United States of America Ex Rel. Esaw Mitchell, 42060 v. Warren Pinto, Superintendent, New Jersey State Prison Farm, Rahway, New Jersey

438 F.2d 814
CourtCourt of Appeals for the Third Circuit
DecidedMay 3, 1971
Docket17359_1
StatusPublished
Cited by17 cases

This text of 438 F.2d 814 (United States of America Ex Rel. Esaw Mitchell, 42060 v. Warren Pinto, Superintendent, New Jersey State Prison Farm, Rahway, New Jersey) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America Ex Rel. Esaw Mitchell, 42060 v. Warren Pinto, Superintendent, New Jersey State Prison Farm, Rahway, New Jersey, 438 F.2d 814 (3d Cir. 1971).

Opinions

OPINION OF THE COURT

HASTIE, Chief Judge.

The district court denied relief to the appellant, a state prisoner serving a sentence under a New Jersey rape conviction, who sought a writ of habeas corpus on the ground that at his trial his failure to testify had been used against him in violation of his privilege against self-incrimination. Both the prosecutor and the trial judge had told the jury that the failure of the accused to testify might be used as evidence against him.

In 1965, the Supreme Court held that “the Fifth Amendment * * * forbids either comment by the prosecution on the accused’s silence or instructions by the court that such silence is evidence of guilt.” Griffin v. California, 380 U.S. 609, 615, 85 S.Ct. 1229, 1233, 14 L.Ed.2d 106. The Appellant’s conviction occurred on June 15, 1964, but the case was still pending in the New Jersey courts on direct appeal in 1966. This chronology impels us to consider preliminarily whether the rule of the Griffin case applies to this case.

Tehan v. Shott, 1966, 382 U.S. 406, 86 S.Ct. 459, 15 L.Ed.2d 453, holds that the Griffin rule does not control cases in which conviction had become final before the Griffin decision. But at the same time a situation indistinguishable from the present case was before the Court in O’Connor v. Ohio, 1965, 382 U.S. 286, 86 S.Ct. 445, 15 L.Ed.2d 337 and was remanded for reconsideration in the light of Griffin. Later, O’Connor’s case was reviewed again, 1966, 385 U.S. 92, 87 S.Ct. 252, 17 L.Ed.2d 189, and the Court made explicit the reach of Griffin, saying:

“[I]t is clear the prospective application of that [Griffin] rule, announced in Tehan v. Shott, 382 U.S. 406 [86 S.Ct. 459, 15 L.Ed.2d 453], does not prevent petitioner from relying on Griffin, since his conviction was not final when the decision in Griffin was rendered. Indeed, in Tehan we cited our remand of petitioner’s [O’Connor’s] [816]*816case as evidence that Griffin applied to all convictions which had not become final on the date of the Griffin judgment. 382 U.S., at 409, n. 3, 86 S.Ct. [459], at 461.” 385 U.S. at 93, 87 S. Ct. at 253.

To the same effect, in Johnson v. New Jersey, 1966, 384 U.S. 719, 732, 86 S.Ct. 1772, 16 L.Ed.2d 882, the Court said: “Decisions prior to * * * Tehan

had already established without discussion that * * * Griffin applied to cases still on direct appeal at the time [it was] announced. See * * * 382 U.S., at 409, n. 3, 86 S.Ct. [459], at 461.”

Thus, the 1965 constitutional pronouncement in Griffin is applicable to Mitchell’s conviction which did not become final until 1966.

Indeed, in the unreported decision of the New Jersey Superior Court, Appellate Division, sustaining Mitchell’s conviction, the court recognized that the Griffin rule was applicable. Accord, State v. Lanzo, 1965, 44 N.J. 560, 210 A.2d 613. The conviction was sustained on the theory, to be discussed later in this opinion, that Mitchell had waived his privilege against self-incrimination.

We now consider whether the conduct of the judge and the prosecutor at appellant’s trial was inconsistent with the Griffin rule. At that time the law of New Jersey permitted such comment and such a charge as the Griffin decision was soon to proscribe. Accordingly, in his argument to the jury defense counsel anticipated unfavorable comment by the prosecutor and in the judge’s charge upon his client’s failure to testify. He told the jury that it was on his advice that the accused had elected not to testify and argued that no unfavorable inference should be drawn from that circumstance. His anticipation was well founded, for in his summation the prosecutor told the jury: “you are entitled also under the law of this state to consider if you desire, that Esaw Mitchell's failure to take the stand was because he couldn’t deny the incriminatory evidence proved against him. * * * ” Thereafter, the court charged the jury that “ * * * by his silence the jury may infer that he [the accused] could not truthfully deny the charge.” Thus, both the judge and the prosecutor did precisely what the Griffin decision holds they may not do without prejudicial violation of a fundamental constitutional privilege of the accused. However, the appellee attempts to avoid this conclusion by arguing that the conduct of the accused and his counsel during the course of the trial should be given effect as a waiver of his privilege against self-incrimination.

In Caminetti v. United States, 1917, 242 U.S. 470, 494-495, 37 S.Ct. 192, 61 L.Ed. 442, the Supreme Court held that when an accused takes the stand and testifies to refute part of the proof against him, his silence with regard to other damaging evidence as to matters within his knowledge is subject to adverse comment. In the present case, Mitchell neither testified nor called any witness. However, at the request of his counsel during cross-examination of a witness called by a co-defendant, Mitchell rose and stood before the jury next to the witness, who himself had previously been convicted as a participant in the crime of which defendant was now accused, to demonstrate a resemblance. The appellee characterizes this participation in a demonstration as a “testimonial act,” equivalent to the defendant’s verbal testimony in the Caminetti case. It is argued that this demonstration is like testimony in that it was intended to refute the state’s evidence against the accused. But all relevant evidence introduced by the defense, whether demonstrative or verbal, is at least intended to refute the state’s proof. This common purpose does not justify characterizing a physical demonstration as “testimonial.” Moreover, technically Mitchell rested without offering any evidence whatever. The demonstration in question occurred during cross examination of a witness called by another party.

In applying the Self-Incrimination Clause of the Fifth Amendment, the Su[817]*817preme Court has recognized a controlling distinction between real or physical evidence obtained from a defendant’s person and that which is testimonial. The Court has upheld action by the state compelling an accused to submit to blood tests, Schmerber v. California, 1966, 384 U.S. 757, 86 S.Ct. 1826, 16 L.Ed.2d 908; to try on clothing, Holt v. United States, 1910, 218 U.S. 245, 31 S.Ct. 2, 54 L.Ed. 1021, and to exhibit his person for observation, United States v. Wade, 1967, 388 U.S. 218, 87 S.Ct. 1926, 18 L.Ed.2d 1149.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Rodgers
3 S.W.3d 818 (Missouri Court of Appeals, 1999)
Thomas v. State
439 So. 2d 245 (District Court of Appeal of Florida, 1983)
United States ex rel. Crist v. Lane
570 F. Supp. 999 (N.D. Illinois, 1983)
State v. Suddeth
306 N.W.2d 786 (Supreme Court of Iowa, 1981)
State v. Christensen
628 P.2d 580 (Arizona Supreme Court, 1981)
Commonwealth v. Hill
422 A.2d 491 (Supreme Court of Pennsylvania, 1980)
State v. Bontempo
406 A.2d 203 (New Jersey Superior Court App Division, 1979)
State v. Norris
577 S.W.2d 941 (Missouri Court of Appeals, 1979)
Sublette v. State
365 So. 2d 775 (District Court of Appeal of Florida, 1978)
State v. Bonet
333 A.2d 267 (New Jersey Superior Court App Division, 1975)
United States v. Weinberg
345 F. Supp. 824 (E.D. Pennsylvania, 1972)
United States v. Cole
334 F. Supp. 961 (S.D. New York, 1971)
United States ex rel. McLaughlin v. Pinto
329 F. Supp. 589 (D. New Jersey, 1971)
United States ex rel. Pinder v. Ziegler
325 F. Supp. 379 (E.D. Pennsylvania, 1971)

Cite This Page — Counsel Stack

Bluebook (online)
438 F.2d 814, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-ex-rel-esaw-mitchell-42060-v-warren-pinto-ca3-1971.