United States of America, Appellee-Cross-Appellant v. Francesco Versaglio, Defendant-Appellant-Cross-Appellee

85 F.3d 943, 1996 U.S. App. LEXIS 13354
CourtCourt of Appeals for the Second Circuit
DecidedJune 3, 1996
Docket509, 942, Dockets 95-1238, 95-1263
StatusPublished
Cited by16 cases

This text of 85 F.3d 943 (United States of America, Appellee-Cross-Appellant v. Francesco Versaglio, Defendant-Appellant-Cross-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America, Appellee-Cross-Appellant v. Francesco Versaglio, Defendant-Appellant-Cross-Appellee, 85 F.3d 943, 1996 U.S. App. LEXIS 13354 (2d Cir. 1996).

Opinion

JON O. NEWMAN, Chief Judge:

The principal issue on this appeal is whether the Sentencing Reform Act of 1984 (“SRA” or the “Act”) amends the criminal contempt statute, 18 U.S.C. § 401, to allow a court to sentence a defendant convicted of criminal contempt to both a fine and a term of imprisonment. This issue arises on an appeal by Francesco Versaglio from the judgment of the District Court for the Eastern District of New York (Edward R. Korman, Judge), entered April 28, 1995, imposing a sentence for criminal contempt that included a 21-month term of imprisonment and a $25,000 fine. Appellant contends that section 401’s prohibition on the imposition of both a fine and a term of imprisonment was not superseded by the provisions of the SRA that generally permit the imposition of fines in addition to any other punishment. See 18 U.S.C. §§ 3551, 3571. The Government cross-appeals, contending that the District Court should have determined the appropriate sentence by applying the guideline for obstruction of justice, rather than the guideline for misprision of a felony.

We conclude that Versaglio could not be sentenced to both a fine and imprisonment and that since he has paid the fine, his prison sentence must be vacated. On the cross-appeal, we agree with the Government that the obstruction guideline is relevant, and therefore remand to afford the District Court an opportunity to revise upward the amount of the fine.

Background

Versaglio is allegedly a member of the Gambino Organized Crime Family. He was granted immunity and ordered to testify in the trial of United States v. Conte, which involved charges of conspiracy to commit murder and conspiracy to distribute heroin. He refused to testify, and the ease ended in a mistrial. After initially being committed for civil contempt, Versaglio was charged with criminal contempt and pled guilty. *945 Versaglio was sentenced on April 13, 1995, pursuant to the United States Sentencing Guidelines. The guideline for criminal contempt, U.S.S.G. § 2J1.1, directs a court to apply section 2X5.1, the guideline for “other offenses.” 1

Section 2X5.1 states that a court should apply “the most analogous offense guideline.” Id., § 2X5.1. The Government argued that the District Court should apply the obstruction of justice guideline, id., § 2J1.2, while the defense argued that the most analogous guideline was the one for “failure to appear by a material witness,” id., § 2J1.5.

Rejecting both contentions, the Court applied the guideline for misprision of a felony, which specifies a maximum offense level of 19, see id., § 2X4.1, and imposed both a fine and a term of imprisonment, as described above. Because Versaglio represented that the Government had control of all his disposable assets, the Court provided that the fine was not due until the Government returned the property used to secure Versaglio’s pretrial release, which would occur when Versaglio surrendered to the custody of the Attorney General. On April 18, 1995, just five days after sentencing and apparently before return of his bond collateral, Versaglio paid the fine in full.

On appeal Versaglio makes the following argument: (1) under section 401, contempt is punishable by fine or imprisonment, but not both; (2) the provisions of the SRA, specifically sections 3551 and 3571, do not alter the plain meaning of section 401; (3) if two penalties are imposed where a court may legally impose only one, the satisfaction of one penalty precludes the execution of the other; and (4) since he has paid the fine, his prison sentence must be vacated.

Discussion

1. The Validity of the Sentence

The criminal contempt statute provides:

A court of the United States shall have power to punish by fine or imprisonment, at its discretion, such contempt of its authority ... as—
(3) Disobedience ... to its lawful ... order____

18 U.S.C. § 401(3) (emphasis added). Before the SRA was passed, it was clear that a defendant convicted of criminal contempt could not be sentenced to both a fine and imprisonment under section 401. See In re Bradley, 318 U.S. 50, 51, 63 S.Ct. 470, 470, 87 L.Ed. 608 (1943) (construing similarly worded predecessor to section 401); United States v. Sampogne, 533 F.2d 766, 767 (2d Cir.1976) (holding that reasoning of In re Bradley applies to section 401). Our first issue is whether the SRA eliminates the choice of penalties that section 401 requires a sentencing judge to make. Though subsequent to the passage of the SRA, this Court affirmed section 401 sentences imposing both a fine and a term of imprisonment, see, e.g., United States v. Remini, 967 F.2d 754, 755 (2d Cir.1992); United States v. Lohan, 945 F.2d 1214, 1216 (2d Cir.1991), the dual nature of the sentence was not challenged, and we therefore had no occasion to consider the issue now squarely before us. 2

Section 3551 provides:

(a) In General. — Except as otherwise specifically provided, a defendant who, has been found guilty of an offense described in any Federal statute ... shall be sentenced in accordance with the provisions of this chapter____
*946 (b) Individuals. — An individual found guilty of an offense shall be sentenced, in accordance with the provisions of section 3553, to—
(1) a term of probation as authorized by subchapter B;
(2) a fine as authorized by subchapter C; or
(3) a term of imprisonment as authorized by subchapter D.
A sentence to pay a fine may be imposed in addition to any other sentence.

18 U.S.C. §§ 3551(a) & (b) (emphasis added). Section 3551 thus expresses Congress’s general authorization for fines in every case unless some other provision of law “otherwise specifically provide[s].” Section 3571 reinforces the general statutory authorization for the imposition of a fine by providing that “[a] defendant who has been found guilty of an offense may be sentenced to pay a fine.” 18 U.S.C.

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Bluebook (online)
85 F.3d 943, 1996 U.S. App. LEXIS 13354, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-appellee-cross-appellant-v-francesco-versaglio-ca2-1996.