United States of America Ex Rel., Forrest Eugene Smith v. Alfred F. Dowd, as Warden of Indiana State Prison

271 F.2d 292, 1959 U.S. App. LEXIS 3250
CourtCourt of Appeals for the Seventh Circuit
DecidedOctober 20, 1959
Docket12600_1
StatusPublished
Cited by11 cases

This text of 271 F.2d 292 (United States of America Ex Rel., Forrest Eugene Smith v. Alfred F. Dowd, as Warden of Indiana State Prison) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America Ex Rel., Forrest Eugene Smith v. Alfred F. Dowd, as Warden of Indiana State Prison, 271 F.2d 292, 1959 U.S. App. LEXIS 3250 (7th Cir. 1959).

Opinions

CASTLE, Circuit Judge.

The appellant Forrest Eugene Smith, hereinafter referred to as petitioner, filed a petition for a writ of habeas corpus in the District Court charging that his imprisonment in the Indiana State Prison is in violation of the Thirteenth and Fourteenth Amendments to the United States Constitution. The respondent, Alfred F. Dowd, Warden, filed a motion to dismiss the petition asserting it failed to state grounds on which relief can be granted. The District Court granted respondent’s motion and dismissed the cause. Petitioner appealed contending the Court erred in granting the motion to dismiss.

Allegations of the petition, admitted for the purpose of the motion, established that the petitioner has exhausted [294]*294all available remedies in the courts of Indiana. Petitioner’s original conviction was affirmed by the Supreme Court of Indiana, Smith v. State, 227 Ind. 672, 87 N.E.2d 881 and the Supreme Court of the United States denied certiorari. Petitioner filed a petition for a writ of error coram nobis in the Indiana trial court presenting the identical question raised in his habeas corpus petition. It was denied. The Supreme Court of Indiana 237 Ind. 532, 146 N.E.2d 86 affirmed the denial and the Supreme Court of the United States denied certiorari. 357 U.S. 909, 78 S.Ct. 1156, 2 L.Ed.2d 1159.

Other material allegations of the petition are that the petitioner is a citizen of the United States; that the imprisonment complained of was imposed by a judgment of the Vigo County Circuit Court of Indiana, entered September 27, 1948, sentencing petitioner as a habitual criminal after trial and finding of guilt of the offense of vehicle taking. The court imposed a sentence committing petitioner for a period of not less than one year nor more than ten years and further ordering that petitioner “be and is hereby committed to the Indiana State Prison as a habitual criminal, to be confined there for a period of his natural life.” Completion of the one to ten year sentence is alleged and it is asserted that continued imprisonment is depriving petitioner of his liberty in violation of the Thirteenth and Fourteenth Amendments.

Petitioner contends that the life sentence is not imposed as punishment for crime, and since all Indiana convicts are subject to hard labor1 his continued imprisonment constitutes involuntary servitude in violation of the Thirteenth Amendment and by the same token an abridgment of his privileges and immunities as a citizen of the United States in violation of the Fourteenth Amendment.

Section 1 of the Thirteenth Amendment prohibits involuntary servitude except as a punishment for crime. It expressly provides:

“Neither slavery nor involuntary servitude, except as punishment for crime, whereof the party shall have been duly convicted, shall exist within the United States or any place subject to their jurisdiction”.

The contested issue presented by this appeal is whether petitioner’s present imprisonment, attributable solely to the life sentence imposed pursuant to the Indiana Habitual Criminal Act, constitutes punishment for crime.

The provisions of the Indiana Habitual Criminal Act under which the punishment was imposed (Burns’ Ind.Stat., 1956 Repl., §§ 9-2207 and 9-2208) are as follows:

“Every person who, after having been twice convicted, sentenced and imprisoned in some penal institution for felony, whether committed heretofore or hereafter, and whether committed in this state or elsewhere within the limits of the United States of America, shall be convicted in any circuit or criminal court in this state for a felony hereafter committed, shall be deemed and taken to be an habitual criminal, and he or she shall be sentenced to imprisonment in the state prison for and during his or her life.”
“To authorize a sentence of imprisonment for life under this act, the indictment or affidavit shall allege that the defendant has been previously twice convicted, sentenced and imprisoned in some penal institution, for felonies, describing each separately. If the trial jury, in their verdict, find these facts to be true, and convict such defendant of the third felony, the trial court, after passing sentence of imprisonment for a specific term, as prescribed by the statute, shall proceed to sentence the defendant to imprisonment for his or her life.”

[295]*295Petitioner contends that the statute does not impose the life sentence penalty as punishment for the third offense but that it is a punishment imposed for acquiring the status of a habitual criminal; that it constitutes punishment for a status or condition and thus is not “punishment for crime” excepted from the ban of involuntary servitude contained in the Thirteenth Amendment.

The state or condition of being a habitual criminal is not a crime but it is a status or circumstance which affords a proper basis for classifying such individual as one subject to greater or additional punishment than would otherwise be imposed on the conviction of a subsequent offense. Goodman v. Kunkle, 7 Cir., 72 F.2d 334.

The language of Sec. 9-2207 that the person twice previously convicted and imprisoned for felony shall on a subsequent felony conviction “be deemed and taken to be a habitual criminal and * * * shall be sentenced to” life imprisonment neither expressly nor impliedly requires that the punishment be related to the status rather than to the last offense.

It is recognized that Sec. 9-2208 is part of the plan employed by Indiana for the purpose of assuring enhanced punishment of persistent offenders and utilizes and requires the imposition of separate and distinct sentences, one imposing the normal penalty prescribed by law for the particular offense involved and the other imposing a further penalty of life imprisonment. Goodman v. Kunkle, 7 Cir., 72 F.2d 334; Metzger v. State, 214 Ind. 113, 13 N.E.2d 519; Witte v. State, 228 Ind. 153, 90 N.E.2d 802; Witte v. Dowd, 230 Ind. 485, 102 N.E.2d 630, certiorari denied 344 U.S. 841, 73 S.Ct. 54, 97 L.Ed. 654. The fact that the statute employs the device of two separate and distinct penalties, the normal penalty for the offense last committed, plus an additional penalty of life imprisonment, does not, however, require that the latter be regarded as imposed as punishment for the status rather than for the offense last committed. In our opinion this unique, separate and distinct penalty feature of the Indiana statute does not have the effect of removing the life imprisonment penalty from the category of “punishment for crime”. It may be imposed only when a status of habitual criminality has been attained by reason of the subsequent felony conviction. It is imposed as an incident to that conviction as enhanced punishment. It is the subsequent conviction which results in both the status of habitual criminal and the imposition of both the normal and the further or additional penalty of life imprisonment.

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Bluebook (online)
271 F.2d 292, 1959 U.S. App. LEXIS 3250, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-ex-rel-forrest-eugene-smith-v-alfred-f-dowd-ca7-1959.