United States of America v. Avx Corporation, National Wildlife Federation, Intervenor

962 F.2d 108, 22 Envtl. L. Rep. (Envtl. Law Inst.) 21321, 34 ERC (BNA) 1990, 1992 U.S. App. LEXIS 7372, 1992 WL 79049
CourtCourt of Appeals for the First Circuit
DecidedApril 21, 1992
Docket91-1895
StatusPublished
Cited by286 cases

This text of 962 F.2d 108 (United States of America v. Avx Corporation, National Wildlife Federation, Intervenor) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America v. Avx Corporation, National Wildlife Federation, Intervenor, 962 F.2d 108, 22 Envtl. L. Rep. (Envtl. Law Inst.) 21321, 34 ERC (BNA) 1990, 1992 U.S. App. LEXIS 7372, 1992 WL 79049 (1st Cir. 1992).

Opinion

SELYA, Circuit Judge.

The National Wildlife Federation (NWF), an intervenor below, tries to appeal the entry of a consent decree concerning the cleanup of New Bedford Harbor. NWF bills the appeal as one involving critical interpretive questions anent the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), 42 U.S.C. §§ 9601-9675 (1988). There is, however, a prevenient issue; the original parties to the litigation contend that NWF lacks standing to maintain the appeal. Because NWF cannot push past this threshold, we dismiss for lack of appellate jurisdiction (without considering the substantive questions that lie beyond the doorstep).

I. BACKGROUND

The litigation that undergirds this appeal is nearly a decade old. In 1983, two governmental plaintiffs, the United States and the Commonwealth of Massachusetts, acting as natural resources trustees, brought suit for damages under CERCLA § 107, 42 U.S.C. § 9607, in the United States District Court for the District of Massachusetts. The complaint alleged that Aerovox, Inc., Belleville Industries, Inc., and four other defendants bore responsibility for the release of polychlorinated biphenyls into the Acushnet River and New Bedford Harbor, causing injury to natural resources. An amended complaint, filed in March 1984, added claims for recovery of costs to be incurred in remediating the river and harbor.

*111 The subsequent course of the litigation has been much chronicled. 1 We need not retrace the district court’s steps. For the purpose at hand, it suffices to say that, in 1987, NWF moved to intervene as a party plaintiff, premising its motion on the divergence between its views and the views of the plaintiffs as to the appropriate measure of damages for environmental harm. NWF professed concern that, due to this divergence in views, the plaintiffs might settle the pending action too cheaply. On April 27, 1989, the district court granted permissive intervention for the limited purpose of allowing NWF to brief and' argue the following issues: (1) the legal requirements applicable to any proposed consent decree; (2) the appropriate measure of natural resource damages under CERCLA; and (3) the legal requirements for cleanup under CERCLA. In re Acushnet River & New Bedford Harbor: Proceedings re Alleged PCB Pollution, 712 F.Supp. 1019, 1023 (D.Mass.1989). The order permitting intervention also granted NWF the right to appeal “from a judgment it views as adverse” in respect to these issues. Id.

On December 18, 1990, the plaintiffs proposed a consent decree memorializing the anticipated settlement of their claims against Aerovox and Belleville. The decree provided that the settling defendants would pay $9,450,000 in response costs and $3,150,000 as' compensation for injuries to natural resources in the harbor area. In exchange for this $12,600,000 cash settlement, the plaintiffs would covenant “not to sue or to take any other civil or administrative action” against Aerovox or Belleville.

On January 7, 1991, the federal government solicited public comment on the proposed decree, 56 Fed.Reg. 535 (1991), as required by CERCLA § 122(d)(2), 42 U.S.C. § 9622(d)(2), and 28 C.F.R. § 50.7 (1990). NWF submitted comments contending that the suggested cash-out settlement would violate CERCLA in two respects. First, NWF argued that “the proposed decree contravened [CERCLA § 122(f)] because EPA has not approved a final response action at the site.” 2 Second, NWF argued that the proposed decree ran afoul of CERCLA § 122(j) because it contemplated that the defendants would obtain covenants not to sue without any assurance that they would “take appropriate actions necessary to protect and restore the natural resources damaged by such release ... of hazardous substances.” 42 U.S.C. § 9622(j)(2)i Unimpressed by NWF’s comments, the plaintiffs pressed the district court to approve the consent decree. On July 16, 1991, the district court, ore tenus, overruled NWF’s objections and entered the decree. This appeal followed.

Because the dispositive issue in this proceeding implicates NWF’s standing to pursue its appeal, we turn immediately in that direction. NWF, an intervenor, is the lone appellant. The plaintiffs (the federal and state governments) and the settling defendants (Aerovox and Belleville) all appear as appellees, the district court having entered final judgment, Fed.R.Civ.P. 54(b), as to all claims against Aerovox and Belleville. The *112 suit remains pending in the court below against other defendants.

II. THE NECESSITY FOR STANDING

Our odyssey through the often Byzantine world of standing is greatly assisted in this instance by the Supreme Court’s opinion in Diamond v. Charles, 476 U.S. 54, 106 S.Ct. 1697, 90 L.Ed.2d 48 (1986). There, Dr. Diamond, a pediatrician, intervened as a defendant in a class action brought by a group of gynecologists seeking to invalidate an Illinois abortion law. Later, disappointed by an opinion of the Seventh Circuit, Dr. Diamond took an appeal to the Supreme Court in which he sought to challenge an injunction barring enforcement of certain sections of the statute. Id. at 61, 106 S.Ct. at 1702. He prosecuted the appeal notwithstanding that the state (on whose side he had originally intervened) chose not to pursue a further appeal. Id. at 56, 61, 106 S.Ct. at 1700, 1702. The Court ruled that, since the inter-venor was the sole appellant, he could no longer ride the state’s coattails, but must himself bear the burden of showing that he met the requirements for standing. 3 Id. at 63-64, 106 S.Ct. at 1703-1705. In language of unmistakable clarity, Justice Blackmun wrote that “an intervenor’s right to continue a suit in the absence of the party on whose side intervention was permitted is contingent upon a showing by the inter-venor that he fulfills the requirements of Art. III.” Id. at 68, 106 S.Ct. at 1706. Accord Boston Tow Boat Co. v. United States, 321 U.S. 632, 633-34, 64 S.Ct. 776, 776-77, 88 L.Ed. 975 (1944). Because he had not made the requisite showing, Dr. Diamond’s appeal was dismissed for want of appellate jurisdiction. See Diamond, 476 U.S. at 71, 106 S.Ct. at 1708.

NWF suggests that Diamond

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962 F.2d 108, 22 Envtl. L. Rep. (Envtl. Law Inst.) 21321, 34 ERC (BNA) 1990, 1992 U.S. App. LEXIS 7372, 1992 WL 79049, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-v-avx-corporation-national-wildlife-federation-ca1-1992.