United States of America, Willie Herbert, Jr.

860 F.2d 620, 1988 U.S. App. LEXIS 15964, 1988 WL 118691
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 10, 1988
Docket88-1260
StatusPublished
Cited by47 cases

This text of 860 F.2d 620 (United States of America, Willie Herbert, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America, Willie Herbert, Jr., 860 F.2d 620, 1988 U.S. App. LEXIS 15964, 1988 WL 118691 (5th Cir. 1988).

Opinion

GEE, Circuit Judge:

The issue presented in this appeal involves the proper meaning of the term “three previous convictions” in the Armed Career Criminal Act (18 U.S.C. § 924(e)). The appellant contends that this term is ambiguous and must, therefore, be interpreted by referring to the legislative history of the Act. He further contends that the legislative history requires that the three previous felonies upon which a violation of 18 U.S.C. is predicated be “three chronological successive convictions with intervening criminal episodes.” We agree with the appellant that this term is ambiguous. We reject, however, the appellant’s interpretation of this term and affirm his conviction.

*621 The appellant was indicted for violation of 18 U.S.C. § 924(e), the Armed Career Criminal Act. The statute requires imposition of a mandatory minimum sentence of 15 years without possibility of parole for individuals who have three previous convictions for violent felonies and who are convicted for possessing a weapon. The predicate felonies upon which the indictment was based were aggravated assault and two counts of burglary. The aggravated assault conviction occurred in 1980. The burglary convictions both occurred on September 30, 1985, and arose from a single judicial proceeding, resulting in imposition of concurrent sentences. The appellant committed one of these burglaries on June 19, 1985 and the second on June 22, 1985. The court treated each of the burglary convictions as a separate conviction for § 924(e) purposes.

Three circuits have considered whether multiple convictions arising from the same judicial proceeding but separate criminal transactions constitute single or multiple convictions for purposes of § 924(e). See United States v. Greene, 810 F.2d 999 (11th Cir.1986); United States v. Wicks, 833 F.2d 192 (9th Cir.1987); and United States v. Rush, 840 F.2d 580 (8th Cir.1988). In each case, the court held that two or more convictions arising from the same proceeding should be treated as separate convictions provided that they arose from separate transactions. The decisions of these courts are persuasive authority. They are not, however, binding on this court. We must, therefore, make our own determination as to whether the language of the statute is ambiguous. If the language is ambiguous, we must then attempt to ascertain whether Congress intended to treat multiple convictions arising from a single judicial proceeding but separate criminal episodes as single or multiple convictions under the Armed Career Criminal Statute.

On its face, the term “three previous convictions” does not appear to be ambiguous. The government, however, through the solicitor general, has previously conceded that similar language in a statute was ambiguous. See United States v. Petty, 798 F.2d 1157 (8th Cir.1986), vacated — U.S. -, 107 S.Ct. 1968, 95 L.Ed.2d 810 (1987), on remand, 828 F.2d 2 (8th Cir.1987), cert. denied, — U.S. -, 108 S.Ct. 2827, 100 L.Ed.2d 928 (1988). In Petty the defendant was sentenced under 18 U.S.C. App. II § 1202(a), the predecessor of 18 U.S.C. § 924(e). Section 1202(a), like the present statute, required as a predicate to conviction that the defendant have “three previous convictions.” The defendant in Petty, prior to being charged under § 1202(a), had been convicted on six separate counts of armed robbery, all of which arose from a single transaction.

The defendant in Petty argued that six convictions arising from a single criminal episode should be treated as a single conviction for purposes of § 1202(a). The trial court disagreed and used the six-count convictions as a basis for enhancing the defendant’s sentence for possession of a firearm by a convicted felon. The Eighth Circuit affirmed and the defendant appealed to the United States Supreme Court. On appeal, the solicitor general filed a brief on behalf of the United States agreeing with the defendant on this issue. In his brief the solicitor general stated, “[t]he statutory language, which was added to Section 1202(a) by the Armed Career Criminal Act of 1984, ..., is ambiguous.”

Despite this prior concession by the United States solicitor general, the government in this case argues that the language is not ambiguous. The government attempts to distinguish the present case from Petty by its statement that, “... a proper reading of the solicitor general’s brief shows that the only ambiguity, to which the government was conceding, was the omission of language from § 1202(a), stating that a defendant’s previous convictions had tó be committed on occasions different from one another and from the current offense.” This attempt at distinguishing the government’s concession in Petty from the claim of ambiguity in this case is not successful. The statute at issue in Petty failed to indicate whether the required previous convictions could arise from a single transaction. The statute at issue in this *622 case fails to indicate whether the required previous convictions can result from a single judicial proceeding. In both instances the statute is ambiguous.

Because the term “three previous convictions” is ambiguous, it is necessary to refer to the legislative history to determine whether the statute was intended to apply to defendants who have multiple convictions based on one judicial proceeding but separate criminal transactions. Unfortunately, the legislative history, like the statute itself, is ambiguous.

On one hand, there are references throughout the legislative history to “career criminals” and “habitual offenders.” Logically, a person who is convicted in a single trial for multiple felonies committed on separate occasions could be classified as an “habitual offender” or “career criminal.” Therefore, the legislative history appears to support the government’s contention that convictions in these cases should be treated as separate convictions.

On the other hand, the legislative history also states:

[There] ... are people who have demonstrated by virtue of their definition, that locking them up and letting them go doesn’t do any good. They go on again, you lock them up, you let them go, it doesn’t do any good, they are back a third time. At that juncture, we should say, “That’s it; time out; it is all over. We, as responsible people, will never give you the opportunity to do this again.”

Testimony of Assistant Attorney General Trott, Armed Career Criminal Act, 1984, House Hearing Before the Subcomm.

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860 F.2d 620, 1988 U.S. App. LEXIS 15964, 1988 WL 118691, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-willie-herbert-jr-ca5-1988.