United States v. Cook

20 C.M.A. 504, 20 USCMA 504, 43 C.M.R. 344, 1971 CMA LEXIS 677, 1971 WL 12792
CourtUnited States Court of Military Appeals
DecidedApril 16, 1971
DocketNo. 23,393
StatusPublished
Cited by25 cases

This text of 20 C.M.A. 504 (United States v. Cook) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cook, 20 C.M.A. 504, 20 USCMA 504, 43 C.M.R. 344, 1971 CMA LEXIS 677, 1971 WL 12792 (cma 1971).

Opinions

[505]*505Opinion of the Court

FERGUSON, Judge:

The accused was convicted of one specification alleging absence without leave, in violation of Article 86, Uniform Code of Military Justice, 10 USC § 886. He was sentenced to a bad-conduct discharge, total forfeitures, confinement at hard labor for one year, and reduction to the grade of E-l.

When the case originally was brought to trial on March 10, 1969, the accused, after being arraigned, attempted to enter a plea of guilty to the charged offense. The law officer, however, rejected the plea when he learned from the accused that the latter believed he was paranoid. An “indefinite continuance not later than two weeks” was granted in order for both sides to prepare to try the case. Defense counsel stated that he desired the time in order to have the accused examined relative to his mental condition.

When the court reconvened on April 21, 1969, six weeks later,1 the accused was not present. In an out-of-court hearing, trial counsel presented evidence that the accused had been absent without leave since April 7th and defense counsel informed the law officer that his efforts to locate the accused, through a member of the family, had been unavailing. The law officer, citing as authority paragraph 11c, Manual for Courts-Martial, United States, 1969, directed that the trial proceed. After the court members were assembled, the law officer informed them that since the accused was voluntarily absent without leave,2 the trial would be held in his absence. A plea of not guilty was entered on behalf of the accused by the law officer.

The evidence for the Government consisted solely of an extract copy of the morning report, which trial counsel read to the court, reflecting the accused’s absence and his voluntary return to military control.

The defense presented the testimony of a civilian psychiatrist, a former Staff Psychiatrist at Kiesler Air Force Base, who examined the accused on April 3, 1969, and diagnosed him as suffering from “a phobic neurosis, manifested by fear of being among strangers or large numbers of people. Also by fears in rapidly changing situations.” He characterized a phobic neurosis as a mental disease and opined that the accused was suffering from this mental disease at the present time and at the time he originally absented himself without authority. The psychiatrist, while he believed that the accused “could distinguish an act that was wrong,” did not think “he could adhere to the right.” He testified: “I felt that his ability to adhere to the right was impaired due to his mental disease.” He expressed the opinion that the accused, at the time of his examination, possessed sufficient mental capacity to understand the court-martial proceedings and to cooperate in his defense. However, he declined to make an estimate as to his behavior as of the date of the trial, because “not having seen him again, it is quite possible that these factors would have changed.”

Appellate defense counsel contend that the law officer abused his discretion by resuming the trial in the absence of the accused in light of the substantial question which existed regard-, ing the accused’s mental status.

In 21 Am Jur 2d, Criminal Law, Presence of Accused, § 271, pages 305-306, the following is noted:

“A leading principle that pervades the entire law of criminal procedure is that after indictment found, nothing should be done in the absence of the prisoner. The right of a prisoner [506]*506to be present at his trial derives from the common law, although it is frequently guaranteed by constitution or statute. The right to be present has been called a right scarcely less important to the accused than the right of trial itself. And it has been said to be just as fundamental as the right to trial by an impartial jury. Where a right so fundamental is denied, the guilt or innocence of the accused is not concerned and neither party is put to the burden of showing actual injury or prejudice or the lack of it, injury being conclusively presumed. Denial of this right may violate the guaranty of due process of law, but it has been held that the presence of the defendant is a condition of due process under the Fourteenth Amendment to the extent that a fair and just hearing would be thwarted by his absence, and to that extent only. Conversely, where defendant’s presence at his trial will be useful or of benefit to him and his counsel, the lack of his presence becomes a denial of due process of law.” [Extensive citations omitted.]

And in 21 Am Jur 2d, Criminal Law, Waiver, §279, page 312, we observe:

“Some courts have regarded defendant’s presence at a felony trial as a jurisdictional requirement, which cannot be waived. Many others, however, do not accept this view. In defense of the view that the right cannot be waived, it has been stated that the public has an interest in the life and liberty of an accused person and that that which the law makes essential in a trial cannot be dispensed with either by the consent of the accused or by his failure to object to unauthorized methods. On behalf of the opposite rule, it has been argued that the right is essentially for the benefit of the accused and that since the accused, by pleading guilty, can waive any trial at all and subject himself to the severest penalty which might follow a trial, he should be able to waive any mere privilege on the trial that is designed only to aid him in shielding himself from such result. Statutes declaring that the accused must be present during the trial, or that he cannot be tried unless personally present in a felony case, have sometimes been construed as imposing an affirmative requirement which cannot be dispensed with by the accused or his counsel, but other courts have regarded them as granting or confirming a right which defendant is nevertheless free to relinquish. Sometimes waiver is authorized by statute.” [Extensive citations omitted.]

The military rule is clear. Article 39, Code, supra, 10 USC § 839, requires that all proceedings of the court, except the deliberations and voting by the members, he conducted in the presence of the accused. See generally, cases cited in Tedrow, Digest, Annotated and Digested Opinions, U. S. Court of Military Appeals, Military Due Process, Confrontation and Presence at Trial, pages 655-658, and Trial and Procedure, Closed Conferences, pages 967-971. The right of an accused to be present, however, may be waived. Paragraph lie, Manual, supra, provides:

“. . . The accused’s voluntary and unauthorized absence after the trial has been commenced in his presence by arraignment does not terminate the jurisdiction of the court, which may proceed with the trial to findings and sentence notwithstanding his absence. In such a case the accused, by his wrongful act, forfeits his right of confrontation.”

This provision of the Manual, which has the force of law (United States v Smith, 13 USCMA 105, 32 CMR 105 (1962)), is in accord with Rule 43, Federal Rules of Criminal Procedure. See Illinois v Allen, 397 US 337, 342, 343, 25 L Ed 2d 353, 90 S Ct 1057, rehearing denied, 398 US 915, 26 L Ed 2d 80, 90 S Ct 1684 (1970), and cases cited therein.

The right of an accused to be present at his trial is guaranteed by the Sixth Amendment to the United States Constitution. Illinois v Allen, supra. In holding in

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Bluebook (online)
20 C.M.A. 504, 20 USCMA 504, 43 C.M.R. 344, 1971 CMA LEXIS 677, 1971 WL 12792, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cook-cma-1971.