United States v. Abisai Rivera-Guerrero

426 F.3d 1130, 2005 U.S. App. LEXIS 22444, 2005 WL 2658967
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 19, 2005
Docket04-50493
StatusPublished
Cited by56 cases

This text of 426 F.3d 1130 (United States v. Abisai Rivera-Guerrero) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Abisai Rivera-Guerrero, 426 F.3d 1130, 2005 U.S. App. LEXIS 22444, 2005 WL 2658967 (9th Cir. 2005).

Opinion

REINHARDT, Circuit Judge:

This appeal involves questions relating to the involuntary medication of a defendant awaiting trial in federal court. After being arrested and charged with illegal entry, defendant Abisai Rivera-Guerrero was found incompetent to stand trial. Following his commitment to the Federal Medical Center (“FMC”) pursuant to an order dated November 4, 2003, the FMC doctors requested that the district court issue another order permitting him to be involuntarily medicated with anti-psychotic drugs for the purpose of restoring his competency so that he could stand trial. The court ordered that a hearing be held. When the hearing began, the magistrate judge decided that it would be held pursuant to Sell v. United States, 539 U.S. 166, 123 S.Ct. 2174, 156 L.Ed.2d 197 (2003) rather than Washington v. Harper, 494 U.S. 210, 110 S.Ct. 1028, 108 L.Ed.2d 178 (1990). After the government’s witnesses, two FMC doctors, testified, defendant’s counsel requested a continuance so that she could prepare her rebuttal. The district court denied the request and issued an order permitting involuntary medication. On October 4, 2004, the order was *1134 ultimately reaffirmed by the district court upon remand.

We now reverse the district court’s denial of the continuance, vacate the involuntary medication order, and remand with instructions that in light of intervening events the district court obtain a report on Rivera-Guerrero’s present mental condition and proceed in accordance with the second and third sentences of 18 U.S.C. § 4241(d). In so doing, the district court shall treat the “reasonable period of time” for which the Attorney General may maintain him in custody under that subsection as having expired. The order of commitment to the FMC shall be of no further force and effect.

FACTUAL BACKGROUND AND PROCEDURAL HISTORY

Rivera-Guerrero was arrested on September 14, 2003 and charged with illegal entry after deportation pursuant to 8 U.S.C. § 1326(a). After undergoing a psychological examination, he was found incompetent to stand trial, just as he had been on two previous occasions. As a result, the district court delivered him to the custody of the Attorney General so that he could be “hospitalize[d] ... for ... a reasonable period of time not to exceed four months ... to determine whether there is a substantial probability that in the foreseeable future” he would become competent to stand trial. 18 U.S.C. § 4241(d)(1). 1 Rivera-Guerrero was committed to the Federal Medical Center (“FMC”) in Springfield, Missouri in November of 2003.

On February 6, 2004, Dr. Sarrazin and Dr. Mrad, doctors from the FMC, appeared before a magistrate judge to discuss the need to involuntarily medicate Rivera-Guerrero. Dr. Mrad explained that the defendant refused to consent to the administration of anti-psychotic medication, without which he could not be rendered competent. Following the doctors’ presentation, the magistrate judge scheduled a hearing to determine Rivera-Guerrero’s medical condition, the legal standard to be applied when adjudicating the FMC’s request for an involuntary medication order, and the appropriateness of such an order.

Two weeks later, after briefing by the parties as to the appropriate standard, the magistrate judge held another hearing to determine finally the question of the applicable law. At the urging of both parties, the court decided to apply Sell, which pertains to involuntary medication for the purpose of restoring a defendant’s competency for trial, rather than Harper, which also pertains to involuntary medication but involves the element of dangerousness. Dr. Sarrazin testified that the defendant suffered from a form of psychosis, possibly schizophrenia, and that consequently, only medication could render defendant competent. Dr. Sarrazin stated that Rivera-Guerrero could be safely medicated because he planned on experimenting with several different drugs — starting with “atypical” anti-psychotics and moving to “typicals,” if necessary, in light of the side-effects. 2 For example, Dr. Sarrazin sug *1135 gested administering one of the newer atypical drugs, such as risperidone, which he acknowledged could cause nausea, cognitive clouding, sedation, tardive dyskine-sia, 3 and diabetes. If one of the atypicals produced intolerable side effects, Dr. Sar-razin continued, he would slowly change Rivera-Guerrero’s medical regime to another atypical. If Rivera-Guerrero refused medication in contravention of a court order, then the doctor would select a drug that could be forcibly injected.

Dr. Sarrazin did not state that such experimentation would have a significant likelihood of rendering the defendant legally competent. Instead, he explained that according to a Bureau of Prisons study, “about 76 percent or so[of the patients] that were involuntarily medicated were restored to competency.” He could not say that he had enjoyed this kind of success rate with his own patients or, more important, with any of the drugs that he proposed. Indeed although Dr. Sarrazin explained that these medications would be very helpful in “the treatment of [the defendant’s] underlying mental illness and his delusions,” it would only be after the drug had already been administered and its effects known “that [the FMC] would be able to tell more about his competency.” Moreover, Dr. Sarrazin acknowledged that despite the variety of drugs that he proposed, in his personal experience they had been successful in restoring to competency only three patients. Following Dr. Sarra-zin’s testimony, Dr. Mrad told the court that it was his opinion also that only medication could restore Rivera-Guerrero’s competency. He specifically rejected all alternative forms of treatment.

At the conclusion of the hearing, counsel for Rivera-Guerrero asked the magistrate judge for a continuance so that she could consult independent doctors about the drugs that Dr. Sarrazin proposed using and obtain an independent expert medical opinion regarding the effectiveness and medical appropriateness of the FMC’s suggested course of treatment. Counsel intended to use the continuance to interview doctors, and help prepare a medical expert who would rebut the testimony of the FMC physicians. The magistrate judge denied counsel’s request, proceeded directly to her decision, and found the evidence sufficient to justify involuntary medication. She then issued an order authorizing Rivera-Guerrero’s involuntary medication and extended his commitment at the FMC for an additional four months pursuant to 18 U.S.C. § 4241(d)(1).

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Bluebook (online)
426 F.3d 1130, 2005 U.S. App. LEXIS 22444, 2005 WL 2658967, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-abisai-rivera-guerrero-ca9-2005.