UNITED STATES of America, Plaintiff-Appellee, v. Shawn A. DUMAS, Defendant-Appellant

64 F.3d 1427, 95 Cal. Daily Op. Serv. 7200, 95 Daily Journal DAR 12281, 1995 U.S. App. LEXIS 25607, 1995 WL 535029
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 12, 1995
Docket94-30313
StatusPublished
Cited by34 cases

This text of 64 F.3d 1427 (UNITED STATES of America, Plaintiff-Appellee, v. Shawn A. DUMAS, Defendant-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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UNITED STATES of America, Plaintiff-Appellee, v. Shawn A. DUMAS, Defendant-Appellant, 64 F.3d 1427, 95 Cal. Daily Op. Serv. 7200, 95 Daily Journal DAR 12281, 1995 U.S. App. LEXIS 25607, 1995 WL 535029 (9th Cir. 1995).

Opinions

Opinion by Judge THOMPSON; Concurrence by Judge BOOCHEVER.

[1429]*1429DAVID R. THOMPSON, Circuit Judge:

Shawn A. Dumas, an African-American, appeals his sentence imposed under the Sentencing Guidelines following his conviction by guilty plea to possession of 8.8 grams of cocaine base (“crack” cocaine) with intent to distribute, in violation of 21 U.S.C. § 841(a)(1). He contends the sentencing provisions imposed by 21 U.S.C. § 841(b) and implemented by USSG § 2D1.1—which punish possession of crack cocaine more severely than possession of powder cocaine—violate the equal protection component of the Fifth Amendment’s Due Process Clause. He argues the craek/powder cocaine distinction is unconstitutional as enacted because, although the distinction is facially neutral, it is a pretext for discrimination against African-Americans, who are more likely to possess crack than Whites. He also argues the more severe crack cocaine penalties are unconstitutional as applied because they are selectively enforced against African-American offenders.

We have jurisdiction pursuant to 28 U.S.C. § 1291. We reject both Dumas’s “as enacted” and “as applied” arguments, and we affirm his sentence.

I

We have previously considered and rejected “as enacted” equal protection challenges to 21 U.S.C. § 841(b) and USSG § 2D1.1. United States v. Harding, 971 F.2d 410 (9th Cir.1992), cert. denied, — U.S. —, 113 S.Ct. 1025, 122 L.Ed.2d 170 (1993). See also United States v. Davis, 36 F.3d 1424, 1437 (9th Cir.1994), cert. denied, — U.S. —, 115 S.Ct. 1147, 130 L.Ed.2d 1106 (1995). In Harding, we refused to apply a strict level of scrutiny to the sentencing distinction between crack and powder cocaine. Harding, 971 F.2d at 412. We noted that, on its face, section 841(b) implicates neither a suspect class nor a fundamental right. Id. Therefore, we reviewed the distinction only under the rational basis test, the lowest level of scrutiny applicable to equal protection challenges. We held the craek/powder cocaine distinction survived rationality review because, although crack and powder cocaine are different forms of the same drug, Congress reasonably could have considered that crack’s differing physiological and psychological effects, and its greater marketability, made crack a greater societal problem meriting more severe punishment. Id. at 413-14.

Dumas urges us to apply strict scrutiny in this case, and to uphold the crack/powder cocaine distinction only upon a showing that it promotes a compelling governmental interest. He correctly notes that a facially neutral law is nonetheless subject to strict scrutiny if it is an obvious pretext for discrimination. Personnel Administrator of Massachusetts v. Feeney, 442 U.S. 256, 272, 99 S.Ct. 2282, 2292, 60 L.Ed.2d 870 (1979). He argues the crack/powder cocaine sentencing scheme is a law infected with such pretext.

In support of this argument, Dumas offers evidence suggesting the heavy penalties for crack-related offenses disproportionately affect Blacks because Blacks are more likely to possess crack than Whites, who are more likely to possess powder cocaine. His evidence consists of statistics showing that Blacks comprise only 12% of the nation’s total population, but are involved in 92% of all federal crack prosecutions. Similarly, in the Eastern District of Washington, 91% of crack cocaine prosecutions are brought against African-Americans, while less than 1% of the population is Black.

Dumas’s statistical evidence of disparate impact has some appeal. United States v. Moore, 54 F.3d 92, 97 (2d Cir.1995) (finding similar statistics “irresistible.”). As Dumas concedes, however, in order to trigger strict scrutiny he must show more than that the erack/powder cocaine sentencing disparity has a disproportionate impact on African-Americans. The Supreme Court has instructed that disparate impact alone is insufficient to support a finding of invidious racial discrimination in a facially neutral law. Washington v. Davis, 426 U.S. 229, 239, 96 S.Ct. 2040, 2047, 48 L.Ed.2d 597 (1977). The disparate impact must be traceable to a discriminatory legislative purpose. Feeney, 442 U.S. at 272, 99 S.Ct. at 2292.1 “ ‘Discrimina[1430]*1430tory purpose’ ... implies more than intent as volition or intent as awareness of consequences.” Id. at 279, 99 S.Ct. at 2296. The decisionmaker must have “selected or reaffirmed a particular course of action at least in part ‘because of,’ not merely ‘in spite of,’ its adverse effects upon an identifiable group.” Id.

In support of his discriminatory purpose argument, Dumas points to the racism which permeated the legislative debates leading to enactment of the Harrison Act of 1914, the first federal law to criminalize cocaine. This argument was squarely rejected in United States v. Johnson, 40 F.3d 436, 440 (D.C.Cir.1994), cert. denied, — U.S. —, 115 S.Ct. 1412, 131 L.Ed.2d 297 (1995).

The craek/powder cocaine sentencing distinction was adopted in 1986, with the passage of the Anti-Drug Abuse Act. The changes which occurred in American society between 1914 and 1986—changes brought about in part by successive Congresses and by the impact of the Voting Rights Act on the makeup of Congress itself—make it “anomalous” to ascribe to the 1986 Congress the racism of the Congress of 1914. Id.

With regard to the 1986 Congress, its decision to distinguish between crack and powder cocaine for sentencing purposes was supported by available scientific evidence which suggested crack was a more harmful form of the drug. See Harding, 971 F.2d at 413-14. Dumas is correct that conflicting testimony was presented to Congress. This is a far cry, however, from saying Congress had no basis for its decision to punish crack offenses more severely, and therefore the decision must have been racially motivated.

It is true that the Sentencing Commission has recently recommended to Congress that it reconsider the 100-to-l sentencing ratio. This recommendation, however, was based on the fact that, since passage of the 1986 Act the distinction between crack and powder cocaine has been discredited by the medical community. The medical community’s present disagreement with earlier congressional testimony “does not establish discriminatory purpose, or for that matter, a lack of scientific support for Congress’ [earlier] action.” Clary, 34 F.3d at 714. See also Moore, 54 F.3d at 99.

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64 F.3d 1427, 95 Cal. Daily Op. Serv. 7200, 95 Daily Journal DAR 12281, 1995 U.S. App. LEXIS 25607, 1995 WL 535029, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-plaintiff-appellee-v-shawn-a-dumas-ca9-1995.