United States v. A.D.

28 F.3d 1353
CourtCourt of Appeals for the Third Circuit
DecidedJuly 8, 1994
Docket93-3197, 93-3205, 93-3209, 93-3225
StatusUnknown
Cited by4 cases

This text of 28 F.3d 1353 (United States v. A.D.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. A.D., 28 F.3d 1353 (3d Cir. 1994).

Opinion

*1355 OPINION OF THE COURT

STAPLETON, Circuit Judge:

This appeal requires us to apply the confidentiality provisions of the Federal Juvenile Delinquency Act, 18 U.S.C. §§ 5031-42 (“the Act”). We hold that the Act gives district judges authority to regulate access to the record of proceedings under the Act on a case-by-case basis through a balancing of interests.

I.

A.D. and T.Y., juveniles, were arrested in connection with gang-related armed robberies of Pittsburgh-area convenience, clothing, and food stores. To initiate federal juvenile delinquency proceedings against A.D. and T.Y., the United States filed informations. The government also sought to detain A.D. and T.Y., so detention hearings were scheduled before a magistrate. PG Publishing Co., publisher of the Pittsburgh Post-Gazette, learned that the government would seek to close the detention hearings and appeared before the magistrate to object. After hearing from the Postt-Gazette, the government, and the juveniles, the magistrate closed the detention hearings on the ground that the Act mandates closure of all federal juvenile delinquency proceedings.

Following the detention hearings, the Post-Gazette filed motions to intervene in the two delinquency proceedings, as well as a motion to open the record of the detention hearings and to hold all further proceedings in open court. Tribune-Review Publishing Co., publisher of the Tribune-Review, filed similar motions.

In support of their motions, the newspapers argued that the Act does not mandate closed proceedings and records and that, in any event, the First Amendment requires the district court to make a discretionary determination on the need for confidentiality on a case-by-case basis. The government argued that the Act mandates closed proceedings and records and that the Constitution permits closure. A.D. and T.Y. also argued in favor of closure. The district judge granted the motions to intervene but denied the motions to open the proceedings and to unseal the records. The newspapers filed this timely appeal. 1

II.

Under the Act, persons who violate the laws of the United States before reaching their eighteenth birthday may be subject to federal juvenile delinquency proceedings, provided that proceedings against them begin before their twenty-first birthday. §§ 5031-32. Provision is made for representation by counsel, § 5034, custody prior to disposition, §§ 5033 & 5035, and speedy trials, § 5036. After a juvenile is adjudged delinquent, a dispositional hearing is held, *1356 and the juvenile may be committed to official detention, placed on probation, or ordered to make restitution. § 5037(a). Observation and study of the juvenile can also be ordered. § 5037(d). Juveniles cannot be jailed with adults, and must be provided adequate facilities, care, and treatment. § 5039. Juveniles suspected of engaging in certain conduct may be subject to criminal prosecution as adults. § 5032.

The Act also contains several confidentiality provisions, which are at issue in this case. The first of these, § 5032, provides in relevant part:

... any proceedings against [an alleged juvenile delinquent] shall be in an appropriate district court of the United States. For such purposes, the court may be convened at any time and place within the district, in chambers or otherwise....

The second disputed provision, § 5038, provides in relevant part:

(a) Throughout and upon the completion of the juvenile delinquency proceedings, the records shall be safeguarded from disclosure to unauthorized persons. The records shall be released to the extent necessary to meet the following circumstances:
(1) inquiries received from another court of law;
(2) inquiries from an agency preparing a presentence report for another court;
(3) inquiries from law enforcement agencies where the request for information is related to the investigation of a crime or a position within that agency;
(4) inquiries, in writing, from the director of a treatment agency or the director of a facility to which the juvenile has been committed by the court;
(5) inquiries from an agency considering the person for a position immediately and directly affecting the national security; and
(6) inquiries from any victim of such juvenile delinquency, or if the victim is deceased from the immediate family of such victim, related to the final disposition of such juvenile by the court in accordance with section 5037.
Unless otherwise authorized by this section, information about the juvenile record may not be released when the request for information is related to an application for employment, license, bonding, or any civil right or privilege. Responses to such inquiries shall not be different from responses made about persons who have never been involved in a delinquency proceeding.
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(c) During the course of any juvenile delinquency proceeding, all information and records relating to the proceeding, which are obtained or prepared in the discharge of an official duty by an employee of the court or an employee of any other government agency, shall not be disclosed directly or indirectly to anyone other than the judge, counsel for the juvenile and the Government, or others entitled under this section to receive juvenile records.
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(e) Unless a juvenile who is taken into custody is prosecuted as an adult neither the name nor picture of any juvenile shall be made public in connection with a juvenile delinquency proceeding.

III.

The government argues that these confidentiality provisions mandate the closure of all juvenile proceedings and the sealing of all records. We decline the newspaper’s invitation to decide whether this construction of the Act is consistent with the First Amendment. Nevertheless, we start with the proposition that the task of statutory interpretation we here face implicates First Amendment values and that the government’s construction of the Act raises a substantial constitutional question.

The First Amendment provides a right of public access in both civil and criminal cases. 2 *1357 We have catalogued the interests protected by that right in the context of criminal proceedings:

First, public access to criminal proceedings promotes informed discussion of governmental affairs by providing the public with a more complete understanding of the judicial system. This public access and the knowledge gained thereby serve an important educative interest.

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Bluebook (online)
28 F.3d 1353, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ad-ca3-1994.