UNITED STATES of America, Plaintiff-Appellee, v. John DOE, Defendant-Appellant

125 F.3d 1249, 97 Cal. Daily Op. Serv. 7243, 97 Daily Journal DAR 11704, 1997 U.S. App. LEXIS 23613, 1997 WL 572235
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 9, 1997
Docket97-50408
StatusPublished
Cited by16 cases

This text of 125 F.3d 1249 (UNITED STATES of America, Plaintiff-Appellee, v. John DOE, Defendant-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
UNITED STATES of America, Plaintiff-Appellee, v. John DOE, Defendant-Appellant, 125 F.3d 1249, 97 Cal. Daily Op. Serv. 7243, 97 Daily Journal DAR 11704, 1997 U.S. App. LEXIS 23613, 1997 WL 572235 (9th Cir. 1997).

Opinion

RESTANI, Judge:

Defendant-appellant John Doe (“Doe”) challenges the district court’s decision not to dismiss the criminal contempt information filed against him. Specifically, Doe claims that the government’s outrageous conduct in connection with charging him with criminal contempt violated his constitutional right to due process and equal protection and, alternatively, that the district court failed to exercise its supervisory powers by dismissing the information. We affirm.

BACKGROUND

Doe, along with three others, conspired to commit several armed postal robberies. In 1993, Doe was arrested and charged with two counts of robbery of a postal service letter carrier in violation of 18 U.S.C. § 2114 and two counts of using a firearm during a crime of violence in violation of 18 U.S.C. § 924(c). In exchange for Doe’s plea and cooperation in prosecuting his co-conspirators, the government moved to dismiss one count of using a firearm during a crime of violence and recommended a three level reduction in his sentencing guideline offense level. Doe pled guilty to both postal robbery counts and to one count of using a firearm during a crime of violence, and agreed to testify against other individuals involved in the robberies pursuant to a plea and cooperation agreement with the government. Specifically, the agreement with Doe provided that, “You *1252 agree that you will cooperate fully with the government in its continuing investigation of this case.” Doe was convicted and sentenced to 120 months incarceration after receiving a six level departure in his offense level. Two of Doe’s co-conspirators pled guilty and agreed to cooperate against a third alleged co-conspirator, James Roe. Roe was not charged at that time.

After Doe was sentenced, Roe was indicted for his participation in the armed postal robberies. The government filed a writ to have Doe brought cross country to testify in the case against Roe, 1 and notified Doe’s attorney that Doe was needed as a witness in the prosecution of Roe. While Doe was en route, his attorney informed the government that she doubted that Doe would be willing to testify in view of the hardships that he had endured and continued to suffer as the result of his previous cooperation. Doe’s attorney stated that Doe might consider testifying if a motion to reduce Doe’s sentence pursuant to Fed.R.Crim.P. 35 2 was filed contemporaneously with his testimony. The government refused to file a Rule 35 motion, taking the position that Doe was obligated to testify under the plea agreement without any additional incentive. Subsequently, the government informed Doe’s attorney that it was willing to consider filing such a motion, but would not do so before Doe actually testified.

Doe then requested a status conference with the district court to resolve the difference of opinion surrounding the scope of the plea agreement. The district court found that Doe was not obligated to testify pursuant to the plea agreement. 3 Anticipating Doe’s refusal to testify, the government obtained authority to apply for a court order of immunity pursuant to 18 U.S.C. §§ 6001-6003 (1994).

At Roe’s trial, Doe was called as a witness for the government. When asked about the postal robberies which occurred a few years earlier, Doe asserted his Fifth Amendment privilege against self-incrimination. The government presented the court with an ex parte application for an order compelling testimony, indicating that the government was prepared to offer immunity to Doe. Thereafter, the court ordered Doe to testify and allowed his counsel to explain the order to him. Despite the court’s order that Doe testify or face contempt, Doe persisted in his refusal to testify. This exchange followed,

THE COURT: All right. I would just inquire — I’m sure, Mr. Doe, that your counsel explained to you that you have been ordered by the Court to answer these questions and, if you still refuse to answer the questions, the Court may find that you are in contempt of Court for refusing to comply with a court order.
The court could order then that you be incarcerated until such time as you either express a willingness to answer questions, in which case you would be brought back to the courtroom and asked questions again, giving you an opportunity to answer, or until these proceedings were [sic] complete. Do you understand that?
THE WITNESS: Yes, ma'am.
THE COURT: And understanding that, sir, that the Court has ordered you to answer the questions, do you still refuse to answer?
THE WITNESS: Yes, ma'am.
*1253 THE COURT: And you understand that the Court could order that you be incarcerated until you are -willing to answer or until these proceedings are complete?
THE WITNESS: Yes, ma'am.
THE COURT: And understanding that, you still refuse to answer?
THE WITNESS: Yes, ma'am.
THE COURT: All right. Counselor?
PLAINTIFF’S COUNSEL: Nothing further, your Honor.
THE COURT: All right. Do you request that the Court, in fact, find the witness in contempt and order that he be incarcerated?
PLAINTIFF’S COUNSEL: Not at this time, your Honor.

In November 1995, the government filed an information charging Doe with criminal contempt pursuant to 18 U.S.C. § 401(3) 4 and Fed.R.Crim.P. 42(b). 5 The information charged that Doe disobeyed a lawful court order to testify during the criminal prosecution of Roe. In December 1996, Doe filed a motion to dismiss the information based on outrageous government conduct. Although the district court opined that the government’s action in filing the information was “going further than the Government needs to go,” the court refused to find that the government abused its discretion and denied the motion to dismiss. Following this ruling, Doe entered a conditional plea of guilty and was sentenced to one month imprisonment, to run consecutively to any undischarged period of custody. Doe has not yet begun to serve the term of imprisonment for the criminal contempt conviction and is currently in custody serving the prior term imposed for his robbery and weapon convictions.

JURISDICTION

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125 F.3d 1249, 97 Cal. Daily Op. Serv. 7243, 97 Daily Journal DAR 11704, 1997 U.S. App. LEXIS 23613, 1997 WL 572235, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-plaintiff-appellee-v-john-doe-ca9-1997.