Union of Concerned Scientists v. Nuclear Regulatory Commission

711 F.2d 370, 229 U.S. App. D.C. 92, 19 ERC 1329
Court of Appeals for the D.C. Circuit·Decided June 30, 1983·No. No. 82-2000·Published·Cited by 4 cases

Opinion

Opinion for the Court filed by Senior Circuit Judge MacKINNON.

MacKINNON, Senior Circuit Judge:

This petition concerns the regulation of certain safety-related equipment that is needed to mitigate an accident or to shut down a reactor following an accident in a nuclear power plant. The Union of Concerned Scientists (UCS) petitions this court for review of a June 30,1982 rulemaking by the Nuclear Regulatory Commission (the NRC or the Commission), which amended all operating licenses by suspending indefinitely the deadline by which nuclear facilities must complete “environmental qualification” of such equipment. Equipment is “environmentally qualified” if it has been proven capable of surviving and performing its function under accident conditions. The June 30,1982 rule (hereinafter “the interim rule”) has now been superseded by another rule on environmental qualification, promulgated on January 6, 1983 (hereinafter “the final rule”). In promulgating the interim rule, however, the Commission made a factual determination upon which the final rule is predicated in part. Because that factual determination was made without affording public notice and opportunity to comment, we grant the petition and remand for further proceedings.

[94]*94I.Background

This dispute had its origin on November 4, 1977, when UCS filed a petition with NRC to address the ability of safety-related equipment to function in an accident.1 Petition for Emergency and Remedial Action (Nov. 4, 1977) (Petition) (JA 352).2 Petitioner adverted to the results of tests conducted under NRC contract at Sandia Laboratories in New Mexico. The tests suggested, inter alia, that certain electrical connectors could not maintain their integrity in the environment that would result from a loss-of-coolant accident.3 UCS feared that failure of such connectors — and, by implication, other electrical components — during an accident might totally disable vital safety systems. The petition requested NRC to shut down affected operating reactors and to suspend licensing for new plants until licensees could demonstrate that safety-related equipment was qualified to function properly in an accident environment. Id. ¶ 28d, e, f (JA 361-62). The Commission was also petitioned to “direct the Staff to independently verify the environmental qualifications of all safety-related systems, components, and structures.” Id. ¶ 28c (JA 361).

In response, the Commission swiftly directed its Staff to report by November 9 on any safety matters requiring immediate action. The Staff concluded that no immediate action was warranted.4 In addition, the Staff issued two Inspection and Enforcement (I & E) Bulletins directing licensees to provide information on electrical connectors in safety systems.5

The Commission’s first formal response to the UCS Petition was issued on April 13, 1978. Petition for Emergency and Remedial Action, CLI-78-6, 7 N.R.C. 400 (1978) (JA 3). Finding on the basis of licensees’ replies to Staff inquiries that there was no immediate need to shut down all operating reactors, the Commission denied the petition. Nonetheless, the Commission reported that a few plants had been shut down where subsequent inquiries had indicated that electrical connectors were unqualified and licensees had not justified continued operation pending qualification or replacement.6 With respect to three other plants that had neither demonstrated qualification nor replaced unqualified components, the Commission permitted continued operation because the licensees had committed to a testing program whose preliminary results appeared promising. Id. at 417-18 (JA 20-21). In all three instances the NRC expressly found that operation pending completion of the tests would not constitute “an undue risk to the public health and safety.” Id.

As for safety-related equipment other than the electrical connectors that were the subject of the Sandia tests, the NRC directed the Staff to review and evaluate, as “a first-priority matter,” the safety, adequacy and environmental qualification of all Class IE electrical equipment7 in eleven older [95]*95plants then participating in an ongoing NRC Systematic Evaluation Program (SEP). Id. at 420 & n. 28 (JA 23). Thereafter, the Staff was to determine whether to extend qualification review to all operating plants.8 Id. at 42 (JA 23).

The Commission spent the next two years attempting, with scant success, to obtain documentation of environmental qualification from licensees. Licensee failure to cooperate prompted the Staff to upgrade its documentation request to a requirement in 1979/ I & E Bulletin No. 79-01 (Feb. 8, 1979) (JA 45); see Petition for Emergency and Remedial Action, CLI-80-21,11 N.R.C. 707, 713 (1980) (hereinafter “1980 Order”) (JA 61). But licensees still tarried in submitting complete documentation.

Frustrated by grudging cooperation from licensees, the NRC in 1980 issued a new order that upgraded its documentation requirement even further. In dismissing a UCS petition to reconsider the 1978 Order, the Commission noted that “some licensees ha[d] ignored” their responsibility and had displayed “a disregard for [the] environmental qualification problem.” 1980 Order, supra, 11 N.R.C. at 712, 713 (JA 66, 67). Accordingly, “[i]n order to leave room for no doubt on this issue,” the Commission set in motion a process that would elevate its documentation demands to the status of license conditions. Id. at 712 (JA 66). In addition, the NRC ordered that all safety-related electrical equipment in all operating plants be qualified by June 30, 1982. Id. at 714^15 (JA 68-69). The compliance deadline was incorporated into the license conditions and technical specifications of each licensee by individual orders dated October 24, 1980.9 Finally, the Commission stated that the new deadline did not “excuse a licensee from the obligation to modify or replace inadequate equipment promptly.” Id. at 715 (JA 69). Thus, if during the course of its ongoing review, the Staff found “poor” documentation of qualification, or if documentation “raisefd] questions about the ability of the equipment to perform its intended function in accident conditions,” the Staff “[would] make a technical judgment regarding continued operation.” Id. In other words, the Commission made no finding that operation would necessarily be safe or unsafe until June 30, 1982; that question was entrusted to the technical judgment of the Staff on a case-by-case basis during the course of its ongoing review.

Pursuant to I & E Bulletin No. 79-01B, licensees submitted lists of equipment and documentation purporting to demonstrate its qualification. The Staff10 evaluated these submittals and during the spring of 1981 issued a Safety Evaluation Report (SER) for each of the 72 operating plants. The SERs identified all equipment for which qualification had not been demonstrated.

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Union of Concerned Scientists v. Nuclear Regulatory Commission, 711 F.2d 370, 229 U.S. App. D.C. 92, 19 ERC 1329 (D.C. Cir. 1983).

711 F.2d 370 (Union of Concerned Scientists v. Nuclear Regulatory Commission) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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