities and the information learned by him. If, for example, an informant described a person allegedly possessing or selling drugs and the agent to whom this was reported recorded that information, whether the agent’s testimony at trial was consistent with the information he recorded earlier would be important for impeachment purposes.

Supporting its contention that investigative notes of this kind are not Jencks Act statements, the Government relies on Needelman v United States, 261 F2d 802 (CA 5th Cir) (1958), certiorari dismissed, 362 US 600, 4 L Ed 2d 980, 80 S Ct 960 (1960), and McGill v United States, 270 F2d 329 (CA DC Cir) (1959), certiorari denied, 362 US 905, 4 L Ed 2d 555, 80 S Ct 615 (1960). In Needelman, a narcotics agent made “contemporaneous” notes of interviews and his activities in an investigation and he also prepared a “case report.” Before trial, the agent referred to these notes to refresh his recollection. The trial judge allowed defense counsel to see the case report but refused production of the notes. The Needelman court decided that the notes were not strictly within the Jencks Act and affirmed denial of their production as not being an abuse of discretion. In McGill, a police officer was asked if he had made “notes of any conversations” that occurred between him and other witnesses. He replied that he had notes and had consulted them before coming to court. The McGill court said the Jencks Act applied but held that the statute did not require the notes to be produced.

Appellate defense counsel argue that Needelman and McGill were decided before Clancy v United States, 365 US 312, 5 L Ed 2d 574, 81 S Ct 645 (1961), and are inconsistent with it and the weight of authority as represented by Lewis v United States, 340 F2d 678 (CA 8th Cir) (1965).

In Clancy, one Government agent testified that after an interview with a defendant he made a memorandum of the interview. The opinion does not indicate whether the memorandum was signed. Another Government agent present at other interviews testified [34]*34that he took no notes but that he later prepared a memorandum from notes taken by a third agent. Both he and the third agent signed this memorandum. The trial court ordered the third agent’s original, apparently unsigned, notes produced but refused to order the production of either memorandum. The Clancy opinion held that these memoranda were statements within the meaning of subsection (e) (1) of the Jencks Act and should have been produced. It did not directly decide whether notes made by the witnesses at the time of the interviews are subject to production under the Jencks Act. If they were but a “truncated version” of an interview with a person who later testified at trial, their producibility is a question that was reserved in Palermo v United States, supra. See United States v Augenblick, 393 US 348, 21 L Ed 2d 537, 89 S Ct 528 (1969).

From our examination of the cases decided by the United States Courts of Appeals, we agree with appellate defense counsel that the weight of authority supports the furnishing of agents’ notes for possible impeachment after an agent has testified. The decision of the Fourth Circuit in Holmes v United States, 271 F2d 635 (1959), is representative. In Holmes, the Government argued that the Jencks Act did not apply to statements prepared by a Government agent who became a witness at the trial.

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Bluebook (online)
22 C.M.A. 30, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-albo-cma-1972.