United States of America v. All Assets Held in Raymond James & Associates, Inc. Account Number XXXXK4539 in the Name of Deltora Enterprises Group Co. Ltd., and All Funds Traceable Thereto

CourtDistrict Court, E.D. New York
DecidedDecember 18, 2025
Docket1:19-cv-00377
StatusUnknown

This text of United States of America v. All Assets Held in Raymond James & Associates, Inc. Account Number XXXXK4539 in the Name of Deltora Enterprises Group Co. Ltd., and All Funds Traceable Thereto (United States of America v. All Assets Held in Raymond James & Associates, Inc. Account Number XXXXK4539 in the Name of Deltora Enterprises Group Co. Ltd., and All Funds Traceable Thereto) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America v. All Assets Held in Raymond James & Associates, Inc. Account Number XXXXK4539 in the Name of Deltora Enterprises Group Co. Ltd., and All Funds Traceable Thereto, (E.D.N.Y. 2025).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK en eee nnn enna cee □□ nnnnnnnenenenen UNITED STATES OF AMERICA, ; v. : DECISION & ORDER ALL ASSETS HELD IN RAYMOND JAMES 19-CV-377 (WFK) (CHK) & ASSOCIATES, INC. ACCOUNT NUMBER XXXXK4539 IN THE NAME OF DELTORA ENTERPRISES GROUP CO. LTD., AND ALL : FUNDS TRACEABLE THERETO, : Defendant in rem. : ee ence tee nnnee cece □□□□□□□□□□□□□□□□□□□□□□□□□□□□□ WILLIAM F. KUNTZ, II, United States District Judge: The United States of America brings this civil action in rem, seeking forfeiture of the assets held in a brokerage account at Raymond James & Associates, Inc. (“Raymond James”) in the name of Deltora Enterprises Group Co. Ltd. (“Deltora”). Deltora, Gonzalo Eduardo Monteverde Bussalleu (“Monteverde”), and Maria Isabel Carmona Bernasconi (““Carmona,” and together with Deltora and Monteverde, the “Claimants’’) claim rights to the assets. The Claimants now move to dismiss this action for due process violations, failure to state a claim, improper venue, and failure to prosecute. Raymond James moves to transfer custody of the assets to the Govemment. For the reasons stated below, the Court DENIES Claimants’ motions and RESERVES on Raymond James’s motion. BACKGROUND From 2001 to 2015, a Brazilian holding company named Odebrecht S.A. (“Odebrecht”)! paid approximately $800 million in bribes to, and for the benefit of, foreign officials, political parties, and candidates in multiple countries for the purpose of obtaining and retaining business. Am. Compl. 49 18(a), 19, ECF No. 69. Odebrecht laundered these payments through various bank accounts associated with offshore entities. Id. 49 24, 26. On June 8, 2017, the United States Government obtained a pre-forfeiture seizure warrant in the Middle District of Florida pertaining to assets allegedly constituting or derived from proceeds traceable to Odebrecht’s bribery funds (the “Defendant Assets”). See Raymond James

! Odebrecht is now named “Novonor.” Am. Compl. § 18(a) n.1.

]

Mot. for Release of Funds, Ex. 1, ECF No. 62-1; see, e.g, Am. Compl. {{ 60 (alleging forfeiture under 18 U.S.C. § 981(a)(1)(C)). The Defendant Assets, including securities and cash, are currently held in a brokerage account at Raymond James & Associates, Inc. (“Raymond James”) in the name of Deltora Enterprises Group Co. Ltd. (“Deltora”). Am. Compl. ¥ 1. Deltora is a company organized under the laws of the British Virgin Islands. Jd. ¥ 18(f). Deltora is owned by two Peruvian citizens: Gonzalo Eduardo Monteverde Bussalleu (“Monteverde”) and Maria Isabel Carmona Bernasconi (“Carmona”). /d. 4 18(g), (h). The Government alleges Monteverde and Carmona controlled the Deltora account at Raymond James (the “Deltora Account”) and helped to launder at least $14 million of bribery payments for Odebrecht through entities under their control. Jd. § 24. The Government further contends Monteverde and Carmona controlled other accounts under Deltora’s name and the names of other entities. Jd. □ 37. Upon obtaining the seizure warrant, the Government initially directed Raymond James to liquidate the Deltora Account and to provide the Government with a check for its value. Raymond James Mot. for Release of Funds, Ex. 2, ECF No. 62-2. Shortly thereafter, former counsel for Deltora, Monteverde, and Carmona (together, the “Claimants’”) entered into an agreement with the Government permitting Raymond James to restrain the Deltora Account instead of liquidating it.? See First Mot. to Dismiss, ECF No. 39-5 (June 28, 2017 letter ftom the Government memorializing the agreement). Under this agreement, the Defendant Assets remained in the Deltora Account with trading allowed but distributions prohibited. See id. The parties continued to communicate until September 2017, after which they were not in contact for

* Although the Court dismisses Monteverde’s and Carmona’s individual claims for lack of standing, infra Discussion Section I, the Court refers to Deltora, Monteverde, and Carmona, collectively, as “Claimants.”

approximately nine months. Levy Decl. 4 3-5, ECF No. 45; Ex. A to Levy Decl., ECF No. 45- 3. Claimants retained their current counsel in late May of 2018. First Mot. to Dismiss at 11, ECF No. 39, On August 30, 2018, Claimants filed a motion in the Middle District of Florida seeking return of the property or, in the alternative, that the Government file a forfeiture action within 90 days. Id. at 10. On November 3, 2018, Claimants also filed a civil action in the Middle District of Florida. Jd. at 11; see Deltora Enters. Grp. et al., v. United States, 18-CV- 2713 (M.D. Fla.). On January 18, 2019, the Government filed a civil forfeiture action in rem against the Deltora Account in the Eastern District of New York. Compl., ECF No. 1. The Government argues the Defendant Assets are property constituting or deriving from proceeds traceable to unlawful activities; namely, bribery of a foreign official, violations of the Foreign Corrupt Practices Act (“FCPA”), violations of Panamanian law, and money laundering transactions. See generally Am. Compl, see also 18 U.S.C. § 1956(a)(1)(B)() (stating it is unlawful to conduct financial transactions designed to conceal the source, ownership, or control of proceeds of specified unlawful activities); 18 U.S.C. § 1956(c)(7) (defining specified unlawful activity). On February 5, 2019, the Court issued another warrant authorizing seizure of the Defendant Assets and the “use [of] discretion and whatever means appropriate to protect and maintain the Defendant [A]ssets.” ECF No. 4. On February 20, 2019, Deltora, Monteverde, and Carmona each filed claims to the Defendant Assets. ECF Nos. 6-8. On February 25, 2019, the Government moved to dismiss Claimants’ action in the Middle District of Florida for lack of subject matter jurisdiction. Deltora Enters. Grp. et al., v. United States, 18-CV-2713 (M.D. Fla.), ECF No. 11.

On March 29, 2019, the Government moved to stay this action. Mot. to Stay, ECF No. 18. On April 3, 2019, the Court granted the stay based on the Government’s representations “that the continuing prosecution of this civil forfeiture case would adversely affect the prosecution of the related criminal investigation.” Minute Entry dated April 3, 2019. The Court subsequently denied Claimants’ motions for reconsideration, and the Second Circuit dismissed Claimants’ appeal of the same for lack of appellate jurisdiction. Minute Entries dated April 4, 2019, and April 8, 2019; USCA Mandate, ECF No. 25. On January 13, 2020, the Court granted the parties’ joint stipulation agreeing to maintain the Defendant Assets in the Deltora Account at Raymond James pending the resolution of this action. Order, ECF No. 27. On March 24, 2020, Claimants moved to lift the stay. ECF No. 28. Later, on August 14, 2020, Claimants moved for a hearing on the status of the stay. ECF No. 36. On August 20, 2020, the Court denied these motions. Minute Entry dated August 20, 2020. In May 2022, the Government advised Claimants’ counsel it was prepared to lift the stay. Levy Decl. § 12. Acting upon the request of Claimants’ counsel, the Government refrained from moving to lift the stay until September 9, 2022. Levy Decl., Ex. C, ECF No. 45-3 (emails from Claimants’ counsel asking the Government to delay its filing until September 2, 2022, at the earliest); see Mot. to Lift Stay, ECF No. 37. Thereafter, on September 19, 2022, the Court granted the Governmnent’s motion to lift the stay and ordered a briefing schedule as to Claimants’ anticipated dispositive motions. Order, ECF No. 38. On October 31, 2022, Claimants moved to dismiss the action based on violations of due process.

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United States of America v. All Assets Held in Raymond James & Associates, Inc. Account Number XXXXK4539 in the Name of Deltora Enterprises Group Co. Ltd., and All Funds Traceable Thereto, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-v-all-assets-held-in-raymond-james-associates-nyed-2025.